Principal Securities, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

1137

SEC number

801-54949

Firm type

RIA

Assets under management

$17.0B as of Mar 30, 2026

Website

x.com/PRINCIPAL ↗

Phone

888-774-6267

Address

711 High Street, Des Moines, IA, 50392

Advisors at this firm

1,828 in our index · page 1 of 37

• Tyler James AbelsCRD 5482072 · Des Moines, IA
  IA RegisteredBroker
• Brian Keith AbrahimsCRD 3277724 · Des Moines, IA
  Broker
• Jennifer AdamsonCRD 4681464 · Des Moines, IA
  IA RegisteredBroker
• Snigdha AdhikariCRD 5336278 · Downers Grove, IL
  IA RegisteredBroker
• Michael Lee AffleckCRD 2297887 · Carlsbad, CA
  IA RegisteredBroker
• Brian James AinslieCRD 5440210 · Raleigh, NC
  Broker
• Kevin M AlaridCRD 2987965 · Denver, CO
  Broker
• Nicholas L AlbaniCRD 6976519 · Tampa, FL
  IA RegisteredBroker
• Kimberly Ann AlberCRD 4403333 · Charlotte, NC
  Broker
• Andrew Mark AlbersCRD 5701013 · Denver, CO
  IA RegisteredBroker
  Disclosure event(s) on record
• Allison Anne AlbrightCRD 7217101 · Charlotte, NC
  Broker
• Daniel Alexander AllenCRD 3092088 · West Des Moines, IA
  IA RegisteredBroker
• James Brian AllenCRD 2493254 · Denver, CO
  IA RegisteredBroker
• Katie Lynne AllenCRD 7406399 · Des Moines, IA
  Broker
• Suhyoung AnCRD 5015516 · Atlanta, GA
  IA RegisteredBroker
• Nicholas AnconaCRD 2615953 · Rockford, IL
  BrokerRegistration inactive
• Aaron Gabriel AndersonCRD 8154406 · Sioux Falls, SD
  IA RegisteredBroker
• Clark Reaney AndersonCRD 1354226 · San Diego, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Peter J AndersonCRD 4461644 · Sharonville, OH
  IA RegisteredBroker
• Ryan Thomas AndersonCRD 4908100 · Sioux Falls, SD
  IA RegisteredBroker
• Tina Lynne AndersonCRD 4891566 · Des Moines, IA
  Broker
• Zachary Keith AndersonCRD 7427147 · Des Moines, IA
  Broker
• David J AndradeCRD 1628858 · New Lenox, IL
  Broker
• Kristin Moyer AndrewsCRD 3050287 · Mason City, IA
  IA RegisteredBroker
• Miles AnthonyCRD 5387438 · Middletown, NY
  IA RegisteredBroker
• Usha Ramani ArcherCRD 2480013 · Des Moines, IA
  Broker
• Leslie Ann ArcuriCRD 2232623 · Charlottesville, VA
  IA RegisteredBroker
• Nauj Gamal ArguelloCRD 6906093 · Des Moines, IA
  Broker
• Holly Annette ArmstrongCRD 4076448 · Des Moines, IA
  Broker
• Matthew Scott ArndtCRD 4397643 · Des Moines, IA
  Broker
• Susan Keith ArnoldCRD 4844708 · Raleigh, NC
  Broker
• Gabriel ArreguinCRD 7634878 · Lake Oswego, OR
  IA RegisteredBroker
• Michael Louis ArveloCRD 7179375 · Raleigh, NC
  Broker
• Jerold AttentoCRD 4918269 · Aventura, FL
  IA RegisteredBroker
• James J AtwaterCRD 4133037 · Phoenix, AZ
  Broker
• Raelynn Jane AustinCRD 4467162 · Des Moines, IA
  IA RegisteredBroker
• Mark B AveryCRD 5630276 · Fairport, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Ray Frank AvrettCRD 1704793 · Atlanta, GA
  IA RegisteredBroker
  Disclosure event(s) on record
• Troy Malon AxelsonCRD 2405148 · Lake Elmo, MN
  IA RegisteredBroker
  Disclosure event(s) on record
• Jacob George AdamsCRD 4975889 · Austin, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Janice W AdamsCRD 7043156 · Gilbert, AZ
  IA RegisteredBroker
• Isabel Sarah AdcockCRD 8091631 · Grand Rapids, MI
  IA RegisteredBroker
• Richard H AddyCRD 4422305 · Irmo, SC
  IA RegisteredBroker
• Chibueze AgbalokwuCRD 5474145 · Denver, CO
  Broker
• Jenny Mari AhlinCRD 4421441 · Des Moines, IA
  Broker
• Kirk AlbinCRD 4910466 · Ankeny, IA
  IA RegisteredBroker
• Kathleen Amon AlcornCRD 8010006 · Springfield, IL
  Broker
• Steven AldereteCRD 7679640 · Meridian, ID
  IA RegisteredBroker
• Gregory Jerrold AllenCRD 4179002 · Moore, SC
  IA RegisteredBroker
• Kristi Rae AllenCRD 6791819 · Des Moines, IA
  BrokerRegistration inactive

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.