Principal Securities, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

1137

SEC number

801-54949

Firm type

RIA

Assets under management

$17.0B as of Mar 30, 2026

Website

x.com/PRINCIPAL ↗

Phone

888-774-6267

Address

711 High Street, Des Moines, IA, 50392

Advisors at this firm

1,828 in our index · page 25 of 37

• Andrew James OdellCRD 4853733 · Amherst, NY
  BrokerRegistration inactive
• Thomas Robert OharaCRD 8196277 · Minnetonka, MN
  IA RegisteredBroker
• Felix Anim OkwaningCRD 7464467 · Des Moines, IA
  Broker
• Craig Gerard OleskeCRD 4026537 · Des Moines, IA
  Broker
• Debra L OlneyCRD 4475623 · Des Moines, IA
  Broker
• Scott Allen OlsonCRD 3057173 · Minneapolis, MN
  Broker
• Thomas Donald OlsonCRD 7417258 · Minneapolis, MN
  Broker
• Chad M OppedalCRD 4369244 · Winter Park, FL
  IA RegisteredBroker
• Rylee Kate OrigerCRD 7393164 · Des Moines, IA
  Broker
• Jamie Christine OrorkeCRD 4011412 · Fresno, CA
  IA RegisteredBroker
• Cynthia Sue OrtliebCRD 4156991 · Ashland, NE
  IA RegisteredBroker
• Jennifer Dreher OsborneCRD 2771225 · Charlotte, NC
  Broker
• Patricia OsheaCRD 2305841 · Des Moines, IA
  Broker
• Randy Michael OstermanCRD 7126097 · Grand Rapids, MI
  IA RegisteredBroker
• Monica Juliana OswaldCRD 4561138 · Des Moines, IA
  Broker
• Susan Maucher OttoCRD 2861103 · Charlotte, NC
  Broker
• Joshua Micah OwenCRD 4664300 · Des Moines, IA
  Broker
• Tammy D Oakes HughesCRD 7254184 · Atlanta, GA
  Broker
• Jason Paul ObermeierCRD 7720290 · Raleigh, NC
  IA RegisteredBroker
• Doris Acanda ObregonCRD 4221543 · Des Moines, IA
  Broker
• Katie Michelle OgdenCRD 5438820 · Laramie, WY
  IA RegisteredBroker
• Jeffery A OkaforCRD 8229314 · Atlanta, GA
  Broker
• Abigail Rubin OlanioCRD 7783515 · Taguig City
  Broker
• Farrah Ruthe OliverCRD 7603942 · Des Moines, IA
  Broker
• David OlivierCRD 7967430 · Des Moines, IA
  Broker
• Signe OlsonCRD 6722959 · West Des Moines, IA
  IA RegisteredBroker
• Holly Willis OndaCRD 7003217 · Panama City, FL
  IA RegisteredBroker
• Joseph OrdonezCRD 5315309 · Huntington Beach, CA
  IA RegisteredBroker
• Dylan James OvaninCRD 7971854 · Wauwatosa, WI
  IA RegisteredBroker
• Debra Diane OxfordCRD 7160878 · Des Moines, IA
  Broker
• Michael C PalczukCRD 4469713 · Raleigh, NC
  IA RegisteredBroker
• Robert Thomas PalkertCRD 7168925 · Minnetonka, MN
  Broker
• John Joseph PallariaCRD 3233441 · Windham, NH
  IA RegisteredBroker
• Daniel Dean PalsCRD 2956043 · Des Moines, IA
  Broker
• Kelly Ann PanzanaroCRD 2176949 · Hopewell Jct, NY
  IA RegisteredBroker
• Diane Kay ParcherCRD 4892098 · Des Moines, IA
  Broker
• Jung Hoon ParkCRD 5549720 · San Diego, CA
  IA RegisteredBroker
• Shane Allen ParkerCRD 5893180 · Downers Grove, IL
  Broker
• Amit PatelCRD 5472793 · San Jose, CA
  IA RegisteredBroker
• Glenn David PaviaCRD 3221818 · Minneapolis, MN
  IA RegisteredBroker
• Andrew Ronald PedersenCRD 6915493 · Des Moines, IA
  Broker
• Jeffrey Neal PeleshCRD 2679929 · Springfield, PA
  IA RegisteredBroker
• Dominic Frank PellicanoCRD 2295072 · Amherst, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Jonathan F PereiraCRD 5948486 · Kansas City, MO
  IA RegisteredBroker
• Maribel PerezCRD 3250958 · Rockaway, NJ
  IA RegisteredBroker
• Shanon Mignonette Camargo PerezCRD 7435108 · Taguig City
  Broker
• Bryan Joseph PersakCRD 5389790 · Raleigh, NC
  IA RegisteredBroker
• Christopher Warren PersakCRD 4877234 · Bethesda, MD
  IA RegisteredBroker
• Jamey Robert PesekCRD 3023524 · Fargo, ND
  IA RegisteredBroker
• Angela Louise PetersCRD 3209324 · West Des Moines, IA
  Broker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.