Principal Securities, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

1137

SEC number

801-54949

Firm type

RIA

Assets under management

$17.0B as of Mar 30, 2026

Website

x.com/PRINCIPAL ↗

Phone

888-774-6267

Address

711 High Street, Des Moines, IA, 50392

Advisors at this firm

1,828 in our index · page 34 of 37

• Adrian James TurnerCRD 7500804 · Cedar Falls, IA
  IA RegisteredBroker
• Chad William TurnerCRD 4346358 · Cedar Falls, IA
  IA RegisteredBroker
• Eric Michael TurnerCRD 5971100 · Cincinnati, OH
  IA RegisteredBroker
• Greydon Keith TurnerCRD 7287463 · Denver, CO
  IA RegisteredBroker
• Shawn Owen TurnerCRD 7970277 · Des Moines, IA
  Broker
• Alexandria Ide Morris TursiCRD 7268615 · Des Moines, IA
  IA RegisteredBroker
• Andres TerrazasCRD 4210651 · Des Moines, IA
  BrokerRegistration inactive
• Ketul ThakerCRD 2989564 · Des Moines, IA
  Broker
• Anna Ruth ThiessenCRD 7795174 · Des Moines, IA
  Broker
• Matthew Wesley ThomasCRD 7922300 · Tifton, GA
  IA RegisteredBroker
• Nicholas James ThomasCRD 7906483 · Birmingham, AL
  IA RegisteredBroker
• Thomas Howard ThompsonCRD 4518290 · Des Moines, IA
  Broker
• Andrew Michael TilleryCRD 7311938 · Birmingham, AL
  IA RegisteredBroker
• Jennifer Sue TorgrudeCRD 6780864 · Neenah, WI
  IA RegisteredBroker
• Christopher Jacob TowsleyCRD 7139639 · Des Moines, IA
  Broker
• Kyle TreadwellCRD 6351580 · Addison, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Christopher Reed TrippCRD 6984853 · Midlothian, VA
  IA RegisteredBroker
• Gina M TrokeyCRD 8242430 · Charlotte, NC
  BrokerRegistration inactive
• Kent Alan TschannenCRD 2738269 · Ann Arbor, MI
  Broker
• Taylor Nicole TuerlerCRD 7959441 · Des Moines, IA
  Broker
• Benjamin John TuescherCRD 7902291 · Grafton, WI
  IA RegisteredBroker
• Phineas Adam TurnerCRD 2839218 · Fort Worth, TX
  Broker
• Ralph Jeffrey UlfertsCRD 1803867 · Anamosa, IA
  IA RegisteredBroker
  Disclosure event(s) on record
• Kevin L UlleryCRD 2768864 · Cartersville, GA
  IA RegisteredBroker
• Roger Kent UmbargerCRD 2662835 · Blue Springs, MO
  Broker
• Matthew Thomas UnoCRD 6137515 · Roseville, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Roderick Albert UriarteCRD 4644209 · Des Moines, IA
  Broker
• Holly Ann UtermoehlenCRD 5916851 · Napa, CA
  IA RegisteredBroker
• Jacob UngerCRD 7224594 · Des Moines, IA
  Broker
• Yesenia Jamilet UngerCRD 7275199 · Des Moines, IA
  Broker
• Wesley UpahCRD 7494479 · West Des Moines, IA
  IA RegisteredBroker
• Valerie Jo ValienteCRD 6593971 · Des Moines, IA
  Broker
• Jordan Eliane Van GenderenCRD 6861658 · Des Moines, IA
  Broker
• Paul Scott Van GinhovenCRD 5079699 · Des Moines, IA
  BrokerRegistration inactive
• Michael Lee Van LeeuwenCRD 4600346 · Sioux Falls, SD
  IA RegisteredBroker
• James Michael VanberkumCRD 7256589 · West Des Moines, IA
  IA RegisteredBroker
• Andrew VandeheyCRD 5973494 · Kaukauna, WI
  IA RegisteredBroker
  Disclosure event(s) on record
• Jordan Christine VandeheyCRD 7151055 · Kaukauna, WI
  IA RegisteredBroker
• Ted A Vander HeidenCRD 4376138 · Des Moines, IA
  Broker
• Lauren Nicole Vander LindenCRD 7213829 · Des Moines, IA
  Broker
• Sydney Nichol VanderleestCRD 7509110 · Des Moines, IA
  Broker
• Mary Catherine VandykeCRD 4645295 · Des Moines, IA
  IA RegisteredBroker
• Kathleen Ann VanroekelCRD 4254434 · Des Moines, IA
  Broker
• Terry Leland VanwinkleCRD 1488757 · Bettendorf, IA
  IA RegisteredBroker
• Victor Anthony VanzoCRD 4896986 · Des Moines, IA
  Broker
• Angelo Emanuele VecchioCRD 2236285 · Amherst, NY
  Broker
• Craig Matthew VejvodaCRD 1201684 · Tulare, CA
  IA RegisteredBroker
• Kimberly Kathleen VerciglioCRD 4251502 · Des Moines, IA
  Broker
• Stephen J ViereckCRD 5851310 · Sioux Falls, SD
  IA RegisteredBroker
• Jeffrey Ross VigilanteCRD 5795084 · Des Moines, IA
  BrokerRegistration inactive

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 22, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.