Principal Securities, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

1137

SEC number

801-54949

Firm type

RIA

Assets under management

$17.0B as of Mar 30, 2026

Website

x.com/PRINCIPAL ↗

Phone

888-774-6267

Address

711 High Street, Des Moines, IA, 50392

Advisors at this firm

1,828 in our index · page 28 of 37

• Wendy R RichardsonCRD 4547834 · Des Moines, IA
  BrokerRegistration inactive
• Jeffrey James RiegleCRD 6461243 · Woodbury, MN
  IA RegisteredBroker
  Disclosure event(s) on record
• Scott Edwin RigbyCRD 2957469 · Des Moines, IA
  Broker
• Kathleen Ann RiocciCRD 6216476 · Stamford, CT
  IA RegisteredBroker
• Michael Alexander RiveraCRD 6913667 · Mt Pleasant, SC
  IA RegisteredBroker
• Dawn RoachCRD 3232756 · Des Moines, IA
  IA RegisteredBroker
• Dawn Marie RobertsCRD 7929617 · Des Moines, IA
  Broker
• Nicholas Steven RobertsonCRD 4838596 · Des Moines, IA
  Broker
• Caleb Robert RobinsonCRD 7150128 · Houston, TX
  IA RegisteredBroker
• William James RobinsonCRD 6563039 · Modesto, CA
  IA RegisteredBroker
• Melvin Mark RochowiakCRD 2257675 · Dublin, OH
  IA RegisteredBroker
• Carlos Antonio RodriguezCRD 7675303 · Elk Grove, CA
  IA RegisteredBroker
• Jose Manuel RodriguezCRD 4988980 · Miami, FL
  Broker
• Marco Antonio RodriguezCRD 2262688 · Elk Grove, CA
  IA RegisteredBroker
• Mayra Betina RodriguezCRD 6452858 · Houston, TX
  Broker
• Roberto Antonio RodriguezCRD 4195742 · Windermere, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Mark Jason RodtsCRD 4612079 · Raleigh, NC
  Broker
• Michael Benjamin RoeslerCRD 2530781 · Des Moines, IA
  Broker
• Kimberly Jean RoethelCRD 7586407 · Oostburg, WI
  IA RegisteredBroker
• Jason Christopher RogersCRD 2916382 · Des Moines, IA
  Broker
• Kerry D RogersCRD 3116278 · Chesterfield, MO
  IA RegisteredBroker
• Tucker J RohdeCRD 7304040 · Lake Elmo, MN
  IA RegisteredBroker
• Meredith Therese RomanCRD 2548124 · Des Moines, IA
  Broker
• Peter Aaron RoseCRD 7184450 · Sioux Falls, SD
  IA RegisteredBroker
• Douglas Wayne RosendahlCRD 4365149 · Mesa, AZ
  IA RegisteredBroker
• Dale Arthur RoshekCRD 2550576 · West Des Moines, IA
  IA RegisteredBroker
  Disclosure event(s) on record
• Shanna Michelle RossCRD 5841494 · Auburndale, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Jonathon Andrew RothCRD 5326721 · Roseville, CA
  IA RegisteredBroker
• Stanley Anthony RovinskiCRD 5564203 · Des Moines, IA
  Broker
• Whitney Lynn RowleyCRD 6720119 · Des Moines, IA
  Broker
• Megan Nicole RowlinsonCRD 5842672 · Galion, OH
  Broker
• Renee Kaye RoystonCRD 6263386 · Des Moines, IA
  Broker
• Edwin Alexander RubioCRD 7499069 · Charlotte, NC
  BrokerRegistration inactive
• Jeffery Dewayne RuffinCRD 6619340 · Birmingham, AL
  IA RegisteredBroker
  Disclosure event(s) on record
• Wendy M RuizCRD 2842175 · Des Moines, IA
  Broker
• Edward Tan RuppertCRD 2854890 · Charlotte, NC
  Broker
• Clovis Aaron RussellCRD 4385549 · Addison, TX
  IA RegisteredBroker
• Eric Jesse RussellCRD 4495293 · Des Moines, IA
  IA RegisteredBroker
• Brendan RaderCRD 8277115 · Des Moines, IA
  Broker
• Ted R RamaekersCRD 7671651 · Carroll, IA
  IA RegisteredBroker
• Blake RamseyCRD 7121914 · Des Moines, IA
  IA RegisteredBroker
• Stephen G RathbunCRD 6062492 · New Braunfels, TX
  Broker
• Karla Erin RepsCRD 5530493 · Charlotte, NC
  Broker
• Janell Latoya RichardsonCRD 6568150 · Des Moines, IA
  Broker
• Wendy RiosCRD 7035368 · Des Moines, IA
  Broker
• Felipe RivasCRD 8144915 · Atlanta, GA
  Broker
• Bernadette Lomibao RiveraCRD 6861309 · Taguig City
  Broker
• Ruben RiveraCRD 5650527 · Baldwin Park, CA
  IA RegisteredBroker
• Jolene Marie RizkCRD 5123995 · Minnetonka, MN
  IA RegisteredBroker
• Benjamin Hopkins Greene RobertsCRD 8298071 · Des Moines, IA
  Broker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.