Principal Securities, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

1137

SEC number

801-54949

Firm type

RIA

Assets under management

$17.0B as of Mar 30, 2026

Website

x.com/PRINCIPAL ↗

Phone

888-774-6267

Address

711 High Street, Des Moines, IA, 50392

Advisors at this firm

1,828 in our index · page 29 of 37

• David Colin RobertsonCRD 3224477 · Des Moines, IA
  Broker
• John Frederick RobinsonCRD 7674470 · Bettendorf, IA
  IA RegisteredBroker
• Renea S RobinsonCRD 7455023 · Charlotte, NC
  Broker
• Jeremy Cole RocheCRD 8017575 · Oconomowoc, WI
  IA RegisteredBroker
• Gabriel Thomas RockersCRD 5863427 · Savannah, MO
  IA RegisteredBroker
• Aubrey RodriguezCRD 7522011 · Taguig City
  Broker
• Myrka RodriguezCRD 8169916 · Des Moines, IA
  Broker
• Omar Eric RodriguezCRD 8209437 · Sioux Falls, SD
  Broker
• Robert Roderick RodriguezCRD 6229913 · Jacksonville, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Michael John RomanCRD 2764566 · Des Moines, IA
  Broker
• Justin RomeroCRD 5972434 · Huntersville, NC
  IA RegisteredBroker
• Albert Rossie RoseCRD 6452745 · Irmo, SC
  Broker
• Tod David RossCRD 4491814 · Phoenix, AZ
  IA RegisteredBroker
  Disclosure event(s) on record
• Joseph Jerry RossmanCRD 7740632 · Lakeland, FL
  IA RegisteredBroker
• Elizabeth Anne RudeCRD 7983199 · Dyersville, IA
  IA RegisteredBroker
• Jodi L RuffinoCRD 2681818 · Naperville, IL
  Broker
• Christina Marie RuzickaCRD 7291075 · Des Moines, IA
  Broker
• Anthony James SabatinoCRD 4895112 · Des Moines, IA
  Broker
• Joshua Colben SaboeCRD 4910998 · Des Moines, IA
  IA RegisteredBroker
  Disclosure event(s) on record
• Colette Joy SagarCRD 2734458 · Mount Pleasant, SC
  Broker
• Nelson Hunter SaladinoCRD 7014104 · Sarasota, FL
  IA RegisteredBroker
• Steven Patrick SaladinoCRD 2331586 · Tampa, FL
  IA RegisteredBroker
• Stephanie Cassandra Barata SamongCRD 7599816 · Taguig City
  Broker
• James Donald SamsCRD 7240093 · Cape Girardeau, MO
  IA RegisteredBroker
• Mark SandaCRD 4717982 · Minnetonka, MN
  IA RegisteredBroker
• Lisa Marie SandeeCRD 4210925 · Hudsonville, MI
  IA RegisteredBroker
• Jason R SandersCRD 5724889 · Jacksonville, FL
  IA RegisteredBroker
• Jerome SandersCRD 5962247 · Mobile, AL
  IA RegisteredBroker
  Disclosure event(s) on record
• Mark SandersCRD 1204652 · El Dorado Hills, CA
  IA RegisteredBroker
• Stephan David SandovalCRD 4842026 · San Diego, CA
  IA RegisteredBroker
• David Russell SandsteadCRD 2999691 · Wayne, PA
  IA RegisteredBroker
• Brooke E SandstoeCRD 7274208 · West Des Moines, IA
  IA RegisteredBroker
• Dene Maria SanfillipoCRD 2945713 · Dublin, OH
  IA RegisteredBroker
• Rajpreet S SanghaCRD 6336275 · Tracy, CA
  IA RegisteredBroker
• Eric Pojadas SantosCRD 6977464 · Taguig City
  Broker
• Marielle Joy SapanzaCRD 8159576 · Taguig City
  Broker
• Garrick Scot SasaCRD 5471918 · Arvada, CO
  IA RegisteredBroker
  Disclosure event(s) on record
• Mindi Sue SauerCRD 4716318 · Des Moines, IA
  Broker
• Stephen Walter SawyerCRD 2446579 · White Bear Lake, MN
  IA RegisteredBroker
• Kara Leigh SchabCRD 3137283 · Belmont, MI
  IA RegisteredBroker
• Bradley A SchaeferCRD 5550055 · Williamsburg, IA
  Broker
• Darlene Ann SchaeferCRD 3062134 · Reedsburg, WI
  Broker
• Eric Woodrow SchaeferCRD 4485628 · Iowa City, IA
  Broker
• Lawrence Carl SchallesCRD 2972201 · New Prt Rchy, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Jonathan Wayne ScharmerCRD 2757481 · Minneapolis, MN
  Broker
• Gary Lee SchinagelCRD 5075857 · Des Moines, IA
  Broker
• Mary Kay SchladerCRD 4680189 · Des Moines, IA
  Broker
• Karen Kay SchmalingCRD 4440460 · Des Moines, IA
  Broker
• Trevor W SchmidtCRD 7007834 · Des Moines, IA
  Broker
• Todd Michael SchoonoverCRD 2925122 · Atlanta, GA
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.