Principal Securities, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

1137

SEC number

801-54949

Firm type

RIA

Assets under management

$17.0B as of Mar 30, 2026

Website

x.com/PRINCIPAL ↗

Phone

888-774-6267

Address

711 High Street, Des Moines, IA, 50392

Advisors at this firm

1,828 in our index · page 20 of 37

• Liza Marie LocascioCRD 7148653 · Raleigh, NC
  Broker
• Tyler J LoeffelholzCRD 7510111 · Holmen, WI
  IA RegisteredBroker
• Brenda Lee LongCRD 4647297 · Crete, IL
  IA RegisteredBroker
• Richard Albert LongCRD 2098286 · Tampa, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Georgette Larel LongneckerCRD 5059000 · West Des Moines, IA
  Broker
• Jason Wayne LongneckerCRD 2916822 · Washington, PA
  IA RegisteredBroker
• Ted John LongneckerCRD 2575251 · West Des Moines, IA
  IA RegisteredBroker
• David A LookadooCRD 4567298 · Memphis, TN
  IA RegisteredBroker
  Disclosure event(s) on record
• Michael Brian LooneyCRD 2627092 · Bethesda, MD
  IA RegisteredBroker
• Miguel A LopezCRD 2726273 · Elk Grove, CA
  IA RegisteredBroker
• Suzanne LoportoCRD 1421765 · Des Moines, IA
  Broker
• Richard Charles LoveCRD 5916845 · Roseville, CA
  IA RegisteredBroker
• Steven Thomas LoweCRD 4140137 · Des Moines, IA
  IA RegisteredBroker
• Maria Teresa Rivera LuceaCRD 5936769 · Taguig City
  Broker
• Karl Tariq LunneyCRD 2653002 · Tampa, FL
  IA RegisteredBroker
• Dennis Egan LuskCRD 4186692 · Marlton, NJ
  IA RegisteredBroker
• Robert Eugene LutzCRD 6991562 · Carlisle, PA
  Broker
• Michael LynamCRD 6064727 · Birmingham, AL
  IA RegisteredBroker
  Disclosure event(s) on record
• Christopher Lee LynchCRD 4133874 · Des Moines, IA
  Broker
• Walter Mabry LyonCRD 2177092 · Hopkinsville, KY
  Broker
• Nathan L LaneCRD 8005125 · West Des Moines, IA
  IA RegisteredBroker
• Oren Anthony LaneCRD 1451421 · Des Moines, IA
  Broker
• Luke LangCRD 7214013 · Mckinney, TX
  IA RegisteredBroker
• Ethan Phillip LangeCRD 7965684 · Salem, OR
  IA RegisteredBroker
• Michael Andrew LangleyCRD 7553638 · Wayne, PA
  IA RegisteredBroker
• Dwight Christopher LarkinCRD 4464285 · Jacksonville, FL
  IA RegisteredBroker
• James V LauroCRD 3056870 · Orlando, FL
  Broker
• Case Alexander LawhonCRD 7794543 · Addison, TX
  IA RegisteredBroker
• Brady David LeachCRD 7856710 · Fargo, ND
  IA RegisteredBroker
• Casey Kenneth LeannaCRD 7720067 · Lake Elmo, MN
  IA RegisteredBroker
• Robert Lawrence LeavittCRD 7967534 · Saint Louis, MO
  IA RegisteredBroker
• Kathryn Mckenzie LeeCRD 5934547 · Des Moines, IA
  Broker
• Evan Bradley LemkerCRD 8084741 · Chicago, IL
  IA RegisteredBroker
• Derek Stuart LemonCRD 7144906 · Raleigh, NC
  Broker
• Mason S LerchCRD 8242441 · Charlotte, NC
  Broker
• Steven Brett LindemanCRD 8296698 · Denver, CO
  Broker
• Jone Elam LiuzzaCRD 7081327 · Midlothian, VA
  IA RegisteredBroker
• Daisylyn Lejas LlantosCRD 7760539 · Taguig City
  Broker
• Dane LofquistCRD 8182589 · Overland Park, KS
  Broker
• Carlos E LopezCRD 2767579 · Des Moines, IA
  Broker
• Damian Anthony LopezCRD 2835464 · Leander, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Brian C LoreCRD 4771166 · Overland Park, KS
  IA RegisteredBroker
• Nicholas Joseph LorenzenCRD 7423607 · Des Moines, IA
  Broker
• Peyton Spencer LottCRD 8142730 · Grand Bay, AL
  IA RegisteredBroker
• Imran LoudiniCRD 8151351 · Des Moines, IA
  Broker
• Zakaria LoudiniCRD 7801506 · Wayne, PA
  Broker
• Herman Joe LuetteCRD 2923365 · Little Elm, TX
  Broker
• Dana Suzanne LuthiCRD 5786696 · Des Moines, IA
  Broker
• Jayne P LyCRD 4378488 · Silver Spring, MD
  IA RegisteredBroker
• Jason Corwin LynchCRD 8020379 · Lake Elmo, MN
  Broker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.