Principal Securities, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

1137

SEC number

801-54949

Firm type

RIA

Assets under management

$17.0B as of Mar 30, 2026

Website

x.com/PRINCIPAL ↗

Phone

888-774-6267

Address

711 High Street, Des Moines, IA, 50392

Advisors at this firm

1,828 in our index · page 27 of 37

• Timothy PhillipsCRD 6435890 · Elk Grove, CA
  IA RegisteredBroker
• Norman Frank PierceCRD 4330297 · Charlotte, NC
  IA RegisteredBroker
  Disclosure event(s) on record
• Alyssa PiersimoniCRD 7876353 · Greece, NY
  IA RegisteredBroker
• Matthew C PinkertonCRD 6862593 · Elkhorn, NE
  IA RegisteredBroker
• Anthony Michael PizzarielloCRD 4619645 · Melville, NY
  IA RegisteredBroker
• Alexandria Zendell PonCRD 6901133 · San Diego, CA
  IA RegisteredBroker
• Katherine Laine PorterCRD 8099878 · Fort Collins, CO
  IA RegisteredBroker
• Matthew Samuel PowersCRD 7989982 · Cooperstown, NY
  IA RegisteredBroker
• Adam Joseph PowhidaCRD 6624705 · Latham, NY
  IA RegisteredBroker
• Lilia V PratherCRD 8133555 · Fair Oaks, CA
  IA RegisteredBroker
• Zachary Joseph PreyCRD 7857255 · Des Moines, IA
  Broker
• Kayla PriceCRD 6662255 · Coggon, IA
  IA RegisteredBroker
• Ma Kristina Lampa PulidoCRD 7732527 · Taguig City
  Broker
• Chase Patrick PunzalanCRD 6924957 · Jacksonville, FL
  Broker
• Peter David QuinnCRD 4545901 · Des Moines, IA
  Broker
• Norma Correa QuirogaCRD 4926778 · Livermore, CA
  IA RegisteredBroker
• Alexander RabinovichCRD 2231627 · Wantagh, NY
  IA RegisteredBroker
• Duncan Ian RadcliffeCRD 4403412 · Pittsford, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Seth Erich RademacherCRD 7410942 · Des Moines, IA
  Broker
• Radhika Yashwant RahalkarCRD 7779565 · Puna
  IA RegisteredBroker
• Matt John RamaekersCRD 1978383 · Carroll, IA
  IA RegisteredBroker
• Eimereen Joyce Obial RamirezCRD 8159578 · Taguig City
  Broker
• Douglas John RantsCRD 7148529 · Des Moines, IA
  Broker
• Mark RappoportCRD 3049622 · Brooklyn, NY
  IA RegisteredBroker
• Bryan Anthony RaseyCRD 3053588 · Franklin, WI
  IA RegisteredBroker
• Amin Ur RashidCRD 2340958 · Melville, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Clarissa Marie RasmussenCRD 7206483 · Manning, IA
  IA RegisteredBroker
• Lindsey Lee RatliffCRD 5888666 · Des Moines, IA
  Broker
• Kara Renee RauertCRD 6815708 · York, NE
  IA RegisteredBroker
• Mario Anthony RectorCRD 7372238 · Clay, NY
  IA RegisteredBroker
• Grant Patrick RedingCRD 6500515 · West Des Moines, IA
  IA RegisteredBroker
• Nicole Marie RedingCRD 7127207 · Des Moines, IA
  Broker
• Amanda Leigh ReedCRD 4484546 · Des Moines, IA
  Broker
• Matthew Richard ReedCRD 3243561 · Sarasota, FL
  IA RegisteredBroker
• Josie Anne ReekersCRD 6438251 · Sioux Falls, SD
  IA RegisteredBroker
• Matt Henry ReekersCRD 4562367 · Sioux Falls, SD
  IA RegisteredBroker
• Uriah Josef Reel-BohrerCRD 5983464 · Des Moines, IA
  Broker
• William John ReichardtCRD 1013088 · Des Moines, IA
  IA RegisteredBroker
• Luke Jay ReillyCRD 7275100 · Tucson, AZ
  IA RegisteredBroker
• Jason Charles ReisCRD 5214477 · Massapequa, NY
  IA RegisteredBroker
• Rodolfo RemienCRD 7015461 · Miami, FL
  Broker
• Jason James RenskersCRD 2856391 · Boulder, MT
  IA RegisteredBroker
  Disclosure event(s) on record
• Jacob L ReppCRD 6135775 · West Des Moines, IA
  IA RegisteredBroker
• John David ResleyCRD 374339 · Indianapolis, IN
  Broker
• Licet ReyesCRD 2193242 · Des Moines, IA
  Broker
• Deborah R ReynoldsCRD 4209133 · Caledonia, MI
  IA RegisteredBroker
• Michael Gene ReynoldsCRD 5416670 · Mansfield, OH
  IA RegisteredBroker
• Randy Robert RheaultCRD 4594132 · Lake Elmo, MN
  IA RegisteredBroker
  Disclosure event(s) on record
• Jason Edward RhodesCRD 2721025 · Sewickley, PA
  IA RegisteredBroker
  Disclosure event(s) on record
• Rosalie Ann RichardsCRD 3128023 · Denver, CO
  BrokerRegistration inactive

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.