Principal Securities, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

1137

SEC number

801-54949

Firm type

RIA

Assets under management

$17.0B as of Mar 30, 2026

Website

x.com/PRINCIPAL ↗

Phone

888-774-6267

Address

711 High Street, Des Moines, IA, 50392

Advisors at this firm

1,828 in our index · page 14 of 37

• Timothy J HarrisonCRD 4411768 · Grafton, WI
  IA RegisteredBroker
• Tracy Coltrane HartsellCRD 4700343 · Wilmington, DE
  Broker
• Ryan Michael HartsockCRD 6115186 · Pasadena, MD
  IA RegisteredBroker
• Daniel James HartyCRD 5955405 · Des Moines, IA
  Broker
• Jeffrey Earl HarveyCRD 4922100 · Poulsbo, WA
  IA RegisteredBroker
• Matthew Terry HassingCRD 7445029 · Des Moines, IA
  Broker
• Brandon Alan HauckCRD 4759783 · Costa Mesa, CA
  IA RegisteredBroker
• Lonna Lea HaynesCRD 4328007 · Des Moines, IA
  Broker
• Lauryn L HaysCRD 2193762 · Charlotte, NC
  Broker
• Timothy Evan HazeltonCRD 5437581 · Peoria, AZ
  IA RegisteredBroker
• Gary Patrick HeatheringtonCRD 1077383 · Mt Pleasant , SC
  IA RegisteredBroker
  Disclosure event(s) on record
• David Michael HebertCRD 2316022 · West Des Moines, IA
  IA RegisteredBroker
• Gabriela Sanchez HeffernanCRD 4140159 · Hermosa Beach, CA
  IA RegisteredBroker
• Jason W HeffnerCRD 4557345 · Overland Park, KS
  IA RegisteredBroker
• Scott James HeideschCRD 2512154 · Des Moines, IA
  Broker
• Ryan Edward HeidrichCRD 5713948 · Walnut Creek, CA
  IA RegisteredBroker
• Jonathan F HeimCRD 4672121 · West Des Moines, IA
  IA RegisteredBroker
• David William HeineCRD 1569490 · Raleigh, NC
  Broker
• Janet Louise HeitzigCRD 3000027 · Chesterfield, MO
  IA RegisteredBroker
  Disclosure event(s) on record
• Becky Kay HelleCRD 2797965 · Hiawatha, IA
  Broker
• Brian C HelmCRD 5072531 · Addison, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Aimee Lynne HendershottCRD 2860616 · Richmond, CA
  IA RegisteredBroker
• Dennis Franklin HenksCRD 4845018 · Overland Park, KS
  IA RegisteredBroker
• Lisa Ann HennesayCRD 1931500 · Fresno, CA
  IA RegisteredBroker
• Bradley David HenningfeldCRD 5951095 · Chesterfield, MO
  IA RegisteredBroker
• David Alan HenryCRD 5981084 · West Des Moines, IA
  IA RegisteredBroker
• Jennie Jean HenryCRD 3112721 · West Des Moines, IA
  IA RegisteredBroker
• Stacie Lynn HenryCRD 6968859 · Des Moines, IA
  Broker
• Vince Edward HenzelCRD 2767684 · Lincoln, NE
  Broker
• Joshua James HerbstCRD 4422874 · Dubuque, IA
  IA RegisteredBroker
• Josefina HernandezCRD 4187627 · Culver City, CA
  IA RegisteredBroker
• Derek M HertgesCRD 7154725 · West Des Moines, IA
  IA RegisteredBroker
• Laura Jane HertgesCRD 6571102 · West Des Moines, IA
  IA RegisteredBroker
• Deborah Sue HeusinkveltCRD 6141074 · Des Moines, IA
  Broker
• Mary Catherine HickeyCRD 2842372 · Des Moines, IA
  Broker
• Grant P HickmanCRD 5533858 · Des Moines, IA
  IA RegisteredBroker
• Emily Winter HicksCRD 7170644 · Elk Grove, CA
  IA RegisteredBroker
• Robert B HigginsCRD 4874513 · Cornelius, NC
  IA RegisteredBroker
• Dustin Eugene HillCRD 3137342 · Wake Forest, NC
  IA RegisteredBroker
• John Thomas HillCRD 5714622 · Georgetown, KY
  IA RegisteredBroker
  Disclosure event(s) on record
• Michael James HillbloomCRD 4785648 · Bettendorf, IA
  IA RegisteredBroker
• Travis Charles HilsabeckCRD 4711702 · Des Moines, IA
  IA RegisteredBroker
• Lacey Dawn Hilton-LoeweCRD 2900702 · Des Moines, IA
  IA RegisteredBroker
• Andrew Jay HimelsonCRD 6863826 · West Des Moines, IA
  IA RegisteredBroker
• Clint David HinderakerCRD 4819652 · Hiawatha, IA
  IA RegisteredBroker
  Disclosure event(s) on record
• Robyn Ann HindersCRD 2951321 · Des Moines, IA
  Broker
• Brent David HinerichsenCRD 2334218 · Dyersville, IA
  IA RegisteredBroker
  Disclosure event(s) on record
• Tonya Michelle Bowcutt HirteCRD 4377638 · Portland, OR
  IA RegisteredBroker
• Melissa Jane HisekCRD 2824902 · Des Moines, IA
  Broker
• William Kevin HofferCRD 6017984 · Fort Myers, FL
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.