Principal Securities, Inc.
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 1137
- SEC number
- 801-54949
- Firm type
- RIA
- Assets under management
- $17.0B as of Mar 30, 2026
- Website
- x.com/PRINCIPAL ↗
- Phone
- 888-774-6267
- Address
- 711 High Street, Des Moines, IA, 50392
Advisors at this firm
1,828 in our index · page 37 of 37
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Amanda Jayne WilliamsCRD 6968871 · Des Moines, IABroker
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Zachary Bryan WilliamsonCRD 8203039 · Addison, TXBroker
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Sierra Elena WinderCRD 8094860 · Elkhorn, NEIA RegisteredBroker
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Sophia Rose WolfCRD 7971677 · Birmingham, ALBroker
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Nathan Paul WoosleyCRD 7964505 · West Des Moines, IAIA RegisteredBroker
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Bianca Chernebin Jabrica YacobCRD 7315791 · Taguig CityBroker
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Victor S YedidCRD 2632688 · Miami, FLBroker
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Monica Yuen-Fun YeungCRD 7644501 · Irvine, CAIA RegisteredBroker
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Jonathan D YezekCRD 5543798 · Raleigh, NCBroker
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Jonathan Isamu YokoyamaCRD 5162508 · San Diego, CAIA RegisteredBroker
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Cheryl Lynn YostCRD 3212398 · Blue Bell, PAIA RegisteredBroker
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Annette Taylor YoungCRD 2519596 · Des Moines, IABroker
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Megan Leigh YoungCRD 7178293 · Des Moines, IABroker
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Jesse Thomas ZahnCRD 7077887 · Sewickley, PAIA RegisteredBroker
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Monica L ZamoraCRD 5158857 · Miami, FLBroker
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David Marc ZehnackerCRD 3181384 · Charlotte, NCBroker
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Glen A ZellerCRD 4103253 · Cumming, IAIA RegisteredBroker
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Joseph T ZidonCRD 7193233 · Saint Cloud, MNIA RegisteredBrokerDisclosure event(s) on record
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Todd Allen ZimmermannCRD 1366119 · Mankato, MNIA RegisteredBroker
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Jeffrey Lewis ZornCRD 7068964 · Phoenix, AZIA RegisteredBroker
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Allan Brett ZuckerCRD 3004384 · Delray Beach, FLIA RegisteredBrokerDisclosure event(s) on record
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Miguel Angel ZuluetaCRD 1887294 · Miami, FLIA RegisteredBroker
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Wayne David ZeienCRD 3096727 · Des Moines, IABroker
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Michelle Ann ZevolaCRD 3160560 · Charlotte, NCBroker
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Alexander John ZunigaCRD 6700709 · Albuquerque, NMIA RegisteredBroker
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Anita K ZupkoCRD 6560658 · Des Moines, IABroker
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William Cameron MccantsCRD 7678395 · Edgecliff Village, TXIA RegisteredBroker
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Kenneth Sjef Van AsdonkCRD 7458784 · Lutz, FLIA RegisteredBroker
← Previous1,801–1,828 of 1,828
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 1137 ↗
FINRA BrokerCheck record for firm CRD 1137 ↗
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Data compiled Aug 22, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.