Principal Securities, Inc.
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 1137
- SEC number
- 801-54949
- Firm type
- RIA
- Assets under management
- $17.0B as of Mar 30, 2026
- Website
- x.com/PRINCIPAL ↗
- Phone
- 888-774-6267
- Address
- 711 High Street, Des Moines, IA, 50392
Advisors at this firm
1,828 in our index · page 35 of 37
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Osnel VilmaelCRD 5162968 · Des Moines, IABroker
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Marissa Noel VineyardCRD 5904391 · Des Moines, IABroker
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Maureen Gotch VintonCRD 4456979 · Elkhorn, NEBroker
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Scarlett Rebecca Vogel-HamCRD 5376722 · Oracle, AZIA RegisteredBroker
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Alyssa Lee VowellCRD 5854439 · Des Moines, IAIA RegisteredBroker
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Krystal Lynn VriezelaarCRD 4909502 · Des Moines, IAIA RegisteredBroker
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Brenda Valentino-ParkCRD 4642970 · Des Moines, IABroker
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Abdiel Alan ValenzuelaCRD 1986132 · San Diego, CAIA RegisteredBroker
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William Curtis Van BurenCRD 7173014 · West Des Moines, IAIA RegisteredBroker
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Will Michael Van RoekelCRD 8160501 · Des Moines, IABroker
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Brandon Terry Van WinkleCRD 7805287 · Bettendorf, IAIA RegisteredBroker
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Carson M VanbeekCRD 7710920 · Sioux Falls, SDIA RegisteredBroker
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Daniel Simon VanwinkleCRD 4715191 · Des Moines, IAIA RegisteredBroker
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Jennifer Kathryn VargaCRD 7784624 · Opelousas, LAIA RegisteredBroker
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Bert William VerduzcoCRD 7995756 · Kalamazoo, MIIA RegisteredBroker
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Steve James VerhasseltCRD 7755940 · Freedom, WIIA RegisteredBroker
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Kenneth John VerzellaCRD 4096629 · South Windsor, CTIA RegisteredBroker
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Jacob Lee VoldCRD 8022695 · West Des Moines, IAIA RegisteredBroker
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Andrew Erik WahlstromCRD 3103301 · Des Moines, IABroker
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Melville WaitheCRD 4320003 · Wesley Chapel, NCIA RegisteredBroker
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Jonathan Daniel WakinCRD 5932705 · Raleigh, NCIA RegisteredBroker
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Christopher Demond WalkerCRD 7937181 · Macon, GABroker
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Faye Ann WalkerCRD 4437072 · Des Moines, IABroker
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Andrew Craig WallaceCRD 3209328 · Des Moines, IABroker
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Mai Neng WallsCRD 5505825 · Minnetonka, MNBroker
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William Paul WalshCRD 2274886 · Charlotte, NCBroker
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Robert Christopher WalterCRD 2225636 · Westford, MAIA RegisteredBroker
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Dana Ann WareCRD 7423465 · Charlotte, NCBroker
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Bailey Rose WarrickCRD 7531957 · Des Moines, IAIA RegisteredBroker
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Darrell Maurice WashingtonCRD 1679965 · Matteson, ILIA RegisteredBroker
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Angele Aitwal WatsonCRD 6062677 · Houston, TXIA RegisteredBroker
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David Erick WaughCRD 3173735 · Davenport, IAIA RegisteredBroker
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Peter Leroy WayCRD 2429804 · West Des Moines, IAIA RegisteredBroker
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Kathleen A WaylandCRD 4177584 · La Salle, ILIA RegisteredBroker
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Peter Hutton WebsterCRD 5480157 · Alexandria, VAIA RegisteredBroker
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Patrick WeierCRD 5750212 · Mineral Point, WIBroker
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Ryan R WeinbergCRD 5414827 · Downers Grove, ILBroker
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Lane WeitzCRD 6070442 · Dallas, TXIA RegisteredBroker
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Dorothy Marie Therese WelschCRD 5661074 · Windsor Heights, IAIA RegisteredBrokerDisclosure event(s) on record
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Charles David WelsheimerCRD 463180 · Anderson, INBroker
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Dax James WelsheimerCRD 2767268 · Dublin, OHIA RegisteredBrokerDisclosure event(s) on record
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Alexander James WendlingCRD 7658136 · Des Moines, IABroker
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Shemea Ferebee Wesley ShanksCRD 5406783 · Raleigh, NCBroker
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Millard Winston WesterCRD 5829702 · Des Moines, IABroker
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Jessica Lindsey Westgard LarsonCRD 4035468 · Fargo, NDIA RegisteredBroker
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Joshua Thomas WheatleyCRD 5842734 · Andalusia, ILIA RegisteredBroker
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Mary Goldschmidt WheelerCRD 6365918 · Birmingham, ALIA RegisteredBroker
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Nancy Irby WheelerCRD 7530021 · Des Moines, IABroker
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Diane Marie WhiteCRD 4766048 · Des Moines, IAIA RegisteredBroker
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Linda Marie WhiteCRD 4248730 · Des Moines, IABroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 1137 ↗
FINRA BrokerCheck record for firm CRD 1137 ↗
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Data compiled Aug 22, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.