Principal Securities, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

1137

SEC number

801-54949

Firm type

RIA

Assets under management

$17.0B as of Mar 30, 2026

Website

x.com/PRINCIPAL ↗

Phone

888-774-6267

Address

711 High Street, Des Moines, IA, 50392

Advisors at this firm

1,828 in our index · page 9 of 37

• Salvatore Joseph DursoCRD 1026014 · Lansing, MI
  IA RegisteredBroker
  Disclosure event(s) on record
• Timothy Martin DursoCRD 2305639 · Lansing, MI
  IA RegisteredBroker
• Joy Teves DutmersCRD 3111710 · Orange, CA
  IA RegisteredBroker
• Jeffrey Phillip DvorakCRD 2372602 · West Des Moines, IA
  IA RegisteredBroker
  Disclosure event(s) on record
• Timothy Francis DwyerCRD 1270066 · Wayne, PA
  IA RegisteredBroker
• Foday Sam DyerCRD 7001948 · Charlotte, NC
  Broker
• Paul Mendes DasilvaCRD 2582378 · Charlotte, NC
  Broker
• Faith Kathleen-Marie DaehlinCRD 8236835 · Hiawatha, IA
  Broker
• Suzanne Tennyson DaileyCRD 4178129 · Des Moines, IA
  Broker
• Brandon J DanielsonCRD 7418951 · Saint Johns, FL
  IA RegisteredBroker
• Dale Wayne DavisonCRD 3073250 · Denver, CO
  Broker
• Sirisha S DavuluriCRD 7970433 · Minnetonka, MN
  IA RegisteredBroker
• Ryan Joseph DehavenCRD 8199940 · Wayne, PA
  Broker
• Tyler DevriesCRD 6179689 · Des Moines, IA
  Broker
• Anna DearbornCRD 4858031 · Danville, CA
  IA RegisteredBroker
• Richard Matthew DeckerCRD 4920076 · Lutz, FL
  IA RegisteredBroker
• Daniel DekatCRD 5300412 · Des Moines, IA
  Broker
• Craig Alan DekshenieksCRD 7742589 · Jacksonville, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Martha P DelgadoCRD 7900448 · Windermere, FL
  Broker
• Matthew Lawrence DellasegaCRD 6949002 · Raleigh, NC
  IA RegisteredBroker
• Jeffrey M DerenCRD 7823984 · Des Moines, IA
  Broker
• Gabriel L DetwilerCRD 8197519 · Dublin, OH
  Broker
• Vincent DinicolasCRD 7600273 · Marlton, NJ
  Broker
• Breyden Curtis DierenCRD 7847922 · Sioux Falls, SD
  IA RegisteredBroker
• Braden Michael DietzCRD 7954816 · Des Moines, IA
  IA RegisteredBroker
• Eric M DietzenbachCRD 6965929 · Calmar, IA
  IA RegisteredBroker
• Brian Michael DiffleyCRD 7874777 · Minneapolis, MN
  Broker
• Ryan L DittmerCRD 7697714 · Des Moines, IA
  Broker
• Gian Carlo Sarile DominguezCRD 5387088 · Taguig City
  Broker
• Brendan DonagheyCRD 7451335 · South Boston, MA
  IA RegisteredBroker
• Liam Andrew DownsCRD 7863819 · Jacksonville, FL
  IA RegisteredBroker
• Sara Marie Baber DownsCRD 6992353 · Des Moines, IA
  Broker
• Curtis Ryan DreesmanCRD 7530502 · Des Moines, IA
  Broker
• Christopher Nicholas DubosCRD 5723029 · Stevens Point, WI
  IA RegisteredBroker
• Thomas John DurkinCRD 2530106 · Pittsburgh, PA
  IA RegisteredBroker
• George EastmanCRD 74794 · Corona Del Mar, CA
  Broker
• Robert Michael EberhardtCRD 2479226 · Denver, NC
  IA RegisteredBroker
  Disclosure event(s) on record
• Scott Raymond EbertCRD 6131564 · Menomonie, WI
  IA RegisteredBroker
• Alicia Ann EcksteinCRD 4320104 · Des Moines, IA
  Broker
• Timothy Donald EhlerCRD 2902510 · La Crosse, WI
  Broker
• Zachary ElinichCRD 4688027 · Orefield, PA
  IA RegisteredBroker
• Brian Gordon EllermanCRD 2230500 · Downers Grove, IL
  IA RegisteredBroker
• Derek Robert ElliottCRD 6933054 · West Des Moines, IA
  Broker
• Janet L ElliottCRD 5135458 · Bakersfield, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Mark Jeffrey EllisCRD 4399460 · Nora Springs, IA
  IA RegisteredBroker
• Wendell Dale EppsCRD 3060214 · Southlake, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Karen Marie ErdrichCRD 5636301 · Charlotte, NC
  Broker
• Grant Wade EricksenCRD 5518820 · Holdrege, NE
  IA RegisteredBroker
• Sarahmy Morales EsparteroCRD 7783534 · Taguig City
  Broker
• Andrew Richard EspositoCRD 6063679 · College Grove, TN
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.