Principal Securities, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

1137

SEC number

801-54949

Firm type

RIA

Assets under management

$17.0B as of Mar 30, 2026

Website

x.com/PRINCIPAL ↗

Phone

888-774-6267

Address

711 High Street, Des Moines, IA, 50392

Advisors at this firm

1,828 in our index · page 21 of 37

• Verlaine MacclementsCRD 4544908 · Austin, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Benjamin Thomas MacgowanCRD 7434582 · Minnetonka, MN
  IA RegisteredBroker
  Disclosure event(s) on record
• Jennifer MackenzieCRD 5670414 · Petoskey, MI
  IA RegisteredBroker
• John Timothy MaddenCRD 1846169 · Orlando, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Brittany Nicole MaddoxCRD 6455296 · Des Moines, IA
  Broker
• Walter Aristides MaganaCRD 4836662 · Austin, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Luella Anne MahoneyCRD 4548756 · Des Moines, IA
  IA RegisteredBroker
• Marisa S MainCRD 4491120 · Northville, MI
  IA RegisteredBroker
• Peter Charles MajorCRD 3256076 · Latham, NY
  IA RegisteredBroker
• John S MalhotraCRD 6281847 · Carmichael, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Tatyana MalkisCRD 2993856 · Miami, FL
  Broker
• Randall Jay MaloneCRD 1536310 · Wauwatosa, WI
  IA RegisteredBroker
  Disclosure event(s) on record
• Valara A MamotCRD 5856204 · Des Moines, IA
  Broker
• Mutya Venus Celine Onrubia ManapulCRD 6312194 · Taguig City
  Broker
• Daniel George MandichCRD 1620979 · Minnetonka, MN
  IA RegisteredBroker
• Robert Ralph MandolesiCRD 2722716 · Bakersfield, CA
  IA RegisteredBroker
• Juana C MansurCRD 6181142 · Des Moines, IA
  Broker
• Joseph Ignacio ManzoCRD 5552433 · Roseville, CA
  IA RegisteredBroker
• Erin E MarcumCRD 6141472 · Sharonville, OH
  Broker
• Maribeth Joypalmer MarkCRD 2620433 · Minneapolis, MN
  Broker
• Robert Steven MarkleCRD 2172400 · Edmond, OK
  IA RegisteredBroker
  Disclosure event(s) on record
• Dustin James MarsCRD 4756057 · Des Moines, IA
  IA RegisteredBroker
• Matthew MartensCRD 6199148 · Wauwatosa, WI
  IA RegisteredBroker
• Joseph Francis MartinCRD 2877145 · Amherst, NY
  IA RegisteredBroker
• Krista Lee MartinCRD 7809863 · Raleigh, NC
  Broker
• Damien Anthony MartinezCRD 6873176 · Lincoln, NE
  IA RegisteredBroker
  Disclosure event(s) on record
• Rosemary MartinezCRD 3110690 · Burbank, CA
  IA RegisteredBroker
• Rien Kener Cajayon MascarinaCRD 7522009 · Taguig City
  Broker
• Robert Douglas MasonCRD 4320141 · Des Moines, IA
  Broker
• Gregory John MassinoCRD 1634462 · Rockford, IL
  IA RegisteredBroker
• Jason Paul MastellerCRD 5304902 · Des Moines, IA
  IA RegisteredBroker
• Farnaz MatersCRD 4543441 · Des Moines, IA
  Broker
• Scott J MathesCRD 5941849 · Des Moines, IA
  Broker
• Justin Luke MathiasCRD 4762394 · Des Moines, IA
  Broker
• Jerry Frank MathisCRD 1281303 · San Antonio, TX
  Broker
• Tonya Lynn MathisonCRD 2747110 · Plattsmouth, NE
  IA RegisteredBroker
  Disclosure event(s) on record
• Mischa Diane MatthiasCRD 4605849 · Des Moines, IA
  Broker
• Nicholas John MayCRD 5046121 · Des Moines, IA
  Broker
• Matthew J MazzoneCRD 4218498 · Latham, NY
  IA RegisteredBroker
• Nicholas Lee McabeeCRD 6527200 · Des Moines, IA
  Broker
• Dustin Michael McaninchCRD 5941852 · Des Moines, IA
  Broker
• Jeffrey M MccloskeyCRD 3277483 · Columbus, OH
  IA RegisteredBroker
• Leigh Ashton McclureCRD 7192882 · Raleigh, NC
  Broker
• Michael Arthur MccroskeyCRD 2970688 · Pigeon Forge, TN
  Broker
• Charles Edward McdanielsCRD 1294577 · Townville, SC
  IA RegisteredBroker
  Disclosure event(s) on record
• Edward Leo McdermottCRD 2175460 · Grosse Pointe Farms, MI
  IA RegisteredBroker
• Michael Keith McdonoughCRD 1511844 · Alameda, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Meghan M McguireCRD 4300029 · Denver, CO
  IA RegisteredBroker
• Connor MckeenCRD 6422068 · Minnetonka, MN
  IA RegisteredBroker
• Rachael Marie MckellarCRD 4821822 · Ada, MI
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.