Principal Securities, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

1137

SEC number

801-54949

Firm type

RIA

Assets under management

$17.0B as of Mar 30, 2026

Website

x.com/PRINCIPAL ↗

Phone

888-774-6267

Address

711 High Street, Des Moines, IA, 50392

Advisors at this firm

1,828 in our index · page 13 of 37

• Craig Christian GrundmeierCRD 5419055 · Des Moines, IA
  Broker
• Richard Bazyl GruszewskiCRD 6936126 · Amherst, NY
  IA RegisteredBroker
• Kammie Lora GrytdahlCRD 4682891 · Omaha, NE
  IA RegisteredBroker
• Ronaldo Roullo GumapacCRD 5550288 · Taguig City
  Broker
• Barry E GunnelsCRD 2882813 · Des Moines, IA
  Broker
• Linda Kay GustafsonCRD 2702850 · Des Moines, IA
  IA RegisteredBroker
• Gerard Eliezer De Leon GalamCRD 7773443 · Taguig City
  Broker
• Charles Edward GallagherCRD 6446315 · Irvine, CA
  IA RegisteredBroker
• Mia Alexandra GarciaCRD 6934982 · Lutz, FL
  IA RegisteredBroker
• Grant William GardnerCRD 7828207 · West Des Moines, IA
  IA RegisteredBroker
• Chris A GarnerCRD 7170838 · Rochester, IL
  Broker
• James Clayton GauldenCRD 6976665 · Jacksonville, FL
  Broker
• Jackson GehlingCRD 8018175 · Dyersville, IA
  IA RegisteredBroker
• Lacey C GibsonCRD 7246546 · West Des Moines, IA
  Broker
• Peter Eugene GildeaCRD 8198188 · Des Moines, IA
  Broker
• Jonathan George GillianCRD 7444512 · Charlotte, NC
  Broker
• Mark GoldCRD 8213214 · Brooklyn, NY
  Broker
• Jared John GonneringCRD 7815706 · Freedom, WI
  IA RegisteredBroker
• Maura Elizabeth GoodwinCRD 7877859 · Des Moines, IA
  Broker
• Erika Lin GraceCRD 6560819 · Des Moines, IA
  Broker
• Kasey Marie GrayCRD 7218898 · Duluth, MN
  IA RegisteredBroker
• Hillary Lanore GretemanCRD 7993821 · Carroll, IA
  Broker
• Maria Luisa GriecoCRD 4664585 · Houston, TX
  IA RegisteredBroker
• William Donald GrossCRD 7040795 · Sioux Falls, SD
  IA RegisteredBroker
• Jeremy J GrundCRD 6855704 · Minnetonka, MN
  IA RegisteredBroker
  Disclosure event(s) on record
• Zackery GuerreroCRD 7919089 · East Syracuse, NY
  IA RegisteredBroker
• Michael William HadleyCRD 6901601 · Amherst, NY
  IA RegisteredBroker
• Clifford James HallCRD 3175871 · Fresno, CA
  IA RegisteredBroker
• Kim M HallCRD 2216554 · Amherst, NY
  IA RegisteredBroker
• Jairus S HalladayCRD 6107655 · Wauwatosa, WI
  IA RegisteredBroker
• Michelle Kay HallettCRD 3221399 · Denver, CO
  IA RegisteredBroker
• Nichole Ranee HaltermanCRD 4708491 · Des Moines, IA
  Broker
• Matthew James HamelCRD 7188137 · Latham, NY
  IA RegisteredBroker
• Karen Jewell HamiltonCRD 3148972 · Grand Bay, AL
  IA RegisteredBroker
• Troy Russell HamiltonCRD 6982173 · Des Moines, IA
  Broker
• Valorie Lynn HammenCRD 3246855 · Des Moines, IA
  Broker
• Steven Allen HammondCRD 1933664 · Des Moines, IA
  Broker
• Nicholas HandelandCRD 6676510 · Grand Rapids, MI
  IA RegisteredBroker
• Steven Mark HandelandCRD 1227712 · Grand Rapids, MI
  IA RegisteredBroker
  Disclosure event(s) on record
• Mark Robert HansonCRD 2104475 · Naperville, IL
  IA RegisteredBroker
• Scott Louis HansonCRD 2214174 · Maple Grove, MN
  IA RegisteredBroker
• Glenn Edward HanzelinCRD 2217183 · Davenport, IA
  IA RegisteredBroker
• Archibald Mclanahan HardyCRD 7602736 · Des Moines, IA
  Broker
• Benjamin Earl HardyCRD 7282645 · Almond, NY
  IA RegisteredBroker
• Staci Anne HardyCRD 4509718 · Des Moines, IA
  Broker
• David Theodore HarmonCRD 5822461 · Phoenix, AZ
  Broker
• Thomas Joseph HarnCRD 4365468 · Des Moines, IA
  Broker
• Jeffrey Ray HarperCRD 2539806 · Sharonville, OH
  IA RegisteredBroker
• Bryce Anthony HarrisCRD 6927662 · Tulare, CA
  IA RegisteredBroker
• Melinda A HarrisCRD 4511881 · Des Moines, IA
  Broker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.