Transamerica Financial Advisors, LLC

Firm record

As recorded in SEC IAPD

Firm CRD

16164

SEC number

801-38618

Firm type

RIA

Assets under management

$2.1B as of Mar 31, 2026

Website

x.com/TRANSAMERICATFA ↗

Phone

770-248-3271

Address

Two Liberty Place, Philadelphia, PA, 19102

Advisors at this firm

2,043 in our index · page 17 of 41

• Mark A JohnsonCRD 7258335 · So. Jordan, UT
  Broker
• Christopher Shane JonesCRD 7026004 · Charlotte, NC
  Broker
• Darius K JonesCRD 4370855 · Portland, OR
  IA RegisteredBroker
• Harold Kim JonesCRD 5970289 · Bentonville, AR
  IA RegisteredBroker
  Disclosure event(s) on record
• John Paul JonesCRD 2392980 · Hoffman Estates, IL
  Broker
• Paula JuszczykCRD 1640394 · Knoxville, TN
  IA RegisteredBroker
• Abel Wen Hwa KanCRD 4194332 · Long Beach, CA
  IA RegisteredBroker
• Osman KargboCRD 4740250 · Norcross, GA
  Broker
• Prakash Mohan Lal KataraCRD 4479186 · Rancho Santa Margarita, CA
  BrokerRegistration inactive
• Kandi Rae KauffmanCRD 6158800 · Madison, WI
  IA RegisteredBroker
• Keiichi KawanaCRD 7077480 · San Jose, CA
  Broker
• Sharmila KcCRD 6124688 · Ellicott City, MD
  Broker
• Yunqin KeCRD 6310912 · Flushing, NY
  Broker
• Cheryl Ann KellyCRD 6142003 · Thousand Oaks, CA
  IA RegisteredBroker
• Todd Ryland KempCRD 3072733 · Oakbrook Terrace, IL
  IA RegisteredBroker
  Disclosure event(s) on record
• Royal C KennardCRD 4377278 · Clearfield, UT
  IA RegisteredBroker
• Carl David KennedyCRD 1162865 · Alpharetta, GA
  IA RegisteredBroker
  Disclosure event(s) on record
• Don H KhieuCRD 2623644 · Plano, TX
  IA RegisteredBroker
• Kristeen D KhounthamCRD 2093140 · Jacksonville, FL
  Broker
• Quang Tan KhuuCRD 2821552 · Irvine, CA
  Broker
• Fidel Mondejar KiamcoCRD 4397083 · Rancho Cucamonga, CA
  Broker
• Bernadette Youngsil KimCRD 2626747 · Edinburg, TX
  IA RegisteredBroker
• Noelle KimCRD 4058804 · Alpharetta, GA
  IA RegisteredBroker
  Disclosure event(s) on record
• Barry Charles KingCRD 3128658 · Kingston, PA
  IA RegisteredBroker
  Disclosure event(s) on record
• Gosby KingCRD 2136521 · Dallas, TX
  IA RegisteredBroker
• Philip Scott KingreyCRD 2718881 · Pensacola, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Ben Nathaniel KlingerCRD 6861088 · Woodland Hills, CA
  Broker
• John Shelley KnightCRD 1294873 · Austin, TX
  IA RegisteredBroker
• Karla Irene KnoxCRD 7489363 · Cincinnati, OH
  IA RegisteredBroker
• Thuy Thi-Thanh KohCRD 4161259 · Ann Arbor, MI
  Broker
• Yong Hong KohCRD 3218915 · Ann Arbor, MI
  Broker
• Andrew Shiu Ming KomCRD 6180862 · San Mateo, CA
  IA RegisteredBroker
• Elizabeth KooCRD 2308793 · San Mateo, CA
  Broker
• Omprakash KotagiriCRD 2342368 · Piscataway, NJ
  Broker
• Stephen KovalscikCRD 2509361 · So. Jordan, UT
  IA RegisteredBroker
• Christina D KramerCRD 4406871 · Gainesville, GA
  IA RegisteredBroker
• Charles David KreiderCRD 1065388 · San Diego, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Stacey T KruseCRD 2856434 · Reno, NV
  IA RegisteredBroker
  Disclosure event(s) on record
• Donald Eugene KuhnCRD 1933310 · Middlebury, IN
  IA RegisteredBroker
• Tommy KungCRD 3241035 · Torrance, CA
  Broker
• Mohfung KuoCRD 6244208 · Lake Mary, FL
  Broker
• Victor KuoCRD 2359452 · Orange, CA
  IA RegisteredBroker
• Vuthy Eng KuochCRD 2350729 · Buena Park, CA
  Broker
• Miranda Kwan Ying KuongCRD 3266012 · Gaithersburg, MD
  Broker
• Hadi KusumoCRD 4719552 · Houston, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• John C KaineCRD 2519507 · Cincinnati, OH
  IA RegisteredBroker
• Dominic Victor KalmetaCRD 8064522 · Phoenix, AZ
  Broker
• Nancy Chung KamimuraCRD 3261505 · Buena Park, CA
  Broker
• Kristen Jinhee KangCRD 7322544 · Brea, CA
  Broker
• Ruihan KangCRD 6626334 · Piscataway, NJ
  Broker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.