Principal Securities, Inc.
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 1137
- SEC number
- 801-54949
- Firm type
- RIA
- Assets under management
- $17.0B as of Mar 30, 2026
- Website
- x.com/PRINCIPAL ↗
- Phone
- 888-774-6267
- Address
- 711 High Street, Des Moines, IA, 50392
Advisors at this firm
1,828 in our index · page 23 of 37
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Jeffrey MuleyaCRD 4901453 · Des Moines, IAIA RegisteredBroker
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Colson Matthew MullaneCRD 7124103 · West Des Moines, IABroker
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Sean Patrick MullaneCRD 2111529 · West Des Moines, IAIA RegisteredBroker
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Madisyn Lynn MullerCRD 7139544 · Lutz, FLIA RegisteredBroker
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Swaroop Kumar MurkiCRD 5776041 · HyderabadIA RegisteredBroker
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Bruce Edward MurphyCRD 1394326 · Cleveland, OHIA RegisteredBroker
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Michael James MurphyCRD 4042582 · Naperville, ILIA RegisteredBroker
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James J MurrayCRD 4713999 · Wayne, PAIA RegisteredBroker
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Geoffrey Scott MurthaCRD 5676566 · Des Moines, IABrokerRegistration inactive
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Rawia A MaamounCRD 6803839 · Minnetonka, MNIA RegisteredBroker
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Adam Michael MagarianCRD 8243124 · Minnetonka, MNBroker
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Angad MahalCRD 7223620 · Tukwila, WAIA RegisteredBroker
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Hannah Claire ManzoCRD 6610806 · Roseville, CAIA RegisteredBroker
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Terry Franklin MaplesCRD 4666931 · Cincinnati, OHBroker
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Allison Lyn MarquardtCRD 7617444 · Raleigh, NCBroker
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Andrew Micheal MartinCRD 7739825 · Kalamazoo, MIIA RegisteredBroker
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Michael Glenn MartinCRD 7602569 · Mechanicsville, VAIA RegisteredBroker
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John Paul MatenkoCRD 8057839 · Saint Charles, ILIA RegisteredBroker
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Chase MathiasCRD 7557762 · Des Moines, IABroker
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Nicholas Joseph MaucieriCRD 1463910 · Addison, ILIA RegisteredBroker
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Ryan Christopher MazurekCRD 7547046 · Sioux Falls, SDIA RegisteredBroker
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Patrick John McanultyCRD 8126569 · Overland Park, KSIA RegisteredBroker
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Lisa McclellandCRD 7155890 · Glendale, AZIA RegisteredBroker
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Hanna Burmeister MccoyCRD 8238913 · West Des Moines, IABroker
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Quintrell L MccrearyCRD 7709780 · Jacksonville, FLIA RegisteredBrokerDisclosure event(s) on record
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Brandon Tyler McgrewCRD 7451346 · Mt Pleasant, SCIA RegisteredBroker
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Harold McintoshCRD 4552861 · Brandon, FLIA RegisteredBroker
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Jeremy Richard McintoshCRD 8143972 · Hiawatha, IAIA RegisteredBroker
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Vernon Grant MckoyCRD 3007780 · Des Moines, IABroker
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Kevin Brody McmahonCRD 7114029 · Overland Park, KSIA RegisteredBroker
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Sarah Marlea McraeCRD 7866839 · Atlanta, GABroker
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Mark B McroyCRD 5866483 · Roanoke, VAIA RegisteredBroker
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Sondra Brooke McveighCRD 2967643 · Des Moines, IABroker
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Arvind MehtaCRD 7089152 · Irvine, CAIA RegisteredBroker
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Sahil H MehtaCRD 7984145 · Tampa, FLBroker
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Connor Arthur MeislahnCRD 8051857 · West Des Moines, IAIA RegisteredBroker
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Sergio MendozaCRD 7415499 · Jerome, IDIA RegisteredBroker
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Paula Andrea Mendoza SimonsCRD 8170038 · Charlotte, NCBroker
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Nicholas David MertesCRD 4637437 · Des Moines, IABroker
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Casey John MeyerCRD 6931261 · Elk Grove, CAIA RegisteredBroker
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Brandon Gary MezaCRD 7068288 · San Diego, CAIA RegisteredBrokerDisclosure event(s) on record
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Matthew Anthony MichelsCRD 7969387 · Hiawatha, IABroker
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Austin Maurice MillerCRD 7002168 · Des Moines, IABroker
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Jacob J MillerCRD 7529636 · Minnetonka, MNBroker
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Sara Mills-GainesCRD 5479702 · Walnut Creek, CAIA RegisteredBrokerDisclosure event(s) on record
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Caden Jay MinnichCRD 8040226 · Charlotte, NCBroker
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Christina Jean MoffattCRD 7987815 · Des Moines, IABroker
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Abel MolinaCRD 7015565 · Miami, FLIA RegisteredBroker
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Pablo O Montero BianchiCRD 2498552 · San Antonio, FLIA RegisteredBrokerDisclosure event(s) on record
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Joseph Richard MorrisseyCRD 8148002 · Des Moines, IABroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 1137 ↗
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Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.