Principal Securities, Inc.
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 1137
- SEC number
- 801-54949
- Firm type
- RIA
- Assets under management
- $17.0B as of Mar 30, 2026
- Website
- x.com/PRINCIPAL ↗
- Phone
- 888-774-6267
- Address
- 711 High Street, Des Moines, IA, 50392
Advisors at this firm
1,828 in our index · page 7 of 37
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Donald Charles CurtisCRD 3115383 · Raleigh, NCBroker
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Wesley Walton CyrusCRD 6461718 · Pryor, OKIA RegisteredBroker
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Tania CabreraCRD 4706056 · Fort Mill, SCIA RegisteredBroker
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Mariana Calderon QuirozCRD 8171231 · Des Moines, IABroker
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Kristin Michelle CampCRD 3252543 · Wilmington, DEBroker
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Michelle Leigh CampbellCRD 7487440 · Eden Prairie, MNIA RegisteredBroker
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Anita Ladd CanalesCRD 8221382 · Houston, TXIA RegisteredBroker
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Virgilio Tagonayon CandelariaCRD 7430611 · Taguig CityBroker
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Tyler Daniel CarpiauxCRD 7916329 · Wauwatosa, WIIA RegisteredBroker
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Andrew CarrilloCRD 7121343 · Des Moines, IABroker
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Jaime CastanedaCRD 7977555 · Houston, TXIA RegisteredBroker
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Tat ChanCRD 6829136 · Pasadena, CAIA RegisteredBroker
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Keecha ChangCRD 7419192 · Des Moines, IABroker
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Kyung Suk ChangCRD 2915494 · Eastvale, CAIA RegisteredBroker
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Jane J ChoiCRD 4457270 · Irvine, CAIA RegisteredBroker
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John Alexander CisloCRD 2340529 · Duxbury, MAIA RegisteredBroker
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Charles Richard ClineCRD 8046351 · Sharonville, OHIA RegisteredBroker
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Arthur Stephen CloutierCRD 1489752 · W Springfield, MABroker
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Madelin Mary ColangeloCRD 7548189 · Raleigh, NCBroker
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Hernan Garrido ColangoCRD 7636852 · Taguig CityBroker
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Mercedes Grace ColeCRD 1926134 · Des Moines, IABroker
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Riley Scott ColeCRD 8169944 · Des Moines, IABroker
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Seth Mcluen ColemanCRD 6477336 · West Des Moines, IAIA RegisteredBroker
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Luke CollignonCRD 8194626 · Winter Garden, FLBroker
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Matthew William CollinsCRD 5770140 · Irvine, CAIA RegisteredBroker
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Cole Leonard CollisonCRD 7876128 · Carroll, IAIA RegisteredBroker
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Alex ConoverCRD 7494882 · Des Moines, IABroker
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Rodney Edward CookCRD 4430898 · Raleigh, NCBroker
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Jacquelyn Michelle CorbinCRD 7476692 · Des Moines, IABroker
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Brittnay CottonCRD 8052466 · Roseville, CAIA RegisteredBroker
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David CourlangCRD 7375444 · Wayne, PAIA RegisteredBroker
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Pamela Webb CoxCRD 6792980 · Sharonville, OHBrokerRegistration inactiveDisclosure event(s) on record
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Clancy CramerCRD 7401051 · Wauwatosa, WIIA RegisteredBroker
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Rasheed Amad CrearyCRD 6961364 · Lancaster, PABroker
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Quinn Ashburne CrothersCRD 7886298 · Madison, MSIA RegisteredBroker
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Dianne Marie CrouseCRD 7823983 · Dublin, OHBroker
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Jason Alan CummingsCRD 5868108 · Chesterfield, MOIA RegisteredBroker
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Elizabeth Ann CunninghamCRD 1447107 · Des Moines, IABroker
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Kaitlyn M CuscadenCRD 6964668 · Des Moines, IABrokerRegistration inactive
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Kori Diane CusickCRD 2133755 · Des Moines, IABroker
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Francis Joseph D'aliaCRD 5954274 · Marlton, NJIA RegisteredBroker
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Nathan Daniel D'erminioCRD 8242451 · Charlotte, NCBroker
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William Frederick DainesCRD 2124880 · Tampa, FLIA RegisteredBroker
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Jahaida Dari MoinoCRD 5883284 · Des Moines, IABrokerRegistration inactive
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Ward Braiden DarleyCRD 2649691 · Greenwood Village, COBroker
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Matthew Chad DarlingCRD 4166086 · Des Moines, IAIA RegisteredBroker
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Bernard Ray DarrCRD 2460028 · Des Moines, IABroker
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Nicholas Michael DarrahCRD 5394741 · Overland Park, KSIA RegisteredBrokerDisclosure event(s) on record
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Jared Wayne DarringtonCRD 3174514 · Denver, COIA RegisteredBroker
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Michael Craig DarringtonCRD 4517725 · Lake Elmo, MNIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 1137 ↗
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Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.