Principal Securities, Inc.
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 1137
- SEC number
- 801-54949
- Firm type
- RIA
- Assets under management
- $17.0B as of Mar 30, 2026
- Website
- x.com/PRINCIPAL ↗
- Phone
- 888-774-6267
- Address
- 711 High Street, Des Moines, IA, 50392
Advisors at this firm
1,828 in our index · page 16 of 37
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Carl Roger HendrixCRD 4891339 · Strongsville, OHIA RegisteredBroker
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Matthew Joseph HerbransonCRD 8045662 · Fargo, NDIA RegisteredBroker
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Debra Jill HerneshCRD 2694950 · Des Moines, IABroker
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Zachary Mitchell HessCRD 7231395 · Des Moines, IABroker
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Drew Michael HildebrandCRD 8168813 · Wauwatosa, WIIA RegisteredBroker
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Brock Addison HillCRD 7870587 · Des Moines, IABroker
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Louis Arthur HimelreichCRD 4506770 · Wilmington, DEIA RegisteredBroker
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Heather Kay HobbsCRD 7039037 · Des Moines, IABroker
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Erik Thomas HoeflingerCRD 7734324 · Downers Grove, ILIA RegisteredBroker
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Laura Betty HoffmanCRD 7780385 · Minnetonka, MNIA RegisteredBroker
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Thomas HoffmanCRD 6791370 · New Brighton, MNIA RegisteredBroker
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Kyle HoffsmithCRD 7676183 · Nashville, TNIA RegisteredBroker
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Jason C HollisCRD 3228739 · Des Moines, IABroker
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Hyeseon HongCRD 5574958 · Irvine, CABroker
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Michael T HooverCRD 8011318 · Wayne, PAIA RegisteredBroker
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Daniel Lee HormandlCRD 7967097 · Des Moines, IABroker
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Alexander HoustonCRD 8243703 · Elkhorn, NEIA RegisteredBroker
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Patrick Adrian HoustonCRD 8229584 · Fresno, CABroker
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Drew David HowardCRD 5420992 · Brentwood, TNIA RegisteredBroker
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Monica A HowerCRD 7530962 · Fort Collins, COIA RegisteredBroker
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Russell Everett HughellCRD 4514456 · West Des Moines, IABroker
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Amanda Darlene HughesCRD 7209966 · Huntington, WVBroker
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Connor Robert HughesCRD 7598463 · Melville, NYIA RegisteredBroker
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Tara Jeannette HulseCRD 3246858 · Raleigh, NCIA RegisteredBroker
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Kristina HuntleyCRD 2636919 · Charlotte, NCBroker
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Joshua A HuttCRD 7509462 · Plano, TXIA RegisteredBroker
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John HwangCRD 4881101 · Marlton, NJIA RegisteredBrokerDisclosure event(s) on record
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Raymond Nicholas IanniCRD 1428562 · Wilmington, DEIA RegisteredBrokerDisclosure event(s) on record
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Cheyanne Leroux IngramCRD 2996017 · Overland Park, KSBrokerRegistration inactiveDisclosure event(s) on record
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Houston Douglas IngramCRD 4588776 · Orange Beach, ALIA RegisteredBroker
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Morgan K InmanCRD 5631479 · Lutz, FLBroker
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Amy Catherine IrvinCRD 4018466 · Des Moines, IABroker
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Scott Matthew IrwinCRD 5666168 · Sioux Falls, SDIA RegisteredBroker
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David Robert IzatCRD 2493893 · Roseville, CAIA RegisteredBroker
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Eduard IzraylitCRD 2710360 · Cliffside Pk, NJBrokerRegistration inactive
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Christopher Raymond IanniCRD 7760388 · San Diego, CAIA RegisteredBroker
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Kyle J IchristCRD 7506651 · Bethesda, MDBroker
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Aaron John ImholteCRD 7089655 · Saint Cloud, MNIA RegisteredBroker
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Lilet Ugay JacabanCRD 7783495 · Taguig CityBroker
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Kristie Lynn JacksonCRD 4700090 · Fort Mill, SCIA RegisteredBroker
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Ashley S JacobsCRD 7149377 · Des Moines, IABroker
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Patrick J JarzembowskiCRD 2337835 · Orland Park, ILBroker
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Mark Richard JenkinsCRD 1251844 · Newnan, GAIA RegisteredBrokerDisclosure event(s) on record
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Robert Alvin JenkinsCRD 6254580 · Roseville, CAIA RegisteredBrokerDisclosure event(s) on record
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Brian Keith JenksCRD 1392331 · Minnetonka, MNIA RegisteredBroker
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Jeffrey Jay JensenCRD 6266264 · Norfolk, NEIA RegisteredBrokerDisclosure event(s) on record
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Sanne JensenCRD 6918186 · Orlando, FLIA RegisteredBroker
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Todd William JensenCRD 1821932 · Minden, NEIA RegisteredBroker
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Thomas Patrick JesserCRD 2673915 · Independence, OHIA RegisteredBroker
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Aaron Richard JohnsonCRD 4159616 · Des Moines, IABroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 1137 ↗
FINRA BrokerCheck record for firm CRD 1137 ↗
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Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.