Principal Securities, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

1137

SEC number

801-54949

Firm type

RIA

Assets under management

$17.0B as of Mar 30, 2026

Website

x.com/PRINCIPAL ↗

Phone

888-774-6267

Address

711 High Street, Des Moines, IA, 50392

Advisors at this firm

1,828 in our index · page 12 of 37

• Justin GarofaloCRD 5771472 · Atlanta, GA
  IA RegisteredBroker
• Michael Douglas GaryCRD 2164668 · Hiawatha, IA
  IA RegisteredBroker
• Glen GastonCRD 8075071 · Cedar Falls, IA
  IA RegisteredBroker
• Jacob Wayne GayCRD 5470239 · Charlotte, NC
  Broker
• Alexander Ray GelhausCRD 7074226 · Des Moines, IA
  Broker
• David Michael GeliaCRD 1380539 · Amherst, NY
  IA RegisteredBroker
• Ada Concepcion Villegas GelitoCRD 8229778 · Taguig City
  Broker
• David Lane GerdesCRD 2858636 · Des Moines, IA
  IA RegisteredBroker
• Lucas William GerdesCRD 5431655 · Des Moines, IA
  Broker
• Violet Natalie Gesing-AliceaCRD 4248899 · Downers Grove, IL
  IA RegisteredBroker
• Cindy Lee GiacomettoCRD 2672404 · Belle Fourche, SD
  IA RegisteredBroker
• Angelo Michael GiannosaCRD 2749223 · Modesto, CA
  IA RegisteredBroker
• Matthew Paul GieslerCRD 2317915 · Ft Thomas, KY
  IA RegisteredBroker
• Terek James GlenetskiCRD 7130999 · Wauwatosa, WI
  IA RegisteredBroker
• Sarah Catherine Goedken KoolCRD 4420315 · Des Moines, IA
  Broker
• Pamela Ann GoforthCRD 2882495 · Celina, TX
  IA RegisteredBroker
• Michael Scott GoldCRD 2130027 · San Rafael, CA
  IA RegisteredBroker
• Daniel Bryan GoldbergCRD 2547084 · Lutz, FL
  IA RegisteredBroker
• Richard Eric GoldbergCRD 1701359 · Coral Springs, FL
  IA RegisteredBroker
• Sara Michelle GoldsberryCRD 5125972 · Des Moines, IA
  Broker
• Brian Michael GoodeCRD 5612622 · Franksville, WI
  IA RegisteredBroker
• Douglas John GoodenbourCRD 6718459 · Des Moines, IA
  Broker
• Daniel James GoodhueCRD 4771066 · Des Moines, IA
  Broker
• Laura Lea GoodrichCRD 3097814 · Des Moines, IA
  Broker
• Nelson Zachery GoodwaterCRD 2961249 · Des Moines, IA
  Broker
• John Eugene GoodwinCRD 4921126 · Wilmington, DE
  IA RegisteredBroker
• Howard Robert GorbachCRD 2224517 · Cotati, CA
  IA RegisteredBroker
• Melissa Elaine GordonCRD 5796509 · Savannah, GA
  IA RegisteredBroker
• Roger GorenCRD 1094473 · Melville, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Shiela Ann Consuelo GorospeCRD 6956537 · Taguig City
  Broker
• Francis David GoyetteCRD 2556189 · Jacksonville, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Todd Alan GraffCRD 2691623 · West Des Moines, IA
  IA RegisteredBroker
• Tracy GranCRD 6120974 · Sioux Falls, SD
  IA RegisteredBroker
• Matthew Thomas GrannanCRD 7399955 · Indianapolis, IN
  IA RegisteredBroker
• Sean Patrick GrannanCRD 6691242 · Indianapolis, IN
  IA RegisteredBroker
• Justin Mitchell GravesCRD 5360867 · Fort Worth, TX
  IA RegisteredBroker
• Heath V GreeneCRD 5428319 · Des Moines, IA
  IA RegisteredBroker
• Howard Patrick GreeneCRD 5483639 · Tampa, FL
  IA RegisteredBroker
• Bonnie Sue GreerCRD 2706272 · Miami, FL
  Broker
• Kent D GreerCRD 3262609 · Des Moines, IA
  BrokerRegistration inactive
  Disclosure event(s) on record
• Rupert B GregorioCRD 3068594 · Bakersfield, CA
  IA RegisteredBroker
• Daniel Douglas GrieshaberCRD 1572398 · Des Moines, IA
  Broker
• Matthew Cameron GriffinCRD 6709048 · Minnetonka, MN
  IA RegisteredBroker
• William Ernest GriffithCRD 7468935 · Fresno, CA
  IA RegisteredBroker
• Corey Wendell GrimesCRD 2880574 · Freedom, WI
  IA RegisteredBroker
• Alexander Jordan GrochalaCRD 7602309 · Des Moines, IA
  Broker
• M Lorraine Henson GrodCRD 2651930 · Des Moines, IA
  Broker
• Keith Anthony GroesbeckCRD 5895156 · Tampa, FL
  Broker
• William Pierce GrossmannCRD 7168823 · Des Moines, IA
  Broker
• Robert Charles GrowCRD 1248127 · Omaha, NE
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.