Prospera Financial Services, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

10740

SEC number

801-65845

Firm type

RIA

Assets under management

$12.4B as of Sep 30, 2025

Website

twitter.com/PROSPERAFINSVCS ↗

Phone

972-581-3000

Address

5429 Lbj Freeway, Dallas, TX, 75240

Advisors at this firm

243 in our index · page 4 of 5

• Daniel William MossakowskiCRD 5865929 · Vanleer, TN
  IA RegisteredBroker
• Gwendolyn Marie MuexCRD 4015358 · Dallas, TX
  Broker
• Joseph Harold MullenaxCRD 5465695 · Cumberland, MD
  Broker
• Kenneth Christopher ManningCRD 2336056 · Dallas, TX
  BrokerRegistration inactive
• Peggy Ann MasseyCRD 4933017 · Cincinnati, OH
  Broker
• Thomas James NeelyCRD 1661017 · Ballwin, MO
  Broker
• Robert Lynn NormanCRD 2312319 · Ballwin, MO
  IA RegisteredBroker
• Natalie NelsonCRD 6344544 · Los Ranchos, NM
  IA RegisteredBroker
• Nicholas David OlivasCRD 6803146 · Irvine, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Anthony Dean OssolaCRD 4269799 · Aliso Viejo, CA
  IA RegisteredBroker
• Michael Edward PageCRD 1794267 · Crystal Lake, IL
  IA RegisteredBroker
• Charles Edward PainterCRD 733923 · Redlands, CA
  IA RegisteredBroker
• Mitzi Suzanne PaschCRD 1833621 · Boca Raton, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Christopher Donald PascuzziCRD 5243041 · Dallas, TX
  IA RegisteredBroker
• Richard Dean PascuzziCRD 711548 · Dallas, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Darrell Alan PatrickCRD 357750 · Dayton, OH
  IA RegisteredBroker
• Jeffrey Scott PattersonCRD 2564460 · Ballwin, MO
  IA RegisteredBroker
• Hilary Wells PluemerCRD 1888677 · Dallas, TX
  IA RegisteredBroker
• William Ogden PlylerCRD 4230225 · Memphis, TN
  IA RegisteredBroker
  Disclosure event(s) on record
• Jeffrey Donald PooschCRD 2490703 · Port Huron, MI
  Broker
• Thayer Rockwell PotterCRD 1439107 · Selinsgrove, PA
  IA RegisteredBroker
• Kenneth Clayton PriceCRD 2894885 · Glen Allen, VA
  IA RegisteredBroker
  Disclosure event(s) on record
• Thomas J PruzinCRD 5007601 · Crown Point, IN
  IA RegisteredBroker
• Sonya Gwyn PalumboCRD 4067280 · Southgate, MI
  IA RegisteredBroker
• Misty Dawn PatrickCRD 2351441 · Dallas, TX
  Broker
• Robert James PodrazaCRD 5954877 · Quakertown, PA
  IA RegisteredBroker
• Jonathan Mark RawlingsCRD 4762750 · Dallas, TX
  IA RegisteredBroker
• Kallie Nicole RawsonCRD 6084841 · Redlands, CA
  IA RegisteredBroker
• Byron Leonel ReyesCRD 2015796 · Lafayette, LA
  IA RegisteredBroker
  Disclosure event(s) on record
• Julian Saenger RichardsCRD 1878221 · Metairie, LA
  IA RegisteredBroker
• Marina RodriguezCRD 4621777 · Visalia, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• John Nunzio RossiCRD 5283741 · Houston, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• James Patrick RyanCRD 2341825 · Overland Park, KS
  IA RegisteredBroker
• Moriah RanadeCRD 6681481 · Las Vegas, NV
  IA Registered
• Rebecca Elizabeth ReynaudCRD 2577197 · Glen Allen, VA
  IA RegisteredBroker
• Raymond Frederich SaleebyCRD 1052428 · St. Louis, MO
  IA RegisteredBroker
  Disclosure event(s) on record
• Stacy Renee SchaeferCRD 4020101 · Ballwin, MO
  IA RegisteredBroker
• Stephen Robert SchullerCRD 1848867 · Jacksonville, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Wesley Adam ShindlerCRD 4116408 · Dallas, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Alex B ShoreCRD 2431627 · Knoxville, TN
  IA RegisteredBroker
• Laura SilverbergCRD 4174437 · Bettendorf, IA
  IA RegisteredBroker
• David Eugene SmithCRD 2609976 · Redlands, CA
  IA RegisteredBroker
• James Randy SmithCRD 719534 · Houston, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Melanie Mckinzie SmithCRD 1663851 · Grapevine, TX
  BrokerRegistration inactive
• Nancy Lea StarnesCRD 2496527 · Hurst, TX
  Broker
• Jason Leon SteeleCRD 2674860 · Raleigh, NC
  IA RegisteredBroker
  Disclosure event(s) on record
• Michael Louis SternCRD 2377720 · Metairie, LA
  IA RegisteredBroker
• Brandon James StockmanCRD 5433660 · Fortuna, CA
  IA RegisteredBroker
• Chris S StocksCRD 2600346 · Paradise Valley, AZ
  IA RegisteredBroker
  Disclosure event(s) on record
• David Walter StringerCRD 1410548 · Dallas, TX
  IA RegisteredBroker
  Disclosure event(s) on record

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.