Principal Securities, Inc.
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 1137
- SEC number
- 801-54949
- Firm type
- RIA
- Assets under management
- $17.0B as of Mar 30, 2026
- Website
- x.com/PRINCIPAL ↗
- Phone
- 888-774-6267
- Address
- 711 High Street, Des Moines, IA, 50392
Advisors at this firm
1,828 in our index · page 18 of 37
-
Colleen Elizabeth KehoeCRD 5433469 · Raleigh, NCBroker
-
Rebecca Lynn KellerCRD 5478422 · Charlotte, NCBroker
-
Joanne KelleyCRD 5703584 · Des Moines, IABroker
-
Susan Carol KelleyCRD 2615833 · Minneapolis, MNBrokerRegistration inactive
-
Cory Alan KellyCRD 4379359 · Modesto, CAIA RegisteredBroker
-
Joshua KendrickCRD 7527474 · Charlotte, NCBroker
-
Jody KentCRD 6687816 · Des Moines, IABroker
-
Jared Alexander Levi KernesCRD 6230970 · Des Moines, IABroker
-
Laurie Ann KernsCRD 3191718 · Charlotte, NCBroker
-
Edis KeserovicCRD 7036470 · Des Moines, IABroker
-
Kaleb KesselringCRD 6827318 · Des Moines, IABrokerRegistration inactive
-
Salim KherbaouiCRD 7012349 · Minneapolis, MNBroker
-
Nathaniel Leavitt KiddCRD 4394409 · West Jordan, UTIA RegisteredBroker
-
Dennis KimCRD 3200008 · Flowery Branch, GAIA RegisteredBroker
-
Denise Margo KimmelCRD 2310581 · Fort Worth, TXIA RegisteredBroker
-
Kenneth Robert KindsvaterCRD 1092755 · Pittsburgh, PABroker
-
Kenneth Milton KintzleCRD 2242319 · Hiawatha, IAIA RegisteredBroker
-
Jeffrey A KirkCRD 4452050 · Galion, OHIA RegisteredBroker
-
Susan Wakonyo KirubiCRD 6984801 · Des Moines, IABroker
-
Susan Ann KleczkowskiCRD 4139757 · Alva, FLIA RegisteredBroker
-
Mark Allan KleiderleinCRD 2749226 · Modesto, CAIA RegisteredBroker
-
Tracey Lynne KnosCRD 1870631 · Queen Creek, AZIA RegisteredBroker
-
Ashley M KnowlesCRD 5986954 · Des Moines, IABroker
-
Kolton Robert KnoxCRD 5798879 · Overland Park, KSIA RegisteredBroker
-
Kara Ann KochCRD 4043635 · Wellington, FLIA RegisteredBroker
-
Malia KoontzCRD 6140513 · Webster City, IAIA RegisteredBroker
-
Matthew Peter KopeckyCRD 5198240 · Glen Carbon, ILIA RegisteredBroker
-
Benjamin Hughes KoppCRD 6574452 · Amherst, NYIA RegisteredBroker
-
Vincent Joseph KotarskiCRD 1563569 · Fishers, INIA RegisteredBroker
-
Diana Rose KouriCRD 4059854 · Des Moines, IABroker
-
Kelly Janeen KramarckCRD 4923494 · Wilmington, DEIA RegisteredBroker
-
Eric W KrogstadCRD 2269477 · Des Moines, IABroker
-
Richard Arthur KrollCRD 2353169 · Minnetonka, MNIA RegisteredBrokerDisclosure event(s) on record
-
Nick James KruegerCRD 4463968 · Des Moines, IAIA RegisteredBroker
-
Scott William KruegerCRD 5637761 · West Des Moines, IAIA RegisteredBroker
-
Jodi Lynn KrugerCRD 3120123 · Des Moines, IABroker
-
Kendall Scott KrugerCRD 2918174 · Ankeny, IAIA RegisteredBrokerDisclosure event(s) on record
-
Jeremy Thomas KuhlmannCRD 4558864 · Des Moines, IABroker
-
Eric J KuituCRD 2705273 · Lake Elmo, MNIA RegisteredBroker
-
Justin Royal KuituCRD 4397314 · Minnetonka, MNIA RegisteredBrokerDisclosure event(s) on record
-
Monique Hiersche KusmanCRD 4570476 · Southlake, TXIA RegisteredBroker
-
Karan KalasCRD 7557463 · Pune MaharashtraBroker
-
Mark A KamerzellCRD 6718940 · Lincoln, NEIA RegisteredBroker
-
Thomas G KaneCRD 7666783 · Des Moines, IABroker
-
Rebecca Rachel KarnerCRD 4272367 · Minneapolis, MNBroker
-
Mark Waldemar KaszubskiCRD 2169668 · Lakewood Ranch, FLBroker
-
Paul Michael KatoCRD 7962444 · Brighton, NYIA RegisteredBroker
-
Kamaljit Singh KaushalCRD 1746140 · Addison, TXIA RegisteredBroker
-
Lisa Marie KecklerCRD 4416458 · Charlotte, NCBroker
-
Amy Lynn KeiserCRD 4376077 · Des Moines, IABroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 1137 ↗
FINRA BrokerCheck record for firm CRD 1137 ↗
BrokerCheck Terms of Use ↗
Report a data error on this page →
Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.