Principal Securities, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

1137

SEC number

801-54949

Firm type

RIA

Assets under management

$17.0B as of Mar 30, 2026

Website

x.com/PRINCIPAL ↗

Phone

888-774-6267

Address

711 High Street, Des Moines, IA, 50392

Advisors at this firm

1,828 in our index · page 32 of 37

• Richard Joseph SuermannCRD 2553713 · Wilmington, DE
  IA RegisteredBroker
• Kevin Max SullivanCRD 2481584 · Fresno, CA
  IA RegisteredBroker
• Timothy Craig SullivanCRD 7682584 · Des Moines, IA
  Broker
• Rochelle Balisnomo SumugatCRD 5834259 · Taguig City
  Broker
• Matthew Robert SundeCRD 3024824 · West Des Moines, IA
  IA RegisteredBroker
  Disclosure event(s) on record
• Joanna Patricia SwansonCRD 5538159 · Elkhorn, NE
  IA RegisteredBroker
• Joseph J SwansonCRD 4696626 · Minnetonka, MN
  IA RegisteredBroker
• Michael James SyrowskiCRD 5821410 · Avon Lake, OH
  IA RegisteredBroker
• Jill Marie SzambelanCRD 3039287 · Downers Grove, IL
  Broker
• Terri Lyn SagerCRD 7179764 · Lake Oswego, OR
  Broker
• Adam Jehad SalmanCRD 6431058 · Irvine, CA
  IA RegisteredBroker
• Elizabeth Diane SampselCRD 6908481 · Des Moines, IA
  Broker
• Jose Ramon San MartinCRD 4554485 · Miami, FL
  Broker
• Andrea Volesca SandovalCRD 8170052 · Des Moines, IA
  Broker
• Susan Marie SangerCRD 8144262 · Bettendorf, IA
  Broker
• Amanda SantillanCRD 6199025 · Ames, IA
  IA RegisteredBroker
• Katie ScaliaCRD 8160449 · Delano, MN
  IA RegisteredBroker
• Kathryn SchannenCRD 4008354 · Des Moines, IA
  Broker
• Juergen SchatzerCRD 6934822 · Shoreline, WA
  IA RegisteredBroker
• Aaron John SchmadekeCRD 6718456 · Des Moines, IA
  Broker
• Jeff A SchoenekaseCRD 2179585 · Overland Park, KS
  IA RegisteredBroker
  Disclosure event(s) on record
• David SchoepCRD 3235218 · Aurora, CO
  IA RegisteredBroker
• Sarah Michelle SchoepleinCRD 7759690 · Austin, TX
  IA RegisteredBroker
• James Edward SchwalbeCRD 2741086 · Addison, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Logan Eliot SchweglerCRD 8274840 · Minnetonka, MN
  Broker
• Thomas Christopher SelfCRD 7363935 · Chesterfield, MO
  IA RegisteredBroker
• Barrett Davidson SellonCRD 7955567 · Lincoln, NE
  IA RegisteredBroker
  Disclosure event(s) on record
• Gilbert SernaCRD 7973275 · Des Moines, IA
  Broker
• Dominic Carmine SeverinoCRD 4888006 · Melville, NY
  IA RegisteredBroker
• Andrew Reagan SheaCRD 6910988 · Franklin, TN
  IA RegisteredBroker
• Roshani Gajanan SheteCRD 7573508 · Pune Maharashtra
  Broker
• Clara Rose ShoemakerCRD 7823965 · West Des Moines, IA
  Broker
• Ericson Vargas SibumaCRD 7599823 · Taguig City
  Broker
• Joseph S SicchitanoCRD 2261944 · Alpharetta, GA
  IA RegisteredBroker
• Alex Christopher SielaffCRD 7901752 · Minneapolis, MN
  Broker
• Ryan SimmonsCRD 2703803 · Des Moines, IA
  IA RegisteredBroker
• Candice Nichole SkinnerCRD 6360886 · Laingsburg, MI
  IA RegisteredBroker
• Justin Robert SlackCRD 8084421 · San Diego, CA
  IA RegisteredBroker
• Andrea Sherece SlaughterCRD 8169952 · Des Moines, IA
  Broker
• Randi N SlaughterCRD 7578998 · West Des Moines, IA
  IA RegisteredBroker
• Madalyn S SlubowskiCRD 8227707 · Des Moines, IA
  Broker
• Chelsea Nicole SmitchgerCRD 7802734 · Garden City, ID
  IA RegisteredBroker
• Grace SmithCRD 7295007 · Des Moines, IA
  Broker
• Tanner SmithCRD 8280111 · Charlotte, NC
  Broker
• Cara SnellCRD 6999680 · Lake Elmo, MN
  Broker
• Craig Alan SpadaforaCRD 3184320 · Des Moines, IA
  IA RegisteredBroker
• Benjamin John SpenceCRD 7792619 · West Des Moines, IA
  IA RegisteredBroker
• Zachariah C SprinkleCRD 8073778 · Birmingham, AL
  IA RegisteredBroker
• Jessica St JohnCRD 7774041 · Des Moines, IA
  Broker
• Ryan Patrick StantonCRD 7500904 · Des Moines, IA
  Broker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.