Principal Securities, Inc.
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 1137
- SEC number
- 801-54949
- Firm type
- RIA
- Assets under management
- $17.0B as of Mar 30, 2026
- Website
- x.com/PRINCIPAL ↗
- Phone
- 888-774-6267
- Address
- 711 High Street, Des Moines, IA, 50392
Advisors at this firm
1,828 in our index · page 17 of 37
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Christine Lynn JohnsonCRD 4575581 · Des Moines, IABroker
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Janea Lynn JohnsonCRD 4488686 · Des Moines, IABroker
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Jay Jordan JohnsonCRD 7496613 · Des Moines, IABroker
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Kimberly Vickers JohnsonCRD 3162558 · Lexington, KYIA RegisteredBroker
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Lane Tyler JohnsonCRD 6231979 · Keosauqua, IAIA RegisteredBroker
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Marion Ronald JohnsonCRD 4248841 · Olathe, KSIA RegisteredBroker
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Peter Edward JohnsonCRD 7242160 · Lake Oswego, ORIA RegisteredBroker
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Roy Houston JohnsonCRD 4482052 · Southport, NCIA RegisteredBroker
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Sherry L JohnsonCRD 3228999 · Raleigh, NCBroker
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Sondra Lee JohnsonCRD 7401664 · Minneapolis, MNBroker
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Thomas Joseph JohnsonCRD 4191577 · Kansas City, MOIA RegisteredBroker
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Tiffanie Laine JohnsonCRD 7400052 · Des Moines, IABroker
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Natalie Kate JohnstonCRD 7137518 · North Liberty, IAIA RegisteredBroker
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Carol E JonesCRD 4013020 · Des Moines, IABroker
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Christopher Michael JonesCRD 6445014 · Lansing, MIIA RegisteredBrokerDisclosure event(s) on record
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Jennifer Dawn JonesCRD 2359324 · Des Moines, IABroker
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Lindsay Taylor JonesCRD 4599614 · Raleigh, NCBroker
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Melissa Ann JonesCRD 4863240 · Menasha, WIIA RegisteredBroker
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Todd Allen JonesCRD 2641785 · Des Moines, IABroker
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Taylor Larie JordanCRD 6556089 · Des Moines, IABroker
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Kapil JoshiCRD 6643339 · MaharashtraIA RegisteredBroker
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Francisco Javier JuarezCRD 7702988 · Des Moines, IABroker
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Darrell Frank JulianoCRD 2632294 · Elk Grove, CAIA RegisteredBroker
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Stacie Lynn JungwirthCRD 2620418 · Des Moines, IABroker
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David Michael JackmanCRD 7315605 · Des Moines, IABroker
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Kelly O JamesCRD 7473970 · Melville, NYBroker
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Christopher Alan JandebeurCRD 5383012 · Des Moines, IABroker
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Jordan JanisCRD 7004374 · Raleigh, NCIA RegisteredBroker
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Arra Reyes JavierCRD 7732518 · Taguig CityBroker
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Samuel W JensenCRD 8104156 · Winston Salem, NCIA RegisteredBroker
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Michael Dwaine JerrettCRD 2908024 · Des Moines, IABroker
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Juliana JiCRD 4606767 · San Jose, CABroker
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Brendan Connor JohnsonCRD 7400558 · Fort Worth, TXIA RegisteredBroker
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Kellen Clay JohnsonCRD 5986935 · Des Moines, IABroker
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Meghan Colleen JonesCRD 7583621 · Wayne, PAIA RegisteredBroker
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Nicholas Ryan JonesCRD 7733909 · Charlotte, NCBroker
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Tyler A JonesCRD 8164386 · Cooperstown, NYIA RegisteredBroker
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Wade Allen JonesCRD 6717745 · Irvine, CAIA RegisteredBroker
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Christa Dawn JordanCRD 4191112 · Des Moines, IABroker
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Maeve Bergeron JordanCRD 7737137 · Bethesda, MDBroker
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David Ernesto JuarezCRD 4531970 · Campbell, CABroker
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Amy JustusCRD 7861580 · Des Moines, IABroker
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Anny KadomatsuCRD 5714551 · Poway, CAIA RegisteredBroker
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Ann Marie KahleCRD 2960887 · Des Moines, IABroker
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Holly Lyn KarasinskiCRD 4284991 · Grand Rapids, MIIA RegisteredBroker
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Nicole Rae KarrCRD 4512124 · Des Moines, IABroker
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Jason Win KasterCRD 4103210 · Des Moines, IABroker
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Gina Nicole KatzCRD 2782621 · Ballwin, MOIA RegisteredBroker
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Ben Andrew KazmierskiCRD 3172818 · Billings, MTIA RegisteredBroker
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Shari Denise KearnsCRD 2115496 · Overland Park, KSBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 1137 ↗
FINRA BrokerCheck record for firm CRD 1137 ↗
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Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.