Principal Securities, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

1137

SEC number

801-54949

Firm type

RIA

Assets under management

$17.0B as of Mar 30, 2026

Website

x.com/PRINCIPAL ↗

Phone

888-774-6267

Address

711 High Street, Des Moines, IA, 50392

Advisors at this firm

1,828 in our index · page 10 of 37

• Dean Edward EstlingCRD 2128144 · Chippewa Falls, WI
  IA RegisteredBroker
• Kimberly A Etchings-DolceCRD 3066668 · Fort Lauderdale, FL
  IA RegisteredBroker
• Norman Edward EttingerCRD 2726322 · Sandpoint, ID
  IA RegisteredBroker
• Ryan Myles EverettCRD 8043704 · Phoenix, AZ
  IA RegisteredBroker
• Benjamin Ray EbertCRD 7686581 · Menomonie, WI
  IA RegisteredBroker
• Michael George EbertCRD 7684731 · Chesterfield, MO
  IA RegisteredBroker
  Disclosure event(s) on record
• Zachary Joe EdwardsCRD 6916842 · Charlotte, NC
  Broker
• Hatem Raafat Mohamed Aly ElshimyCRD 7574330 · San Diego, CA
  IA RegisteredBroker
• Mathew EmersonCRD 6773610 · Des Moines, IA
  Broker
• Jordan Jeffrey EngelCRD 6896045 · Des Moines, IA
  Broker
• Michael EnriquezCRD 2677750 · Amherst, NH
  IA RegisteredBroker
• Karin Ann EshelmanCRD 2193546 · Des Moines, IA
  BrokerRegistration inactive
• Charles Carlos EstesCRD 5903937 · Cincinnati, OH
  IA RegisteredBroker
• Damilola Lanre EyitayoCRD 8216992 · Fresno, CA
  Broker
• Robert Brian FabrizioCRD 3094894 · Tampa, FL
  Broker
• Catherine Alice FaragoCRD 2853929 · Dorchester, MA
  IA RegisteredBroker
• Jeffrey T FarmerCRD 2480871 · Grand Rapids, MI
  Broker
• Ralph L FasanoCRD 2302333 · Des Moines, IA
  BrokerRegistration inactive
  Disclosure event(s) on record
• Jake A FashnerCRD 5368273 · Bradford, OH
  IA RegisteredBroker
  Disclosure event(s) on record
• Karen Natalie FastCRD 4521901 · Tampa, FL
  Broker
• Brianne Renee FaulknerCRD 6221177 · Elkhorn, NE
  IA RegisteredBroker
• Evan FedermanCRD 6192472 · Leawood, KS
  IA RegisteredBroker
• Debra Lynn FehlCRD 4803140 · Liberty, MO
  IA RegisteredBroker
• William Henry FellerCRD 1807994 · Charles City, IA
  IA RegisteredBroker
• Joseph R FenlonCRD 4549479 · Wauwatosa, WI
  IA RegisteredBroker
• James Grey FergusonCRD 7004907 · Charlotte, NC
  Broker
• Tammi Jo FergusonCRD 3218278 · Des Moines, IA
  Broker
• Christopher James FernandezCRD 4872617 · Long Lake, MN
  IA RegisteredBroker
• Joseph Carlin FernandezCRD 2318990 · Safety Harbor, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Mark A FerracaneCRD 5855558 · Latham, NY
  Broker
• Igor FerreiraCRD 6194025 · Tulare, CA
  IA RegisteredBroker
• Mary C FerroneCRD 4774355 · Denville, NJ
  IA RegisteredBroker
• Candice Marie FettketherCRD 4631314 · Cedar Falls, IA
  IA RegisteredBroker
• Susan A FicklingCRD 5429218 · Des Moines, IA
  Broker
• Nicole Rae FieldsCRD 7034938 · Des Moines, IA
  Broker
• Edythe Anderson FindlayCRD 2193896 · La Salle, IL
  IA RegisteredBroker
• Thomas Paul FinkCRD 1159344 · Lake Oswego, OR
  IA RegisteredBroker
• Daniel Robert FinnCRD 4232552 · Des Moines, IA
  Broker
• Julie Ann FischelsCRD 4828368 · Des Moines, IA
  Broker
• Nancy V FischerCRD 4215650 · Rivervale, NJ
  IA RegisteredBroker
• Sunday FischerCRD 5563004 · San Antonio, TX
  IA RegisteredBroker
• Brett Allen FisherCRD 6012110 · Des Moines, IA
  Broker
• Matthew Edward FitzgeraldCRD 4128472 · Chesterfield, MO
  IA RegisteredBroker
• Nicholas R FlatnessCRD 5141967 · Minnetonka, MN
  IA RegisteredBroker
  Disclosure event(s) on record
• Shenequa H. FluddCRD 4220469 · Des Moines, IA
  Broker
• John Francis FogartyCRD 4772019 · Atlanta, GA
  Broker
• George Julius FollstadCRD 210741 · Minocqua, WI
  IA RegisteredBroker
• James M FollstadCRD 5480875 · Downers Grove, IL
  IA RegisteredBroker
• Jason M FolsomCRD 4357310 · Bettendorf, IA
  IA RegisteredBroker
• Danny Lynn FongCRD 4480116 · Sacramento, CA
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.