Principal Securities, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

1137

SEC number

801-54949

Firm type

RIA

Assets under management

$17.0B as of Mar 30, 2026

Website

x.com/PRINCIPAL ↗

Phone

888-774-6267

Address

711 High Street, Des Moines, IA, 50392

Advisors at this firm

1,828 in our index · page 30 of 37

• Paul Christopher SchreiberCRD 2305523 · Austin, TX
  IA RegisteredBroker
• Melissa Jane SchuchardCRD 4374591 · Des Moines, IA
  IA RegisteredBroker
• Jeffrey Jay SchultzCRD 1805113 · Des Moines, IA
  IA RegisteredBroker
• Amber L SchwaabCRD 5573127 · Madison, WI
  IA RegisteredBroker
• Stephen Douglas SchwabCRD 2519394 · Charlotte, NC
  Broker
• David Eugene SchwartzCRD 5816946 · Lake Oswego, OR
  IA RegisteredBroker
• Cody Alan SchweningerCRD 5764308 · Wichita, KS
  IA RegisteredBroker
• Richard Alan SchweningerCRD 1766535 · Wichita, KS
  IA RegisteredBroker
• Ashton Julia SchwickerathCRD 7125038 · Calmar, IA
  IA RegisteredBroker
• Cheryl Lee ScottCRD 2666071 · Des Moines, IA
  Broker
• James Brock ScottCRD 4808718 · Bettendorf, IA
  IA RegisteredBroker
• Steven Craig ScottCRD 4918215 · Grand Island, NE
  IA RegisteredBroker
• Vivien Elizabeth ScottCRD 5963730 · Tifton, GA
  Broker
• Dane Austin SecoyCRD 2841173 · Atlanta, GA
  IA RegisteredBroker
• David Keith SeemsCRD 1076499 · Highlands Ranch, CO
  IA RegisteredBroker
• Carolyn May SeiterCRD 7658106 · Wayne, PA
  IA RegisteredBroker
• Brenda Mae SendenCRD 5483022 · Minnetonka, MN
  Broker
• Mary Frances Salazar SeregCRD 5467502 · Des Moines, IA
  Broker
• Christian David SerockCRD 3037928 · Charlotte, NC
  IA RegisteredBroker
• Adam Zain Justus ShahCRD 5577209 · Saint Louis, MO
  IA RegisteredBroker
• Omar ShaukatCRD 7061699 · Greenville, NC
  IA RegisteredBroker
• Michael Earl ShaverCRD 3000555 · Tampa, FL
  IA RegisteredBroker
• Matthew Winston SheirerCRD 4256580 · West Des Moines, IA
  IA RegisteredBroker
• Marc Anthony ShepherdCRD 2749072 · Concord, NC
  IA RegisteredBroker
• Marlon Jean ShkaidyCRD 6444749 · Elkhorn, NE
  IA RegisteredBroker
• Eugene ShnaydmanCRD 2524212 · Miami, FL
  Broker
• Philip Edward ShowalterCRD 2321760 · Lynchburg, VA
  IA RegisteredBroker
• Wesley Aaron SiebertCRD 5452773 · Elkhorn, NE
  IA RegisteredBroker
• David William SiedenburgCRD 2317102 · Grimes, IA
  Broker
• Dustin Craig SimmermanCRD 5079424 · Des Moines, IA
  Broker
• Chad Randal SimmonsCRD 5926021 · Des Moines, IA
  Broker
• Sarah Jenny SimonsCRD 3246856 · Carroll, IA
  Broker
• Teresa Jo SimonsCRD 3159881 · Des Moines, IA
  Broker
• Lori Marie SimpsonCRD 5091350 · Des Moines, IA
  Broker
• David Ray SimsCRD 5572258 · Addison, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Mark Allen SimserCRD 3136656 · Des Moines, IA
  Broker
• Bryan Keith SinclairCRD 2960295 · Charlotte, NC
  Broker
• Alec Thomas SindelarCRD 6502786 · Tiffin, IA
  IA RegisteredBroker
• Christina Gaye SissonCRD 2514808 · Santa Clarita, CA
  IA RegisteredBroker
• Christopher Allen SizemoreCRD 4295915 · Houston, TX
  IA RegisteredBroker
• James Edward SkeltonCRD 1163648 · Madison, WI
  Broker
• Donald Gregory SketchleyCRD 4993498 · Granbury, TX
  IA RegisteredBroker
• Jeffrey Michael SkinnerCRD 5968109 · Clarksville, TN
  IA RegisteredBroker
• Emily C SlaterCRD 7738715 · Hiawatha, IA
  IA RegisteredBroker
• Matthew Lawrence SlovickCRD 6110767 · Amherst, NY
  IA RegisteredBroker
• Alison Kline SmithCRD 4423821 · Wilton, CT
  IA RegisteredBroker
• Allison Elizabeth SmithCRD 6992400 · Des Moines, IA
  IA RegisteredBroker
• Cassie Jo SmithCRD 6887372 · Des Moines, IA
  Broker
• Chad D SmithCRD 3249209 · Des Moines, IA
  IA RegisteredBroker
• Derek Lee SmithCRD 2341340 · Mooresville, NC
  IA RegisteredBroker
  Disclosure event(s) on record

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.