Principal Securities, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

1137

SEC number

801-54949

Firm type

RIA

Assets under management

$17.0B as of Mar 30, 2026

Website

x.com/PRINCIPAL ↗

Phone

888-774-6267

Address

711 High Street, Des Moines, IA, 50392

Advisors at this firm

1,828 in our index · page 4 of 37

• John Joseph BrinkmannCRD 2809390 · Springfield, MO
  IA RegisteredBroker
• Betsy M BrittonCRD 5454842 · Boyne City, MI
  IA RegisteredBroker
• Michelle Joanne BrobstCRD 7058529 · Des Moines, IA
  Broker
• James Michael BrockCRD 4919273 · Knoxville, TN
  Broker
• Zachary Taylor BrockCRD 5961217 · Huntersville, NC
  IA RegisteredBroker
• Carrie Marie BrotenCRD 5424954 · Des Moines, IA
  Broker
• Joel E BrothertonCRD 4749839 · Surry, ME
  IA RegisteredBroker
  Disclosure event(s) on record
• Donald Steven BrovickCRD 4706529 · Cazenovia, WI
  IA RegisteredBroker
• Adam Pierce BrownCRD 4714281 · Raleigh, NC
  IA RegisteredBroker
• Brian Marshall BrownCRD 5849767 · Denver, CO
  IA RegisteredBroker
• Vanessa Lynn BruskivageCRD 5981573 · Des Moines, IA
  Broker
• Larry William BryantCRD 1270146 · Tampa, FL
  IA RegisteredBroker
• Anthony Michael BucceriCRD 6924156 · Independence, OH
  IA RegisteredBroker
• Richard Alan BuchmanCRD 4342575 · Des Moines, IA
  Broker
• Daniel Roy John BuehrleCRD 4580417 · Wauwatosa, WI
  IA RegisteredBroker
  Disclosure event(s) on record
• Sonya Marie BuhlmannCRD 6985117 · Overland Park, KS
  Broker
• Tula Ann BurchCRD 1293284 · Atlanta, GA
  IA RegisteredBroker
• Gary G BurczekCRD 6267901 · Des Moines, IA
  Broker
• Lacey Jo BurganCRD 7549707 · Des Moines, IA
  Broker
• Gregory Charles BurgettCRD 2195400 · Sheboygan, WI
  IA RegisteredBroker
• John Patrick BurkeCRD 3209005 · Elkhorn, NE
  IA RegisteredBroker
• Michael Spencer BurkeCRD 3143855 · Hopkinton, MA
  IA RegisteredBroker
• Robert Gerard BurmeisterCRD 2415334 · West Des Moines, IA
  IA RegisteredBroker
  Disclosure event(s) on record
• Thomas Louis BurnorCRD 2759877 · Aliso Viejo, CA
  IA RegisteredBroker
• Michael David BurnsCRD 5785718 · Des Moines, IA
  Broker
• Kevin Matthew ButlerCRD 7197546 · Des Moines, IA
  Broker
• John Weyrich ByrneCRD 2729835 · Des Moines, IA
  Broker
• Patrick Joseph ByrneCRD 3129560 · West Des Moines, IA
  IA RegisteredBroker
• Elizabeth Erickson BackesCRD 2595441 · Minneapolis, MN
  Broker
• Robert Campbell BaileyCRD 6782506 · Elkhorn, NE
  IA RegisteredBroker
• Joshua Thomas BanwartCRD 6884172 · Overland Park, KS
  IA RegisteredBroker
• Dale Duane BartlettCRD 2625302 · Overland Park, KS
  IA RegisteredBroker
  Disclosure event(s) on record
• Joseph Gerald BatailleCRD 7704899 · Georgetown, DE
  IA RegisteredBroker
• Brett BaxterCRD 8014436 · Bettendorf, IA
  IA RegisteredBroker
• Cassidy Layne BearingerCRD 8137209 · Lincoln, NE
  IA RegisteredBroker
  Disclosure event(s) on record
• Bethany Clayton BecknerCRD 7544113 · Pilot Mountain, NC
  IA RegisteredBroker
• Esther Joy BenderCRD 7899441 · Des Moines, IA
  Broker
• Kyle Roger BenhamCRD 7729634 · Grand Rapids, MI
  IA RegisteredBroker
• Deidre Francine BennettCRD 4229893 · Charlotte, NC
  Broker
• Margaret Mary BennettCRD 1556913 · Des Moines, IA
  Broker
• Michael Vernon BenninghovenCRD 2839187 · Burlington, IA
  IA RegisteredBroker
  Disclosure event(s) on record
• Jessica L BenningsdorfCRD 6144152 · Parker, CO
  IA RegisteredBroker
• Jacob David BermanCRD 8055171 · San Diego, CA
  IA RegisteredBroker
• Candence Sue Bidler HurleyCRD 6901510 · Des Moines, IA
  IA RegisteredBroker
• Molly Grace BiklenCRD 8291226 · Des Moines, IA
  Broker
• Devon BlairCRD 7431939 · Raleigh, NC
  IA RegisteredBroker
• Payton Donald Brian BledsoeCRD 8142722 · Bloomington, IL
  IA RegisteredBroker
• Mary J BleskacekCRD 7751954 · Des Moines, IA
  Broker
• Betsy A BlessingCRD 7884259 · Des Moines, IA
  Broker
• Adam Barrett BondCRD 8239595 · Des Moines, IA
  Broker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.