Principal Securities, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

1137

SEC number

801-54949

Firm type

RIA

Assets under management

$17.0B as of Mar 30, 2026

Website

x.com/PRINCIPAL ↗

Phone

888-774-6267

Address

711 High Street, Des Moines, IA, 50392

Advisors at this firm

1,828 in our index · page 5 of 37

• Bradford Harris BoneyCRD 5518542 · Des Moines, IA
  Broker
• Bronson BoothCRD 7875840 · Fresno, CA
  IA RegisteredBroker
• Gonzalo BorquezCRD 8163146 · Miami, FL
  IA RegisteredBroker
• Lester Jude Geronimo BorromeoCRD 7783512 · Taguig City
  Broker
• Jake Michael BoustCRD 8160452 · Fresno, CA
  IA RegisteredBroker
• David Ross BowlesCRD 6197788 · Downers Grove, IL
  IA RegisteredBroker
• Andrea Chelsea BrealCRD 7427927 · Fort Worth, TX
  Broker
• Thais Gaona BrockwayCRD 7852538 · Des Moines, IA
  Broker
• Alphonso Alexander BrownCRD 1420885 · Melville, NY
  IA RegisteredBroker
• Norvin Torris BrownCRD 4137055 · Des Moines, IA
  Broker
• Richard Joseph BrunnerCRD 1629612 · Raleigh, NC
  Broker
• Alejandro BrunoCRD 7854612 · Rochester, NY
  IA RegisteredBroker
• Marcus Gilbert BucknerCRD 8124951 · Des Moines, IA
  Broker
• Molly Christine BumgardnerCRD 6631569 · Des Moines, IA
  Broker
• Shannon Monique BurgessCRD 7546243 · Charlotte, NC
  Broker
• Benny E BurisonCRD 5216793 · North Charleston, SC
  Broker
• John Stephen BurkeCRD 6781920 · Downers Grove, IL
  IA RegisteredBroker
• Joseph Richard BurnesCRD 8065195 · Des Moines, IA
  Broker
• Paul BushellCRD 2119889 · Atlanta, GA
  Broker
• Roy Douglas ButlerCRD 8133544 · Aquilla, TX
  IA RegisteredBroker
• Divine Grace Miac CabreraCRD 6567058 · Taguig City
  Broker
• Renante Bagain CadizCRD 7170191 · Bakersfield, CA
  IA RegisteredBroker
• Raymond I CalCRD 4917837 · Stevens Point, WI
  IA RegisteredBroker
• Aaron Joseph CaligiuriCRD 5986922 · Des Moines, IA
  Broker
• Ashley Kate CallCRD 6979537 · Modesto, CA
  IA RegisteredBroker
• Charles Eli CanadyCRD 1061450 · Boone, NC
  IA RegisteredBroker
• Rudolfo Mark CapobresCRD 2329618 · Pittsburgh, PA
  IA RegisteredBroker
• Nicolas Paul CaradonnaCRD 7180678 · Atlanta, GA
  IA RegisteredBroker
• Kyle Lynn CaranoCRD 6574927 · Fresno, CA
  IA RegisteredBroker
• Corey Vernal CarneyCRD 3260342 · Brentwood, TN
  IA RegisteredBroker
• Britney Cheree CarpenterCRD 6102360 · Springville, UT
  IA RegisteredBroker
• Melissa CarpenterCRD 7009753 · Des Moines, IA
  Broker
• Manuel CarrilCRD 6960362 · Sale Creek, TN
  IA RegisteredBroker
• Antonio CarterCRD 5022315 · Gilbert, AZ
  IA RegisteredBroker
• Chanell Tomika CarterCRD 4327112 · Rosenberg, TX
  IA RegisteredBroker
• Presley Austin CarterCRD 841616 · Nashville, TN
  IA RegisteredBroker
  Disclosure event(s) on record
• Joseph James CarwardineCRD 4504579 · Minnetonka, MN
  IA RegisteredBroker
• Kieran Michael CaseyCRD 4816338 · Chicago, IL
  IA RegisteredBroker
• Brian CashionCRD 6332821 · Des Moines, IA
  Broker
• Richard Allen Luna CasisCRD 7185283 · Taguig City
  Broker
• Kevin Michael CastleCRD 720568 · Iowa City, IA
  IA RegisteredBroker
  Disclosure event(s) on record
• Robert James CastleCRD 6555585 · Iowa City, IA
  IA RegisteredBroker
  Disclosure event(s) on record
• Douglas Peter CastrenCRD 2161241 · Depew, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• John Mark CastroCRD 5605826 · Fort Worth, TX
  Broker
• April CaudillCRD 5627535 · Des Moines, IA
  Broker
• Kurt Anthony CecconiCRD 2556879 · San Diego, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Richard Alexander CecenaCRD 6887393 · Des Moines, IA
  Broker
• Justin Dakota ChandlerCRD 6716462 · Tifton, GA
  IA RegisteredBroker
• Ashley Ann ChapinCRD 5523139 · Des Moines, IA
  IA RegisteredBroker
• Craig Timothy CharltonCRD 3175823 · Wayne, PA
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.