Principal Securities, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

1137

SEC number

801-54949

Firm type

RIA

Assets under management

$17.0B as of Mar 30, 2026

Website

x.com/PRINCIPAL ↗

Phone

888-774-6267

Address

711 High Street, Des Moines, IA, 50392

Advisors at this firm

1,828 in our index · page 2 of 37

• Melanie Kristin AllenCRD 2900105 · Wilmington, DE
  IA RegisteredBroker
• Troy L AllenCRD 5652541 · Springfield, GA
  Broker
• Vanessa Elise AltomCRD 3041601 · Baton Rouge, LA
  IA RegisteredBroker
• Kenneth G AltoverosCRD 6258124 · Des Moines, IA
  Broker
• Cutter Brice AmosCRD 6628213 · Bakersfield, CA
  IA RegisteredBroker
• Kara AndersonCRD 7264861 · Des Moines, IA
  Broker
• Scott Lyle AndersonCRD 7824099 · Des Moines, IA
  Broker
• Shelley Covington AndersonCRD 4574568 · Des Moines, IA
  Broker
• Skylar Paige AndersonCRD 8064033 · Des Moines, IA
  Broker
• Skyler Dyle AndersonCRD 8176919 · San Diego, CA
  IA RegisteredBroker
• Uzochukwu Louis AnughoraCRD 7097176 · Minnetonka, MN
  IA RegisteredBroker
  Disclosure event(s) on record
• Michael Robert AppelCRD 6199054 · Port Orchard, WA
  IA RegisteredBroker
  Disclosure event(s) on record
• Sean David ArtleyCRD 7974483 · Saint Cloud, MN
  Broker
• Kenneth Duwayne AtkinsonCRD 2680406 · Charlotte, NC
  Broker
• Caden Richard AukerCRD 8023763 · Altoona, PA
  IA RegisteredBroker
• Bradley Dean BaackCRD 3209830 · Des Moines, IA
  Broker
• Julie Marie BabcockCRD 4380020 · Sterling, VA
  IA RegisteredBroker
• Logan M BaberCRD 6677621 · Albuquerque, NM
  IA RegisteredBroker
• John Alex BaczwaskiCRD 4726562 · Elkhorn, NE
  IA RegisteredBroker
• John Darrell BaergenCRD 4332267 · Richardson, TX
  IA RegisteredBroker
• Richard Ronald BaginskiCRD 2694083 · Lancaster, NY
  Broker
• Gina Marie BaldwinCRD 5494261 · Des Moines, IA
  Broker
• Laura Lee BallardCRD 5614425 · Des Moines, IA
  Broker
• Joseph Li BallingerCRD 7038297 · Des Moines, IA
  Broker
• Matthew R BanzhafCRD 5800640 · West Des Moines, IA
  IA RegisteredBroker
• Joseph BarbagalloCRD 6598882 · Melville, NY
  IA RegisteredBroker
• Phillip J BarbariaCRD 2925409 · Saratoga Springs, UT
  IA RegisteredBroker
• Miranda Corinne BarcenaCRD 7716124 · Austin, TX
  IA RegisteredBroker
• John C BarclayCRD 7256120 · West Des Moines, IA
  IA RegisteredBroker
• Todd J. BardenCRD 2072385 · Wauwatosa, WI
  IA RegisteredBroker
  Disclosure event(s) on record
• Nancy C BarnwellCRD 2574281 · Des Moines, IA
  Broker
• Luz BarreraCRD 2970141 · Irvine, CA
  Broker
• Gretchen Ohls BarressCRD 2608213 · Weston, MA
  IA RegisteredBroker
• Rae Ann BarrettCRD 3247035 · Des Moines, IA
  Broker
• Shannon Louise BarrionuevoCRD 4274602 · Lake Placid, FL
  IA RegisteredBroker
• Leonard Ellwood BarwickCRD 2128875 · Fallston, MD
  IA RegisteredBroker
• Chad C BaselCRD 4274694 · Des Moines, IA
  IA RegisteredBroker
• John Raymond BastianCRD 2329147 · Des Moines, IA
  Broker
• Thomas Coke BatesCRD 3141110 · Raleigh, NC
  Broker
• William Eaton BatesCRD 811487 · Pittsburgh, PA
  IA RegisteredBroker
• Amanda Edith BatresCRD 5392466 · Charlotte, NC
  Broker
• Anthony BattleCRD 5936469 · Brooklyn, NY
  IA RegisteredBroker
• Robin Dawn BaumgartnerCRD 2532042 · Cape Coral, FL
  Broker
• Sandra Kay BawolekCRD 4909642 · Wauwatosa, WI
  IA RegisteredBroker
• Scott Matthew BaxterCRD 2439896 · Bettendorf, IA
  IA RegisteredBroker
  Disclosure event(s) on record
• Kimberly Dawn BaylorCRD 6782152 · Des Moines, IA
  Broker
• Joseph A BaysingerCRD 7404162 · Des Moines, IA
  Broker
• Tanner BeaversCRD 5795152 · Des Moines, IA
  IA RegisteredBroker
• Jeffrey Michael BeckCRD 6594971 · Waverly, IA
  IA RegisteredBroker
• John Norbert BeckeyCRD 2223822 · Muscatine, IA
  Broker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.