Oppenheimer & Co. Inc.
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 249
- SEC number
- 801-887
- Firm type
- RIA
- Assets under management
- $36.7B as of Jun 23, 2026
- Website
- www.oppenheimer.com ↗
- Phone
- 212-668-8000
- Address
- 85 Broad Street, New York, NY, 10004
Advisors at this firm
1,368 in our index · page 13 of 28
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Andrew Allen KoontzCRD 6941430 · Wichita, KSIA RegisteredBroker
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William Christopher KorberCRD 2202656 · New York, NYBroker
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Robert Morris KorfCRD 2663572 · New York, NYBroker
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Jeremy Holden KoshCRD 6285156 · Stamford, CTIA RegisteredBroker
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Christian Daniel KosikCRD 2237825 · New York, NYIA RegisteredBroker
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Christoph M KotowskiCRD 1386733 · New York, NYBroker
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Lori Sue KovalCRD 2289229 · Florham Park, NJIA RegisteredBroker
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Karen Lee KowalewskiCRD 2081552 · St. Louis, MOBroker
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Daniel R KrallCRD 6670700 · Boston, MAIA RegisteredBroker
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Matthew KramerCRD 7703359 · St. Louis, MOBroker
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Jared Lance KrongoldCRD 6255614 · New York, NYBroker
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Stefan Mark KuharCRD 6675884 · New York, NYBroker
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Patricia KumpCRD 1227266 · Kansas City, MOBroker
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Mario John KusteraCRD 2217199 · New York, NYIA RegisteredBroker
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Brian Christopher KutsmedaCRD 2371330 · Boca Raton, FLIA RegisteredBroker
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Tien Er KwokCRD 7128258 · New York, NYBroker
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Danny Lane KyleCRD 1587972 · Chicago, ILIA RegisteredBroker
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Vasilis KambourisCRD 7282457 · Warrington, PAIA RegisteredBroker
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Nicole Elizabeth KracumCRD 6190751 · Chicago, ILIA RegisteredBroker
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Michael Gordon LachnitCRD 1998375 · Springfield, MOIA RegisteredBrokerDisclosure event(s) on record
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Barry Lee LacinaCRD 4422916 · Austin, TXIA RegisteredBroker
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Diane Jean LacinaCRD 2947409 · Austin, TXIA RegisteredBroker
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Susan Linda LahayCRD 1418175 · Sterling Heights, MIBroker
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Paul Arthur LaliberteCRD 4483715 · Chicago, ILIA RegisteredBroker
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Jeffrey Robert LallemandCRD 4512353 · New York, NYIA RegisteredBroker
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Thomas Bowers LamCRD 7388723 · New York, NYBroker
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Brian Joseph LangCRD 6962945 · New York, NYBroker
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Christopher Louis LappasCRD 2140189 · Stamford, CTIA RegisteredBroker
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Charles LarkinCRD 7217702 · New York, NYBroker
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Mark Christopher LarsenCRD 2333772 · Minneapolis, MNIA RegisteredBroker
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Spencer Christopher LarsenCRD 8201157 · Minneapolis, MNIA RegisteredBroker
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Duane Clifton LarueCRD 2275945 · Seattle, WAIA RegisteredBrokerDisclosure event(s) on record
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Jonathan B LaskerCRD 5156111 · New York, NYBroker
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Tiffani Ashley LauCRD 6496931 · New York, NYBroker
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Steven Kirk LauterbachCRD 1559348 · Dallas, TXIA RegisteredBroker
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Steven Kirk Lauterbach IICRD 6079622 · Dallas, TXIA RegisteredBroker
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John B LawlerCRD 2155307 · New York, NYIA RegisteredBrokerDisclosure event(s) on record
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David Howard LazarusCRD 1111946 · St. Louis, MOIA RegisteredBrokerDisclosure event(s) on record
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Christopher Michael LazosCRD 4563160 · Dorado, PRIA RegisteredBroker
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Danny Lienchen LeeCRD 4341086 · New York, NYBroker
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David LeeCRD 2675581 · Bellevue, WAIA RegisteredBroker
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Dongjun LeeCRD 7282306 · New York, NYBroker
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Susan K LeeCRD 2717190 · New York, NYBroker
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Victor LeeCRD 6213424 · San Francisco, CABroker
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Michael W LegaspiCRD 4830135 · Newport Beach, CAIA RegisteredBroker
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Monica Lynn LeisterCRD 2555407 · Pittsburgh, PAIA RegisteredBroker
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Michael Bruce LemkinCRD 1406290 · Los Angeles, CAIA RegisteredBroker
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Frederic Jay LeonardCRD 1410458 · Fort Lauderdale, FLIA RegisteredBroker
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Samantha Lee LeonardCRD 7836264 · Frankenmuth, MIBroker
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Timothy Eugene LeonardCRD 3200954 · Melville, NYBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 249 ↗
FINRA BrokerCheck record for firm CRD 249 ↗
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Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.