Prospera Financial Services, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

10740

SEC number

801-65845

Firm type

RIA

Assets under management

$12.4B as of Sep 30, 2025

Website

twitter.com/PROSPERAFINSVCS ↗

Phone

972-581-3000

Address

5429 Lbj Freeway, Dallas, TX, 75240

Advisors at this firm

243 in our index · page 5 of 5

• Patrick William SuffernCRD 2349901 · Mandeville, LA
  IA RegisteredBroker
  Disclosure event(s) on record
• Jacqueline Raybuck SaleebyCRD 7625598 · St. Louis, MO
  IA RegisteredBroker
• Carol Ann ScatoliniCRD 2662328 · Wilbraham, MA
  IA RegisteredBroker
  Disclosure event(s) on record
• Amanda Jo SheederCRD 4818003 · West Des Moines, IA
  IA RegisteredBroker
  Disclosure event(s) on record
• Benjamin SlovesCRD 6861211 · Incline Village, NV
  IA RegisteredBroker
• Melissa Jean SparksCRD 3085120 · Dallas, TX
  Broker
• Carolyn Orser SterlingCRD 2631021 · Dallas, TX
  IA RegisteredBroker
• Edward Thomas SuffernCRD 6892747 · Mandeville, LA
  IA RegisteredBroker
• Yurij SzelewyczCRD 2614349 · Lawrence, KS
  IA RegisteredBroker
• Gerard Thaddeus TaylorCRD 1748899 · Southgate, MI
  IA RegisteredBroker
  Disclosure event(s) on record
• Herbert Alonzo TaylorCRD 2192997 · Memphis, TN
  IA RegisteredBroker
• Michael Alan TaylorCRD 1754275 · Hurst, TX
  IA RegisteredBroker
• Raymond Richard ThomesCRD 445527 · Dayton, OH
  IA RegisteredBroker
• Raymond Andrew ThompsonCRD 737094 · Metairie, LA
  IA RegisteredBroker
• Tamekia Yolanda ThompsonCRD 4758361 · Dallas, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Robert Fremont ThorndikeCRD 1284070 · Norfolk, VA
  IA RegisteredBroker
  Disclosure event(s) on record
• Michael Andrew TretheweyCRD 2964914 · Miami, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Stacey Lynn TuckerCRD 4701212 · Dallas, TX
  IA RegisteredBroker
• Cindy Michelle TamborelloCRD 2543219 · Weatherford, TX
  IA RegisteredBroker
• Hannah TuftsCRD 6339957 · Mandeville, LA
  IA RegisteredBroker
• Kimberly Coburn UtzCRD 2350976 · Dallas, TX
  Broker
• Casey Dan WaitsCRD 2598899 · Frisco, TX
  IA RegisteredBroker
• Brett Jason WalterCRD 5295855 · Hurst, TX
  IA RegisteredBroker
• Bruce David WardCRD 2169388 · Ballwin, MO
  IA RegisteredBroker
  Disclosure event(s) on record
• Christopher David WhiteCRD 4892747 · Frisco, TX
  IA RegisteredBroker
• Roy Thompson WhitemanCRD 1324962 · Hurst, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Carl Michael WilliamsCRD 1721736 · Peroria, IL
  IA RegisteredBroker
  Disclosure event(s) on record
• Ellen Victoria WilliamsCRD 1454419 · St. Louis, MO
  IA RegisteredBroker
• Dax Thomas WilliamsonCRD 2736690 · Eureka, CA
  IA RegisteredBroker
• Philip Shields WunderlichCRD 2528142 · Memphis, TN
  IA RegisteredBroker
• Alvin Francisco WalkCRD 2718762 · Dallas, TX
  IA RegisteredBroker
• Coy Reeves WatsonCRD 4409576 · Lafayette, LA
  IA RegisteredBroker
• Annemarie WennerCRD 7241890 · Burton, OH
  Broker
• Anthony Lamont WessonCRD 6060097 · Dallas, TX
  Broker
• Cynthia Kay WhitmanCRD 5688967 · Ballwin, MO
  IA RegisteredBroker
  Disclosure event(s) on record
• David Lawrence WilliamsCRD 727298 · Dallas, TX
  Broker
• Tarah Elizabeth WilliamsCRD 2727706 · Dallas, TX
  Broker
• Ian WilsonCRD 7803207 · St. Petersburg, FL
  IA RegisteredBroker
• Ricki Joseph WilsonCRD 1355229 · Cincinnati, OH
  IA RegisteredBroker
  Disclosure event(s) on record
• Arelle M WinchesterCRD 7633771 · Dallas, TX
  Broker
• Wilson Bryan WinnCRD 6124919 · Huntsville, TX
  IA RegisteredBroker
• Thomas Milan WyszynskiCRD 2825754 · Hyannis, MA
  IA RegisteredBroker
  Disclosure event(s) on record
• David Alan YarbroughCRD 1139419 · Hurst, TX
  IA RegisteredBroker
  Disclosure event(s) on record

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.