Principal Securities, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

1137

SEC number

801-54949

Firm type

RIA

Assets under management

$17.0B as of Mar 30, 2026

Website

x.com/PRINCIPAL ↗

Phone

888-774-6267

Address

711 High Street, Des Moines, IA, 50392

Advisors at this firm

1,828 in our index · page 11 of 37

• Sylvia Dela Cruz FontanillaCRD 2603386 · Skokie, IL
  Broker
• Melanie Ann FopmaCRD 4164339 · Des Moines, IA
  Broker
• Garrett Matthew FordCRD 4415739 · Alexandria, VA
  IA RegisteredBroker
  Disclosure event(s) on record
• Kayla B FortanelCRD 7245362 · Rossville, GA
  IA RegisteredBroker
• Daniel Montgomery FosterCRD 6323400 · Des Moines, IA
  Broker
• Michael Alan FoutsCRD 1502395 · Scottsdale, AZ
  Broker
• Heather Lynn FoxCRD 4361572 · Des Moines, IA
  Broker
• Nicholas Alan FoxCRD 7679960 · West Des Moines, IA
  IA RegisteredBroker
• Melanie Lynn FrancisCRD 2772425 · Denver, CO
  IA RegisteredBroker
• Andrew Jeffrey FranckCRD 4407211 · Charlotte, NC
  Broker
• Scott Andrew FrancoliniCRD 2780569 · Des Moines, IA
  Broker
• Laarni Sta Teresa FrankCRD 5917023 · Minneapolis, MN
  Broker
• John Brian FranklinCRD 1430877 · Overland Park, KS
  IA RegisteredBroker
  Disclosure event(s) on record
• Michele Ranae FranklinCRD 5430123 · Des Moines, IA
  Broker
• Jack FrantzCRD 7853518 · San Diego, CA
  IA RegisteredBroker
• Daniel Curtis FrasierCRD 6109871 · Sioux Falls, SD
  IA RegisteredBroker
• Scott Robert FraungruberCRD 2235674 · Pierson, MI
  IA RegisteredBroker
• Adam Charles FriesthCRD 6887352 · Des Moines, IA
  Broker
• Justin Carl FriscoCRD 4467165 · San Diego, CA
  IA RegisteredBroker
• Angie Linn FritzCRD 4356543 · Readlyn, IA
  IA RegisteredBroker
• William Robert FroehlichCRD 4443070 · Des Moines, IA
  IA RegisteredBroker
• Mark Robert FryCRD 1570138 · Herriman, UT
  IA RegisteredBroker
• Kendl C FulcoCRD 1594962 · Old Greenwich, CT
  IA RegisteredBroker
• Gregory James FullerCRD 4014541 · Omaha, NE
  IA RegisteredBroker
• Paul Walter FulmerCRD 1538035 · Des Moines, IA
  Broker
• Gary James Nomura FebusCRD 8148504 · Liberty Lake, WA
  IA RegisteredBroker
• Stephen Lawrence FeeCRD 7196027 · Safety Harbor, FL
  IA RegisteredBroker
• Maureen Marie FerroneCRD 4189999 · Des Moines, IA
  Broker
• Kimberly Carolina FigueroaCRD 4621838 · Clementon, NJ
  IA RegisteredBroker
• Samuel Roger FileCRD 7972525 · Grand Rapids, MI
  IA RegisteredBroker
• Jeani Patrice FinkCRD 5550271 · Lake Oswego, OR
  IA RegisteredBroker
• Cherry Haney FishburneCRD 2637123 · Birmingham, AL
  Broker
• Kaitlin Elizabeth FitzpatrickCRD 7533479 · Des Moines, IA
  Broker
• Joshua Paul FlintCRD 7711875 · Williamston, MI
  IA RegisteredBroker
• Michael Brian FongCRD 7980872 · Boise, ID
  IA RegisteredBroker
• Nana Adwoa Amo ForsonCRD 7062744 · Des Moines, IA
  Broker
• Kenneth M ForsytheCRD 3214049 · Charlotte, NC
  Broker
• Gregory P ForteCRD 2104427 · Bedford, NH
  IA RegisteredBroker
• Jayschester D FortunatCRD 8120089 · Atlanta, GA
  Broker
• Chloe M FoxCRD 8098537 · West Des Moines, IA
  IA RegisteredBroker
• Sean Mychail FoxCRD 8058089 · Boise, ID
  IA RegisteredBroker
• Alice Culp FrederickCRD 4263749 · Des Moines, IA
  Broker
• Vincent J FrustaglioCRD 5983714 · Grand Rapids, MI
  IA RegisteredBroker
• Shahab GabaypourCRD 2919574 · Irvine, CA
  Broker
• Phillip Derek GagnerCRD 7602310 · Des Moines, IA
  Broker
• Shelby Jean GallagherCRD 4892813 · Des Moines, IA
  Broker
• Gilbert GarciaCRD 1563933 · El Paso, TX
  Broker
• Richard Andrew GarciaCRD 6887360 · Chicago, IL
  IA RegisteredBroker
• Lance William GardnerCRD 2358783 · West Des Moines, IA
  IA RegisteredBroker
• Spencer W GardnerCRD 6992752 · West Des Moines, IA
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.