Oppenheimer & Co. Inc.
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 249
- SEC number
- 801-887
- Firm type
- RIA
- Assets under management
- $36.7B as of Jun 23, 2026
- Website
- www.oppenheimer.com ↗
- Phone
- 212-668-8000
- Address
- 85 Broad Street, New York, NY, 10004
Advisors at this firm
1,368 in our index · page 12 of 28
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Matthew Robert JohnsonCRD 7682377 · New York, NYBroker
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Stephanie Danger JohnstonCRD 7611175 · Lake Oswego, ORIA RegisteredBroker
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Douglas W JonesCRD 3123199 · Minneapolis, MNBroker
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Jeffrey Michael JonesCRD 7325273 · New York, NYBroker
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Alexander JosephCRD 1049825 · San Francisco, CAIA RegisteredBrokerDisclosure event(s) on record
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Robert Louis JulianaCRD 5509770 · New York, NYBroker
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Steven Shane KahaneCRD 2271030 · Sarasota, FLBroker
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John Rick KalehCRD 1611924 · Houston, TXIA RegisteredBrokerDisclosure event(s) on record
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Suraj KaliaCRD 4777983 · New York, NYIA RegisteredBroker
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John Kurt KalineCRD 2143305 · New York, NYBroker
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Debra Beilby KallewardCRD 2588955 · Portage, MIIA RegisteredBroker
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Emily KaneCRD 1896004 · New York, NYBroker
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Matthew Meir KarpfCRD 6668224 · New York, NYBroker
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John Charles KarsenCRD 1286767 · Fort Myers, FLBroker
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Julian Bernard KasmaiCRD 8123788 · Chicago, ILIA RegisteredBroker
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Michael David KasperCRD 2269960 · New York, NYBroker
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Karen Marie KaufmanCRD 3196340 · Birmingham, MIBroker
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Alex KavazisCRD 7939203 · Jericho, NYIA RegisteredBroker
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John Howard KayCRD 1298675 · Grosse Pointe Farms, MIIA RegisteredBrokerDisclosure event(s) on record
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Noah Duke KayeCRD 5678085 · New York, NYBroker
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Lorraine Patricia KearyCRD 1868543 · New York, NYBroker
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James KecklerCRD 4740144 · Newport Beach, CABroker
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Blake Christopher KeeleanCRD 8172901 · Birmingham, MIIA RegisteredBroker
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Drew Michael KeenanCRD 2146168 · Tampa, FLIA RegisteredBrokerDisclosure event(s) on record
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Paul David KellerCRD 2397804 · Jenkintown, PAIA RegisteredBroker
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Laura G KellermanCRD 2333767 · Jericho, NYIA RegisteredBroker
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Cynthia Anne KelleyCRD 4009740 · The Woodlands, TXIA RegisteredBroker
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David Fairchild KelleyCRD 4908040 · New York, NYBroker
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Michael Joseph KellyCRD 1942735 · Chicago, ILIA RegisteredBroker
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Nelson Mahan KellyCRD 1795855 · Winston-Salem, NCIA RegisteredBrokerDisclosure event(s) on record
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Craig Frank KenersonCRD 2645757 · Saddle Brook, NJBroker
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Deena M KennedyCRD 2001881 · Chicago, ILBroker
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Gilda Maria KennedyCRD 1325939 · Fort Lauderdale, FLBroker
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Michael William KenneyCRD 7805294 · Boston, MAIA RegisteredBroker
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Jeffrey Edward KerblerCRD 4621775 · Pickerington, OHIA RegisteredBroker
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Ahmad KhalilCRD 6579843 · San Francisco, CAIA RegisteredBroker
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Ittai KidronCRD 4008429 · Saddle Brook, NJBroker
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Joseph Seungil KimCRD 7941399 · Baltimore, MDBroker
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William S KimballCRD 2373413 · New York, NYBroker
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Justin M KingCRD 5129621 · New York, NYIA RegisteredBroker
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Kathleen Carroll KingCRD 6146533 · Asheville, NCIA RegisteredBrokerDisclosure event(s) on record
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Mark Alan KirbyCRD 2206886 · White Plains, NYIA RegisteredBrokerDisclosure event(s) on record
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Douglas Raymond KlineCRD 1566702 · Frankenmuth, MIIA RegisteredBroker
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Boyd John KlinglerCRD 1294692 · Chicago, ILIA RegisteredBroker
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Christopher Norman KnowltonCRD 2217270 · Port Huron, MIIA RegisteredBroker
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Christine Julia KockCRD 1291935 · Fort Lauderdale, FLIA RegisteredBroker
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Reiji Christopher KodamaCRD 8041535 · Los Angeles, CAIA RegisteredBroker
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Robin Marie KollmerCRD 1626886 · New York, NYBroker
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Jonathan Philip KolodkinCRD 1596438 · Atlanta, GAIA RegisteredBroker
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Anthony Michael KologyCRD 2074779 · New York, NYIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 249 ↗
FINRA BrokerCheck record for firm CRD 249 ↗
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Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.