Transamerica Financial Advisors, LLC
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 16164
- SEC number
- 801-38618
- Firm type
- RIA
- Assets under management
- $2.1B as of Mar 31, 2026
- Website
- x.com/TRANSAMERICATFA ↗
- Phone
- 770-248-3271
- Address
- Two Liberty Place, Philadelphia, PA, 19102
Advisors at this firm
2,043 in our index · page 18 of 41
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Aleece Aron KardonCRD 5890558 · Alpharetta, GAIA RegisteredBroker
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Etienne KarekeziCRD 4079372 · Gaithersburg, MDBroker
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Alok KatariaCRD 8168379 · Alpharetta, GAIA RegisteredBroker
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Hairong KeCRD 8203512 · Norcross, GABroker
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Joannah Lydia KellerCRD 7213082 · Plano, TXBroker
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Christopher KennisonCRD 6388736 · Irvine, CABroker
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Sathita KerdpongvanichCRD 7641858 · Pasadena, CAIA RegisteredBroker
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Pooja KhuranaCRD 8182639 · Pleasanton, CABroker
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Kanyon KhuuCRD 7682444 · Irvine, CABroker
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Thien KhuuCRD 8160488 · Milpitas, CABroker
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Randy Charles KieselCRD 4321048 · Phoenix, AZBroker
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Eunjoo KimCRD 7416007 · Portland, ORIA RegisteredBroker
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Heran H. KimCRD 8193178 · Los Angeles, CABroker
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Sok KimCRD 7239760 · San Diego, CABroker
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Caroline KimaniCRD 8205426 · Bellevue, WABroker
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Alvin Wayne KingCRD 5334281 · Jacksonville, FLBroker
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Steven Philip KingreyCRD 7838732 · Orem, UTIA RegisteredBroker
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Johnathan KinneyCRD 7476061 · Centennial, COBroker
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Joseph KizerCRD 7202150 · Perrysburg, OHIA RegisteredBroker
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Milos KleutCRD 8210275 · Alpharetta, GABroker
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Marek Marian KlincewiczCRD 2552713 · Oakbrook Terrace, ILIA RegisteredBroker
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Yi-Shan KoCRD 8261219 · Bellevue, WABroker
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Hima KongaraCRD 8216059 · San Jose, CABroker
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Amy KooCRD 8042357 · Alviso, CABroker
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Christine Mai KoyCRD 7015572 · Rockville, MDIA RegisteredBroker
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Yevgeniy KrasnovCRD 7907402 · Las Vegas, NVIA RegisteredBroker
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Kelly Nicole KrausCRD 8255043 · Plano, TXBroker
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Syhwa Chen KrausCRD 7289370 · Chicago, ILBroker
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Felicia KristantoCRD 7700640 · Chicago, ILBroker
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Yan KrugerCRD 4069816 · Flushing, NYBroker
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Theresa Linghsuan KungCRD 8137007 · Flushing, NYBroker
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Li-Chun KuoCRD 8239204 · Flushing, NYBroker
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Mohammed Sheik KuyatehCRD 6534395 · San Diego, CABroker
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Howard Hwan KwakCRD 5417799 · Flushing, NYBroker
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Drew Chris LabarberaCRD 1255994 · Plano, TXIA RegisteredBrokerDisclosure event(s) on record
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Dana Leigh LagattutaCRD 2993894 · Thousand Oaks, CABroker
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Desmond LamCRD 3041798 · Canton, MAIA RegisteredBroker
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Mong Thanh LamCRD 2028683 · Santa Clara, CABroker
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Thao Thao Kathryn LamCRD 6144034 · Santa Clara, CABroker
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Juliana LanierCRD 4592997 · Stockton, CAIA RegisteredBroker
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Ann LaoCRD 4600343 · Chino, CABroker
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Kevin James LarsenCRD 4186414 · Clearfield, UTIA RegisteredBrokerDisclosure event(s) on record
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Diane M LarsonCRD 3213218 · Madison, WIBroker
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Rosa Romero LasnoverCRD 2304955 · San Diego, CAIA RegisteredBroker
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Rudy LasryCRD 4530893 · Centennial, COBroker
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Albert Kie Tat LawCRD 2623716 · Santa Clara, CAIA RegisteredBroker
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Kenneth Alden LawCRD 5507428 · Rancho Cucamonga, CABroker
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Andrew David LawsCRD 4691226 · Oregon City, ORIA RegisteredBroker
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Kimmy N LeCRD 2669166 · Houston, TXBroker
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Leman Thi LeCRD 2447610 · Santa Clara, CABroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 16164 ↗
FINRA BrokerCheck record for firm CRD 16164 ↗
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Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.