Principal Securities, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

1137

SEC number

801-54949

Firm type

RIA

Assets under management

$17.0B as of Mar 30, 2026

Website

x.com/PRINCIPAL ↗

Phone

888-774-6267

Address

711 High Street, Des Moines, IA, 50392

Advisors at this firm

1,828 in our index · page 33 of 37

• Ryan James StarcevicCRD 7568210 · Des Moines, IA
  Broker
• Brianna M SteffesCRD 7652736 · Glendale, AZ
  IA RegisteredBroker
• Michael Harrison StepanskiCRD 7748727 · Marlton, NJ
  IA RegisteredBroker
• Daniel Paul StephanyCRD 6607446 · Sioux Falls, SD
  IA RegisteredBroker
• Drake Braden StephensCRD 7266143 · Butler, MO
  IA RegisteredBroker
• Lisa Ann StewartCRD 2131585 · Des Moines, IA
  Broker
• Lawrence Graham StidhamCRD 7304426 · Birmingham, AL
  IA RegisteredBroker
• Malachi Eli StilleCRD 8157318 · Charlotte, NC
  Broker
• Donald Edward StoneCRD 5412399 · Des Moines, IA
  Broker
• Stanley A StreckerCRD 5774262 · Overland Park, KS
  IA RegisteredBroker
• Jennifer Marie StreitCRD 7724526 · Hiawatha, IA
  IA RegisteredBroker
• Tammy StrucelCRD 2794829 · Des Moines, IA
  BrokerRegistration inactive
• Clayton StuartCRD 8247332 · West Des Moines, IA
  IA RegisteredBroker
• Adam Curran SturtzCRD 8129557 · Des Moines, IA
  Broker
• Saranya SubramanianCRD 7933840 · Des Moines, IA
  IA RegisteredBroker
• Patrick J SullivanCRD 2715491 · La Salle, IL
  IA RegisteredBroker
• Caden Michael SvobodaCRD 7892996 · Lincoln, NE
  IA RegisteredBroker
• Kathryn L SwensonCRD 4855819 · Des Moines, IA
  Broker
• Austin Kenneth SypersmaCRD 7288520 · Des Moines, IA
  Broker
• Joseph Edward TabellaCRD 4222799 · Wildwood Crest, NJ
  IA RegisteredBroker
• Sal Peter TabuenaCRD 2519601 · Hinsdale, IL
  IA RegisteredBroker
  Disclosure event(s) on record
• Micah Farl TaylorCRD 1539932 · Pond Creek, OK
  IA RegisteredBroker
• Michelle Marie TaylorCRD 6718450 · Des Moines, IA
  Broker
• Kirk Louis TeboCRD 3246201 · Kirkwood, MO
  IA RegisteredBroker
• Justin Reid TerrellCRD 5138891 · Bethesda, MD
  IA RegisteredBroker
• Kristine A TetmeyerCRD 2823549 · Wdm, IA
  IA RegisteredBroker
• Barry Adam TewesCRD 5488323 · Des Moines, IA
  IA RegisteredBroker
• Chuong Quoc ThiCRD 5401733 · Des Moines, IA
  IA RegisteredBroker
• Maryann T ThielkeCRD 1794649 · Sheboygan, WI
  IA RegisteredBroker
• Timothy John ThoeleCRD 2319690 · Minnetonka, MN
  IA RegisteredBroker
  Disclosure event(s) on record
• Abby Lynne ThomasCRD 6097857 · Des Moines, IA
  Broker
• Tami Sue ThomasCRD 7155683 · West Des Moines, IA
  Broker
• Ashley A ThompsonCRD 5965200 · Tampa, FL
  IA RegisteredBroker
• Brian Patrick ThorntonCRD 3016295 · Bethesda, MD
  IA RegisteredBroker
• Jennifer Elizabeth ThorpCRD 3193474 · Des Moines, IA
  Broker
• Melodee Jane ThuesenCRD 4442853 · Waverly, IA
  IA RegisteredBroker
• William Sarkis TookoianCRD 2721561 · San Francisco, CA
  Broker
• Jillian TorluccioCRD 4750131 · Cedar Grove, NJ
  IA RegisteredBroker
• Val Joseph TornicelliCRD 2952282 · Latham, NY
  IA RegisteredBroker
• Gregory Thomas ToscanoCRD 2485143 · Duluth, MN
  IA RegisteredBroker
• Joe Keith TownsendCRD 805072 · Jacksonville, FL
  IA RegisteredBroker
• Anna ToyCRD 2536738 · Minneapolis, MN
  Broker
• David Eugene TrautCRD 4471596 · Hiawatha, IA
  IA RegisteredBroker
• Benjamin TrevinoCRD 5387707 · Menomonee Falls, WI
  IA RegisteredBroker
  Disclosure event(s) on record
• Griffin Wlliam TroutCRD 6968097 · West Des Moines, IA
  IA RegisteredBroker
• Michael Peter TroyCRD 2146060 · Berwyn, PA
  IA RegisteredBroker
• Jeremy Lawrence TrudeauCRD 4659365 · Des Moines, IA
  IA RegisteredBroker
• Eric Brian TruvillionCRD 1539762 · Tampa, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Marshall Jay TuerlerCRD 7375281 · Des Moines, IA
  Broker
• Marc D TurgeonCRD 2226243 · Odessa, FL
  IA RegisteredBroker
  Disclosure event(s) on record

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.