Principal Securities, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

1137

SEC number

801-54949

Firm type

RIA

Assets under management

$17.0B as of Mar 30, 2026

Website

x.com/PRINCIPAL ↗

Phone

888-774-6267

Address

711 High Street, Des Moines, IA, 50392

Advisors at this firm

1,828 in our index · page 19 of 37

• Michael Colin KelleyCRD 7962661 · Bethesda, MD
  Broker
• Tracy Leigh KellyCRD 7451036 · Des Moines, IA
  Broker
• Pamela Sue KenastonCRD 2869716 · Lincoln, NE
  IA RegisteredBroker
• Kevin C KenneyCRD 2140762 · Addison, TX
  IA RegisteredBroker
• Mckenzie Ariana KerryCRD 7930157 · Des Moines, IA
  Broker
• Hailey Jo KeyCRD 8170049 · Des Moines, IA
  Broker
• Timothy D KiernanCRD 6863118 · Des Moines, IA
  Broker
• Jeffrey KingCRD 7813711 · Fresno, CA
  IA RegisteredBroker
• Thomas James KleffmanCRD 7399941 · Truckee, CA
  IA RegisteredBroker
• Matthew KnightleyCRD 4522006 · Tampa, FL
  Broker
• John M KnollCRD 2639328 · Minneapolis, MN
  Broker
• Spencer Matthew KoronaCRD 8284951 · Bethesda, MD
  Broker
• Lucas Peter KozlowskiCRD 7548809 · Des Moines, IA
  Broker
• William Donavan KragCRD 1204367 · Collierville, TN
  IA RegisteredBroker
• Shawnna A KrommenhoekCRD 7659837 · Des Moines, IA
  Broker
• Alex Joseph KrumbholzCRD 7100204 · West Des Moines, IA
  IA RegisteredBroker
• John Russell KuhlmannCRD 2202932 · Saint Charles, MO
  IA RegisteredBroker
• Justin Steven KunzCRD 6844109 · Des Moines, IA
  BrokerRegistration inactive
• Michelle Lee LafondCRD 7617448 · Des Moines, IA
  Broker
• Stephen Michael LaineCRD 2626677 · Fort Collins, CO
  IA RegisteredBroker
• Ronald W LambertonCRD 5515119 · Minnetonka, MN
  IA RegisteredBroker
• Erin Sue LaneCRD 3202545 · Nashville, IN
  IA RegisteredBroker
• Andrew Lee LarsenCRD 1066380 · Rockford, IL
  IA RegisteredBroker
• Kelly K LarsonCRD 4399488 · Des Moines, IA
  IA RegisteredBroker
• Melinda Anderson LassiterCRD 4424057 · Mechanicsville, VA
  IA RegisteredBroker
• Donald Everett LasterCRD 1177534 · West Des Moines, IA
  IA RegisteredBroker
• Brooks Christian LauCRD 2750710 · Phoenix, AZ
  IA RegisteredBroker
• Gregory T LaudadioCRD 7008920 · Wayne, PA
  IA RegisteredBroker
• Matthew Richard LaudadioCRD 6976112 · Wayne, PA
  IA RegisteredBroker
• Blaine William LaverickCRD 1478792 · Bradenton, FL
  IA RegisteredBroker
• Cody Anthony LawlerCRD 5162072 · Des Moines, IA
  IA RegisteredBroker
• Duane Holmes LawsonCRD 2811820 · Butler, MO
  Broker
• Sandra Lawter-OtooleCRD 3265657 · Dover, DE
  IA RegisteredBroker
• John Joseph LeavyCRD 2677555 · Des Moines, IA
  Broker
• Brandon John LeeCRD 3150270 · Des Moines, IA
  Broker
• Mark D LehmannCRD 4399482 · Des Moines, IA
  IA RegisteredBroker
• Daniel Brent LehnerCRD 2498641 · Des Moines, IA
  Broker
• Thomas Andrew LeibigCRD 7811863 · Wayne, PA
  Broker
• Jill Alicia LelandCRD 4907093 · Corpus Christi, TX
  IA RegisteredBroker
• Alexandra Marie LenihanCRD 7430321 · Elkhorn, NE
  IA RegisteredBroker
• Frank Gee LeongCRD 5971895 · Honolulu, HI
  Broker
• Ryan Matthew LewisCRD 5556143 · Charlotte, NC
  Broker
• Neil Alva LibrandaCRD 7182446 · Taguig City
  Broker
• Marc Barry LiebeskindCRD 2287882 · Miami, FL
  Broker
• John Quentin LimmexCRD 1899694 · West Des Moines, IA
  IA RegisteredBroker
  Disclosure event(s) on record
• Michael John LinseCRD 2227376 · Mondovi, WI
  IA RegisteredBroker
  Disclosure event(s) on record
• Robert Allen LittleCRD 4846123 · Birmingham, AL
  IA RegisteredBroker
• Brandon LittletonCRD 5888076 · Oconomowoc, WI
  IA RegisteredBroker
• Ari Matthew LitvinCRD 2953820 · Denver, CO
  IA RegisteredBroker
• Joseph Arthur LloydCRD 3131420 · Raleigh, NC
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.