Principal Securities, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

1137

SEC number

801-54949

Firm type

RIA

Assets under management

$17.0B as of Mar 30, 2026

Website

x.com/PRINCIPAL ↗

Phone

888-774-6267

Address

711 High Street, Des Moines, IA, 50392

Advisors at this firm

1,828 in our index · page 26 of 37

• Dori L PetersCRD 4226039 · Kaukauna, WI
  Broker
• Cynthia Ann PetersonCRD 4664379 · Des Moines, IA
  Broker
• Mark Allen PetersonCRD 1148778 · Duluth, MN
  IA RegisteredBroker
• Matthew Jay PetersonCRD 6660500 · Denver, CO
  IA RegisteredBroker
• Emma Elizabeth PetitCRD 5985133 · Charlotte, NC
  Broker
• Tyrone Joseph PetscheCRD 2671040 · Des Moines, IA
  IA RegisteredBroker
• John Jay PettitCRD 4922906 · Puyallup, WA
  IA RegisteredBroker
• Tyler Charles PhelpsCRD 5691767 · West Des Moines, IA
  IA RegisteredBroker
• Ronald Domenic PiccininiCRD 1820618 · Tampa, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Andrew Fenning PierceCRD 5815755 · Des Moines, IA
  Broker
• Themi PieropoulosCRD 2597786 · Downers Grove, IL
  IA RegisteredBroker
• Jonathan Paul PiphoCRD 2926508 · Decorah, IA
  IA RegisteredBroker
  Disclosure event(s) on record
• Justin Davis PiprudeCRD 5932113 · Minnetonka, MN
  IA RegisteredBroker
• Charles Michael PiresCRD 2339040 · Berwyn, PA
  IA RegisteredBroker
  Disclosure event(s) on record
• Billy PittsCRD 1076229 · Macon, GA
  Broker
• Everardo PlataCRD 4498466 · Charlotte, NC
  Broker
• Steven Lee PloegerCRD 5962981 · Des Moines, IA
  Broker
• Joseph Michael PlumCRD 2761681 · Minneapolis, MN
  Broker
• Sai Krishna PoduriCRD 6115179 · Hyderabad -Telangana
  IA RegisteredBroker
• William Edward PoindexterCRD 3232889 · Dublin, OH
  IA RegisteredBroker
  Disclosure event(s) on record
• Jackson Louis PointonCRD 6805338 · Des Moines, IA
  Broker
• Jennifer K PokorneyCRD 5868087 · Des Moines, IA
  Broker
• Maricela Ponce ZamalloaCRD 3047544 · Carlsbad, CA
  IA RegisteredBroker
• Ryan Timothy PopeCRD 5628156 · Coats, NC
  IA RegisteredBroker
• Kerri Lynn PowellCRD 4470805 · Des Moines, IA
  Broker
• Brandon PowersCRD 5719002 · Garden City, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Scott Joseph PowhidaCRD 4218977 · Latham, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Gunturi Durga PradeepCRD 7412168 · Markapur
  IA RegisteredBroker
• Richard Kelly PreyCRD 2365238 · Des Moines, IA
  IA RegisteredBroker
• Joseph Edgar PriceCRD 5438198 · Des Moines, IA
  Broker
• Scott David PriesCRD 5068953 · Lebanon, TN
  IA RegisteredBroker
• Sharyl Ann PriesterCRD 4174181 · Des Moines, IA
  Broker
• Mike Anthony PriestleyCRD 1009437 · Birmingham, AL
  IA RegisteredBroker
  Disclosure event(s) on record
• Christian Michael PrimCRD 7502764 · West Des Moines, IA
  IA RegisteredBroker
• Maribel Anne ProppCRD 4749477 · Des Moines, IA
  Broker
• Nancy A ProtopapasCRD 4549125 · Holmdel, NJ
  IA RegisteredBroker
• Robert Jose PullesCRD 2250237 · Miami, FL
  IA RegisteredBroker
• Mark Moore PurcellCRD 1825465 · Jamaica Plain, MA
  IA RegisteredBroker
• Philip James PyrzCRD 4243606 · Addison, TX
  IA RegisteredBroker
• Robert Joseph PyskCRD 2685355 · Bethel, CT
  IA RegisteredBroker
• Michael Canezares PacomaCRD 8161409 · Taguig City
  Broker
• Robert Joseph PactwaCRD 4560096 · Parsippany, NJ
  IA RegisteredBroker
• Juan Miguel Villaflor PaculanCRD 7952891 · Taguig City
  Broker
• Deborah Newhouse ParkerCRD 7062961 · Lewisburg, WV
  Broker
• Erin Michele ParkerCRD 7844507 · Des Moines, IA
  Broker
• Robert Earl ParksCRD 7981386 · Tampa, FL
  IA RegisteredBroker
• Ashish Victor PatelCRD 7519338 · Roseville, CA
  IA RegisteredBroker
• Monique PearlCRD 6996249 · Santa Rosa, CA
  IA RegisteredBroker
• Alec Samuel PhelanCRD 7846140 · Joliet, IL
  Broker
• Danielle Carlene PhillipCRD 4239673 · Des Moines, IA
  BrokerRegistration inactive

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.