Principal Securities, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

1137

SEC number

801-54949

Firm type

RIA

Assets under management

$17.0B as of Mar 30, 2026

Website

x.com/PRINCIPAL ↗

Phone

888-774-6267

Address

711 High Street, Des Moines, IA, 50392

Advisors at this firm

1,828 in our index · page 15 of 37

• Troy John HokenessCRD 3225047 · Sioux Falls, SD
  Broker
• Jennifer Michelle HolderCRD 5064460 · Des Moines, IA
  Broker
• Dennis John HollandCRD 1186824 · Saint Cloud, MN
  BrokerRegistration inactive
  Disclosure event(s) on record
• Patrick Todd HollifieldCRD 2588274 · Hoover, AL
  Broker
• Melissa N HollonCRD 7485111 · Rockford, IL
  IA RegisteredBroker
• Tiffany HolmanCRD 6697214 · Elkhorn, NE
  IA RegisteredBroker
• Amy Lu HolmesCRD 5495718 · Des Moines, IA
  Broker
• Christopher Alan HolthausCRD 2948471 · Denver, IA
  IA RegisteredBroker
• Mark Karam HomsiCRD 4201528 · Cliffside Pk, NJ
  IA RegisteredBroker
• Darin Lowell HoodCRD 6942662 · Phoenix, AZ
  IA RegisteredBroker
• Michelle Lea HoosCRD 6923677 · Des Moines, IA
  Broker
• John Thomas HopperCRD 250020 · Raleigh, NC
  IA RegisteredBroker
• Lee Edward HopperCRD 2738599 · Raleigh, NC
  IA RegisteredBroker
• Kolleen Kae HosfordCRD 4427106 · Des Moines, IA
  Broker
• Meghan Elizabeth HouckCRD 5037076 · Warrington, PA
  IA RegisteredBroker
• Kristin Leigh HovmillerCRD 4408345 · Aberdeen, NJ
  IA RegisteredBroker
• Eric Edward HowardCRD 4341464 · Bettendorf, IA
  IA RegisteredBroker
• Brian M HowarthCRD 5744020 · Encinitas, CA
  IA RegisteredBroker
• Brian HowdenCRD 7669754 · Orlando, FL
  IA RegisteredBroker
• David Thomas HowellCRD 4551816 · Brentwood, TN
  IA RegisteredBroker
• Marcus Samuel HowellCRD 6855860 · Des Moines, IA
  Broker
• Robert Rae HowellCRD 2544035 · Greeneville, TN
  Broker
• Robert Eugene HoyCRD 2253839 · Cortland, OH
  Broker
• Derrick Joseph HuberCRD 7142481 · Des Moines, IA
  Broker
• Ann Louise HudsonCRD 2475676 · West Des Moines, IA
  IA RegisteredBroker
• Eric D HudsonCRD 7257469 · Atlanta, GA
  IA RegisteredBroker
• Lawrence Francis HuelsmanCRD 2212736 · Charlotte, NC
  Broker
• Rebecca Jane HueserCRD 4499545 · Des Moines, IA
  IA RegisteredBroker
• Martin Chapman HughesCRD 4257666 · Ixonia, WI
  Broker
• Tyler F HughesCRD 4259549 · Elkhorn, NE
  IA RegisteredBroker
• Arthur Cheh HungCRD 4234663 · Centerville, OH
  IA RegisteredBroker
• James Bernard HuntCRD 7249209 · Des Moines, IA
  Broker
• Lisa J HunterCRD 7726807 · Chattanooga, TN
  IA RegisteredBroker
• Jeffrey Lee HurstCRD 708600 · Westlake, OH
  IA RegisteredBroker
• Spencer Chad HutchinsonCRD 7706081 · Des Moines, IA
  Broker
• Peter Francis HyjekCRD 4509597 · Minnetonka, MN
  IA RegisteredBroker
• Seth Daniel HaagCRD 7756866 · Wauwatosa, WI
  IA RegisteredBroker
• Paul A HaftelCRD 7928497 · Jacksonville, FL
  Broker
• Destany Lynn HallCRD 7824072 · Des Moines, IA
  Broker
• Anthony HamburgeCRD 7085008 · Lake Elmo, MN
  IA RegisteredBroker
• Katelyn Dare HarderCRD 6539912 · West Des Moines, IA
  IA RegisteredBroker
• Joshua Ehiosuomwan HarperCRD 8188618 · Atlanta, GA
  IA RegisteredBroker
• Paul Judson HartmanCRD 4072099 · Minneapolis, MN
  Broker
• Lucas Richard HatridgeCRD 7890934 · Grand Rapids, MI
  IA RegisteredBroker
• Eric B HaugdahlCRD 8045795 · Rockford, IL
  IA RegisteredBroker
• Joseph C HayesCRD 7867713 · Geneva, NY
  IA RegisteredBroker
• Matthew Forrest HeckerCRD 8009195 · Lake Oswego, OR
  Broker
• Ryan Thomas HeidelCRD 8046271 · Wauwatosa, WI
  IA RegisteredBroker
• Thane Timothy HeinCRD 7339567 · Sioux Falls, SD
  IA RegisteredBroker
• Jonathan Taylor HelakCRD 7968493 · Des Moines, IA
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.