Principal Securities, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

1137

SEC number

801-54949

Firm type

RIA

Assets under management

$17.0B as of Mar 30, 2026

Website

x.com/PRINCIPAL ↗

Phone

888-774-6267

Address

711 High Street, Des Moines, IA, 50392

Advisors at this firm

1,828 in our index · page 36 of 37

• Malinda R WhitefootCRD 5868080 · Des Moines, IA
  Broker
• Erin L WhittenCRD 4369252 · Des Moines, IA
  Broker
• Ronald L WiedmanCRD 4203615 · Des Moines, IA
  IA RegisteredBroker
• Shane Allan WiehlCRD 2205612 · Hutchinson, KS
  IA RegisteredBroker
• Marcus J WilckeCRD 4807602 · Des Moines, IA
  IA RegisteredBroker
• Heather Lynn WilcoxCRD 4024837 · Minneapolis, MN
  Broker
• Patricia C WileyCRD 4590330 · Des Moines, IA
  Broker
• Shawn Richard WillCRD 4101045 · Raleigh, NC
  IA RegisteredBroker
• Keith Anthony WillettCRD 2702568 · Lutz, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Bernadina Vankempen WilliamsCRD 2671609 · Ocala, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Frederick Nolan WilliamsCRD 2134162 · Des Moines, IA
  Broker
• John Richard WilliamsCRD 2736743 · Des Moines, IA
  Broker
• Kevin Michael WilliamsCRD 7425916 · Charlotte, NC
  Broker
• Ruth Bosomtwe WilliamsCRD 7413634 · Des Moines, IA
  Broker
• Scott Hayden WilliamsCRD 6951748 · Stillwater, OK
  IA RegisteredBroker
• Amanda Sue WilsonCRD 4592292 · Des Moines, IA
  Broker
• Anne Geralyn WilsonCRD 2866178 · Naperville, IL
  Broker
• Cynthia Diane WilsonCRD 4442835 · Cedar Falls, IA
  IA RegisteredBroker
• Melissa Sue WilsonCRD 3277790 · Des Moines, IA
  Broker
• Heather Nicole WindjueCRD 7970269 · Des Moines, IA
  Broker
• Tracy Ann Winters HooksCRD 7299549 · Charlotte, NC
  Broker
• Carson WirgesCRD 6192198 · Colorado Springs, CO
  IA RegisteredBroker
• Eric Christopher WishmanCRD 5899534 · Des Moines, IA
  Broker
• Nicholas David WittenburgCRD 6319188 · Denver, IA
  IA RegisteredBroker
• Daniel Lee WoessnerCRD 4484147 · Solon, IA
  IA RegisteredBroker
• Matthew Mark WollerCRD 2596756 · Gresham, WI
  IA RegisteredBroker
  Disclosure event(s) on record
• Brenda Jean WoodardCRD 4611975 · Raleigh, NC
  Broker
• Mikel Elise WoodenCRD 5845363 · Des Moines, IA
  Broker
• Florissa Lynn WoodsCRD 5084177 · Raleigh, NC
  Broker
• John Joseph WoodwardCRD 2266525 · Grand Rapids, MI
  IA RegisteredBroker
• Zachary Thomas WoodwardCRD 6075737 · Grand Rapids, MI
  IA RegisteredBroker
• Bonnie I WrightCRD 4822859 · West Des Moines, IA
  Broker
• Lisa Michelle WrightCRD 2575916 · Farmington Hills, MI
  IA RegisteredBroker
• Matthew B WrightCRD 4928376 · Des Moines, IA
  Broker
• Robert George WrightCRD 3159883 · Lafayette, CA
  IA RegisteredBroker
• Brian Laverne WubbenCRD 3043609 · Des Moines, IA
  IA RegisteredBroker
• Michelle Lee WyattCRD 5919446 · Fargo, ND
  Broker
• Ashley Catherine WallaceCRD 7682587 · Bozeman, MT
  IA RegisteredBroker
• Bryce Martin WallaceCRD 7689801 · Overland Park, KS
  IA RegisteredBroker
• Erin Rachelle WaltersCRD 5005776 · Appleton, WI
  IA RegisteredBroker
• James Gerard WanekCRD 4199348 · Des Moines, IA
  Broker
• Benjamin James WarnerCRD 5859005 · Overland Park, KS
  IA RegisteredBroker
• Antoinette Marie WatkinsCRD 2103538 · Minneapolis, MN
  Broker
• Calvin V WeaverCRD 8066798 · Dublin, OH
  IA RegisteredBroker
• Nicholas Scott WeedenCRD 7540377 · Des Moines, IA
  Broker
• Nicholas Stephen WegmanCRD 7975104 · Des Moines, IA
  Broker
• Rachel Kathryn WeldyCRD 6896265 · Des Moines, IA
  Broker
• Traeton Lee WheelerCRD 8011684 · Hiawatha, IA
  IA RegisteredBroker
• Mark Christopher WheelockCRD 7735344 · Indianapolis, IN
  IA RegisteredBroker
• Kevin Lee WilkinsonCRD 8138419 · Edmond, OK
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 22, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.