Principal Securities, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

1137

SEC number

801-54949

Firm type

RIA

Assets under management

$17.0B as of Mar 30, 2026

Website

x.com/PRINCIPAL ↗

Phone

888-774-6267

Address

711 High Street, Des Moines, IA, 50392

Advisors at this firm

1,828 in our index · page 22 of 37

• Payton Brianna McmahonCRD 6887357 · Des Moines, IA
  Broker
• Shawn Michael McmahonCRD 4485570 · Glendale, WI
  IA RegisteredBroker
• Michael Patrick McmullanCRD 4576375 · West Des Moines, IA
  IA RegisteredBroker
• David McneillyCRD 6137277 · Lansing, MI
  IA RegisteredBroker
  Disclosure event(s) on record
• Timothy Patrick McparlandCRD 2307788 · Melville, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Angus Andre McraeCRD 2876085 · Atlanta, GA
  IA RegisteredBroker
• Angus Mclean McraeCRD 7448964 · Atlanta, GA
  IA RegisteredBroker
• Scott Christopher MeadCRD 4376922 · Des Moines, IA
  IA RegisteredBroker
• Lorraine Naomi MedinaCRD 7218326 · Des Moines, IA
  Broker
• Jeffrey Scott MeislahnCRD 2931096 · West Des Moines, IA
  IA RegisteredBroker
• Nash Andrew MelandCRD 6417213 · Minnetonka, MN
  IA RegisteredBroker
• Sabrina Lizette Mercado-DoncheskeCRD 7012682 · Des Moines, IA
  Broker
• Stephen Craig MercerCRD 3141886 · Addison, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Kevin Scott MericalCRD 4588719 · Des Moines, IA
  Broker
• Matthew Paul MerryCRD 5917866 · Great Falls, MT
  IA RegisteredBroker
• Ronald Bruce MerryCRD 1157250 · Great Falls, MT
  IA RegisteredBroker
  Disclosure event(s) on record
• Jackie Ann MertesCRD 5390235 · Carroll, IA
  Broker
• Avi Joseph MeschCRD 2724080 · Coral Springs, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Brant Lawrence MeyerCRD 7194180 · Wausau, WI
  IA RegisteredBroker
• Christopher J MideckeCRD 5983801 · Amherst, NY
  IA RegisteredBroker
• Anna Marie MillerCRD 5822493 · Charles City, IA
  Broker
• Brooke Michelle MillerCRD 5462256 · Raleigh, NC
  Broker
• Craig Brian MillerCRD 5380827 · Raleigh, NC
  IA RegisteredBroker
• Derek James MillerCRD 6786004 · Des Moines, IA
  IA RegisteredBroker
• William Allen MillerCRD 1028038 · Beckley, WV
  Broker
• Gregg Mitchell MillmanCRD 4533027 · Wilmington, DE
  IA RegisteredBroker
• Connie Sue MinerCRD 4640725 · Des Moines, IA
  Broker
• Erik Christopher MitchellCRD 6936812 · Lancaster, PA
  IA RegisteredBroker
• Sudeep MitraCRD 7428346 · Lakewood, OH
  IA RegisteredBroker
• Jamison Raymond MoellerCRD 4667153 · Elkhorn, NE
  IA RegisteredBroker
• Matthew Wade MoffittCRD 4311692 · Madrid, IA
  IA RegisteredBroker
• Daniella Moiseyev-CunniffeCRD 3178880 · Des Moines, IA
  Broker
• Roger Jess MolliconeCRD 1459495 · Roselle, IL
  Broker
• Ubaldo MonayCRD 7370568 · Des Moines, IA
  Broker
• Mindy Ann MondaroCRD 1791243 · Whippany, NJ
  IA RegisteredBroker
  Disclosure event(s) on record
• Anthony Michael MooreCRD 3185831 · Des Moines, IA
  Broker
• Leaann Michalle MooreCRD 2658201 · Lincoln, NE
  IA RegisteredBroker
• Ronald Wayne MooreCRD 2156178 · Tampa, FL
  Broker
• Nikka Mae Balacanao MoralesCRD 7092749 · Taguig City
  Broker
• Jacob Cole MorefieldCRD 7040704 · Des Moines, IA
  Broker
• James Charles MorganCRD 4188087 · Birmingham, AL
  Broker
• Richard Lawrence MorhardtCRD 6201381 · Norfolk, NE
  IA RegisteredBroker
• Chantelle Paige MoroneCRD 5488308 · Des Moines, IA
  Broker
• Seth T MorseyCRD 5797542 · Roseville, CA
  IA RegisteredBroker
• Joshua Blair MortensonCRD 4543418 · Lakeville, MN
  IA RegisteredBroker
• Ryan Gale MoserCRD 5437076 · Grand Rapids, MI
  IA RegisteredBroker
• Susan A MosesCRD 4721397 · Des Moines, IA
  Broker
• James Matthew MuccigrossoCRD 1621608 · Chesterfield, MO
  IA RegisteredBroker
  Disclosure event(s) on record
• Brian Duane MuddCRD 4708793 · Des Moines, IA
  Broker
• Tedd Michael MuerschCRD 5726282 · Downers Grove, IL
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.