Principal Securities, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

1137

SEC number

801-54949

Firm type

RIA

Assets under management

$17.0B as of Mar 30, 2026

Website

x.com/PRINCIPAL ↗

Phone

888-774-6267

Address

711 High Street, Des Moines, IA, 50392

Advisors at this firm

1,828 in our index · page 31 of 37

• Jessica Joy SmithCRD 4835643 · Grapevine, TX
  IA RegisteredBroker
• Kevin Merle SmithCRD 4846084 · Montezuma, IA
  IA RegisteredBroker
  Disclosure event(s) on record
• Parker Wakefield SmithCRD 7414146 · Atlanta, GA
  IA RegisteredBroker
  Disclosure event(s) on record
• Paula Kay SmithCRD 4650947 · New Ulm, TX
  IA RegisteredBroker
• Tanya Flippin SmithCRD 4290317 · Des Moines, IA
  Broker
• Janet M SmithbowerCRD 5626650 · Altoona, PA
  IA RegisteredBroker
• Elizabeth SnodgrassCRD 5135837 · Overland Park, KS
  IA RegisteredBroker
• Jeffrey SnootsCRD 2750138 · Des Moines, IA
  Broker
• Jeffrey David SoaresCRD 2979117 · Melville, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Michael Lee SohrenssenCRD 2187371 · Lancaster, OH
  IA RegisteredBroker
• Maryjoy Canceran SolidumCRD 7522053 · Taguig City
  Broker
• Todd Phillip SonnerCRD 5965989 · Des Moines, IA
  Broker
• Anthony SotoCRD 7586892 · Des Moines, IA
  Broker
• Kathleen Mcgowan SouhradaCRD 2642543 · Des Moines, IA
  Broker
• Michael Vincent SpadaforeCRD 6958165 · Sewickley, PA
  IA RegisteredBroker
• Jamie Smith SparksCRD 7793001 · Des Moines, IA
  Broker
• Trena Lynn SpearsCRD 5924032 · Mammoth Spring, AR
  Broker
• David Stephen SpellmanCRD 1287118 · Freeport, ME
  IA RegisteredBroker
• Jason Christopher SpencerCRD 3102534 · La Crosse, WI
  Broker
• Michaela Louise SperrCRD 6553886 · Des Moines, IA
  Broker
• Justin Nicholas SpinelloCRD 6565099 · Tampa, FL
  IA RegisteredBroker
• Ronald Walter SporyzCRD 1080342 · Amherst, NY
  IA RegisteredBroker
• Thomas Patrick SpragueCRD 1503799 · Greenwood, IN
  Broker
• Andrew Lee SpreemanCRD 7479622 · Des Moines, IA
  Broker
• Ronald Thomas StaebellCRD 1229611 · Sioux Falls, SD
  IA RegisteredBroker
• Samantha Leigh StahowickCRD 7658443 · Des Moines, IA
  Broker
• William Scott StandenCRD 1395047 · Bluffton, SC
  Broker
• Jilana Beth StangelandCRD 6237098 · Des Moines, IA
  Broker
• Jacob Daniel StansfieldCRD 6240768 · Chesterfield, MO
  IA RegisteredBroker
• Alexandra Hoffman StarkeyCRD 6357532 · Bethesda, MD
  Broker
• Tanner SteffanCRD 6919945 · Dickinson, ND
  IA RegisteredBroker
• Scott David StegerCRD 6271241 · Fort Worth, TX
  IA RegisteredBroker
• Barry Lynn SteimCRD 4563048 · West Des Moines, IA
  IA RegisteredBroker
• Timothy D StemlerCRD 4909624 · Des Moines, IA
  Broker
• William Braden StephensCRD 2932752 · Butler, MO
  IA RegisteredBroker
• David Allen StephensonCRD 6422018 · Richardson, TX
  IA RegisteredBroker
• Sharon B StevensCRD 7098644 · Sammamish, WA
  IA RegisteredBroker
• Scott Andrew StewartCRD 5924361 · Richmond, CA
  IA RegisteredBroker
• Grayden Eric Allen StoneCRD 7779314 · Bismarck, ND
  IA RegisteredBroker
• Michelle M StoneCRD 4369246 · Des Moines, IA
  IA RegisteredBroker
• Kimberly Ann Stonecipher-FisherCRD 2712560 · Naples, FL
  Broker
• Mitchell Andrew StorrCRD 6579257 · Des Moines, IA
  IA RegisteredBroker
• Jeffery Fitzpatrick StrangeCRD 7195186 · Des Moines, IA
  Broker
• Debra Lynne StrawCRD 4807556 · Des Moines, IA
  IA RegisteredBroker
• Jacob StrohCRD 6230094 · Elkhorn, NE
  IA RegisteredBroker
• Hillary F StrohbeenCRD 4365463 · Cedar Falls, IA
  IA RegisteredBroker
• Donald James StroubeCRD 2532602 · Charlotte, NC
  Broker
• Carlos F SuarezCRD 2224345 · Miami, FL
  IA RegisteredBroker
• Gina Dale SuchanekCRD 4176849 · Grand Island, NE
  IA RegisteredBroker
• Kevin SuenCRD 5545033 · Irvine, CA
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.