Principal Securities, Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

1137

SEC number

801-54949

Firm type

RIA

Assets under management

$17.0B as of Mar 30, 2026

Website

x.com/PRINCIPAL ↗

Phone

888-774-6267

Address

711 High Street, Des Moines, IA, 50392

Advisors at this firm

1,828 in our index · page 6 of 37

• Vu Hoang ChauCRD 5960097 · Walnut Creek, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Alexes Cano ChavezCRD 7729368 · Taguig City
  Broker
• Brian Ward CheetsosCRD 4001693 · Des Moines, IA
  Broker
• Dawn Estella ChelewskiCRD 4916786 · Des Moines, IA
  Broker
• Han ChenCRD 3111399 · Irvine, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Jason Neil ChristCRD 4346130 · Des Moines, IA
  Broker
• Kelly Patrick ChristensenCRD 2857120 · Cedar Falls, IA
  Broker
• Soohyon B ChungCRD 5071657 · Des Moines, IA
  Broker
• Mark Douglas ChurchCRD 1690653 · Torrington, CT
  Broker
• Jesse Taylor ClarkCRD 5543982 · Sioux Falls, SD
  IA RegisteredBroker
• Kristopher Clinton ClarkCRD 7249167 · Des Moines, IA
  Broker
• Matthew Gordon ClarkCRD 1319815 · Dublin, OH
  IA RegisteredBroker
  Disclosure event(s) on record
• Paul Francis ClarkeCRD 4289897 · Ossining, NY
  IA RegisteredBroker
• Scott Russell ClaybergCRD 4078430 · Des Moines, IA
  IA RegisteredBroker
• Neal Wayne CloerCRD 5575413 · Austin, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Louie Rio Padel CloresCRD 7522062 · Taguig City
  Broker
• Zachary Ray CoglizerCRD 7320406 · Des Moines, IA
  Broker
• Ellen Cressy CohenCRD 2818968 · Des Moines, IA
  Broker
• Trisha N ColbyCRD 7189076 · Des Moines, IA
  Broker
• Brooke Lynn ColeCRD 7578595 · Muscatine, IA
  IA RegisteredBroker
• Kevin Charles CollignonCRD 1185112 · Windermere, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• William Mac CongelioCRD 2619086 · Tampa, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Michael Stephen ConkCRD 4800878 · Wayne, PA
  IA RegisteredBroker
• Jeremy Michael ConnallyCRD 5771573 · Carmel, CA
  IA RegisteredBroker
• Kye William ConnealyCRD 7184984 · West Des Moines, IA
  IA RegisteredBroker
• Bart Maury ConnerCRD 2716719 · Indianapolis, IN
  IA RegisteredBroker
  Disclosure event(s) on record
• Kyle Garnett CookCRD 7314002 · Des Moines, IA
  Broker
• Nichole Larae CoonsCRD 2782232 · Minneapolis, MN
  IA RegisteredBroker
• Amy Darwin CooperCRD 3208259 · Maylene, AL
  IA RegisteredBroker
• Brock CooperCRD 4082970 · Saint Croix Falls, WI
  IA RegisteredBroker
• Donald Keith CooperCRD 1497769 · Des Moines, IA
  Broker
• Curtis Timothy CorkeyCRD 2856532 · Almond, NY
  IA RegisteredBroker
• Chery Lyn Espiritu CorpuzCRD 7773449 · Taguig City
  Broker
• Iris Marie CorralesCRD 7970280 · Des Moines, IA
  Broker
• Melissa Ann CouchCRD 4037984 · South Grafton, MA
  IA RegisteredBroker
• David James CourterCRD 5411203 · Des Moines, IA
  Broker
• Corey Nicholas CoxCRD 7171173 · Des Moines, IA
  Broker
• Daniel P CoxCRD 5080114 · Saint Louis, MO
  IA RegisteredBroker
• Robert Austin CozziCRD 4842296 · Fresno, CA
  IA RegisteredBroker
• Jennifer Leigh CraddockCRD 7136719 · Mandeville, LA
  IA RegisteredBroker
• Bradley David CraigCRD 3085812 · Des Moines, IA
  Broker
• Robert Lee CrandallCRD 1205201 · Bethesda, MD
  IA RegisteredBroker
  Disclosure event(s) on record
• Robert Francis CraneCRD 6933756 · North Charleston, SC
  IA RegisteredBroker
• Morgan Renee CrawfordCRD 5904337 · Waterloo, IA
  Broker
• Brian J CrispCRD 2911479 · Charlotte, NC
  Broker
• Luis I CruzCRD 2398060 · Glendale, AZ
  Broker
• Daniel C CubbisonCRD 7401993 · Wilmington, NC
  IA RegisteredBroker
• John Thomas CullenCRD 4012906 · Davie, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Steven D CulpCRD 1296568 · Newell, IA
  IA RegisteredBroker
• Bradley Jay CureCRD 5489154 · Overland Park, KS
  IA RegisteredBroker
  Disclosure event(s) on record

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.