Principal Securities, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

1137

SEC number

801-54949

Firm type

RIA

Assets under management

$17.0B as of Mar 30, 2026

Website

x.com/PRINCIPAL ↗

Phone

888-774-6267

Address

711 High Street, Des Moines, IA, 50392

Advisors at this firm

1,828 in our index · page 24 of 37

• Nancy Ann MosierCRD 6687811 · Des Moines, IA
  Broker
• Jennifer Rebekka MostonCRD 4717156 · Delafield, WI
  IA RegisteredBroker
• Nathan Randall MuerschCRD 7984046 · Downers Grove, IL
  IA RegisteredBroker
• Stephen Hynes MuldrowCRD 6933067 · Des Moines, IA
  IA RegisteredBroker
• Ingrid Star Saladino MunozCRD 7732514 · Taguig City
  Broker
• Zachary Caleb MurdockCRD 7735381 · Addison, TX
  IA RegisteredBroker
• Jessica Marie MuseCRD 7581885 · Des Moines, IA
  Broker
• Rubab MuzaffarCRD 7038305 · Corona, CA
  IA RegisteredBroker
• Nicholas Graham MyersCRD 7877857 · Hilton Head, SC
  IA RegisteredBroker
• Kenneth Robert NadeauCRD 4626956 · Ocala, FL
  IA RegisteredBroker
• Lori Suzanne NadglowskiCRD 4490966 · Thonotosassa, FL
  IA RegisteredBroker
• James Yukio NakamineCRD 1442672 · Novato, CA
  IA RegisteredBroker
• John Carlo Rebutiaco NanalesCRD 8229780 · Taguig City
  Broker
• Matthew James NeffCRD 2729521 · Roseville, CA
  IA RegisteredBroker
• Christy Lynne NelsonCRD 2258605 · Denver, CO
  IA RegisteredBroker
• Courtney Kay NelsonCRD 3209828 · Des Moines, IA
  Broker
• Judith Karen NelsonCRD 4539097 · Des Moines, IA
  Broker
• Brett Eugene NesdahlCRD 2846599 · Minot, ND
  IA RegisteredBroker
• Joseph William NewgrenCRD 6130712 · Minnetonka, MN
  IA RegisteredBroker
• Alison Elizabeth NewhouseCRD 4583807 · Des Moines, IA
  Broker
• Richard Lynn NewlandCRD 4711193 · Houston, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• William Braden NewlandCRD 5347471 · Houston, TX
  IA RegisteredBroker
• Anh Thicam NguyenCRD 3097996 · Irvine, CA
  IA RegisteredBroker
• William Justin NicholsCRD 6939578 · Jacksonville, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Eddie Elden NicholsonCRD 3073893 · Des Moines, IA
  Broker
• Kyle NicholsonCRD 8251447 · Grand Rapids, MI
  IA RegisteredBroker
• Blake Frederick NiehausCRD 3083841 · Des Moines, IA
  IA RegisteredBroker
• Martha Ann NielsenCRD 707120 · Latham, NY
  IA RegisteredBroker
• Gerard J NietersCRD 4520938 · Charlotte, NC
  IA RegisteredBroker
• Joshua James NiggCRD 4892630 · Des Moines, IA
  IA RegisteredBroker
• Walter George NissenCRD 2822315 · Davenport, IA
  IA RegisteredBroker
• John William NoeyCRD 4676895 · Addison, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Laura Lynn NorcrossCRD 4328039 · Mason City, IA
  IA RegisteredBroker
• Dorothy Dacus NorthamCRD 2209910 · Franklin, TN
  BrokerRegistration inactive
• Stephen Dale NorthingtonCRD 2355415 · Atlanta, GA
  IA RegisteredBroker
• Shemlah Shamiyn NaphishCRD 7323476 · Atlanta, GA
  IA RegisteredBroker
• Chance Andon NaugleCRD 8289624 · Fort Worth, TX
  Broker
• Alexander G NaulaCRD 8025541 · Bethesda, MD
  IA RegisteredBroker
• Angela Acapulco NazarenoCRD 7599828 · Taguig City
  Broker
• Austin J NicholsCRD 8207587 · West Des Moines, IA
  IA RegisteredBroker
• Jacob William NicholsonCRD 7892635 · West Des Moines, IA
  Broker
• Austin James NivenCRD 7808531 · Walnut Creek, CA
  IA RegisteredBroker
• Liam Charles O'donnellCRD 7553355 · Melville, NY
  IA RegisteredBroker
• Ryan O'donnellCRD 4741141 · Des Moines, IA
  Broker
• Gracie B O'donnellCRD 7939849 · West Des Moines, IA
  Broker
• Benjamin Michael OberenderCRD 7251830 · Des Moines, IA
  Broker
• Justin Anthony ObrienCRD 4804710 · Des Moines, IA
  Broker
• Patrick Gabriel OconnellCRD 1173351 · Melville, NY
  IA RegisteredBroker
• Sean P OconnorCRD 6955004 · Syracuse, NY
  IA RegisteredBroker
• Gregery Dean OdellCRD 1809666 · Addison, TX
  IA RegisteredBroker
  Disclosure event(s) on record

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.