Oppenheimer & Co. Inc.
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 249
- SEC number
- 801-887
- Firm type
- RIA
- Assets under management
- $36.7B as of Jun 23, 2026
- Website
- www.oppenheimer.com ↗
- Phone
- 212-668-8000
- Address
- 85 Broad Street, New York, NY, 10004
Advisors at this firm
1,368 in our index · page 14 of 28
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Alice Beth Leopold-BenintendiCRD 1547235 · New York, NYIA RegisteredBrokerDisclosure event(s) on record
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Mark Elliot LesnikCRD 3090326 · New York, NYBroker
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Sandy Richard LesserCRD 1646377 · New York, NYIA RegisteredBroker
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Bruce Jay LessingerCRD 848330 · Los Angeles, CAIA RegisteredBrokerDisclosure event(s) on record
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Richard Douglas LeveyCRD 307703 · St. Louis, MOIA RegisteredBrokerDisclosure event(s) on record
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Lindsey Coreen LevinCRD 7754667 · Coral Gables, FLBroker
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Marc LevinCRD 6449669 · Melville, NYIA RegisteredBrokerDisclosure event(s) on record
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Andrew Weiss LevyCRD 1157707 · Scottsdale, AZIA RegisteredBroker
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Raymond LewCRD 2442909 · Los Angeles, CAIA RegisteredBroker
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Robert Elliot LewisCRD 7374705 · New York, NYBroker
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Cheng LiCRD 7281521 · New York, NYIA RegisteredBroker
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Steven LibertucciCRD 2319035 · New York, NYBroker
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Sean Jeffrey LichtigCRD 2016244 · North Palm Beach, FLBroker
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Kenneth Wayne LiddyCRD 1924764 · Princeton, NJIA RegisteredBrokerDisclosure event(s) on record
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Deborah LiebermanCRD 2330206 · New York, NYBroker
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James Raymond LinCRD 6017342 · Pasadena, CABroker
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Jason LinCRD 7427087 · San Francisco, CABroker
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Andy LindermanCRD 6079604 · New York, NYBroker
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John Gerard LinehanCRD 1097308 · Chicago, ILIA RegisteredBroker
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Gail Ann LitchfieldCRD 2020344 · Saddle Brook, NJIA RegisteredBroker
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Nancy LiuCRD 6666743 · New York, NYBroker
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Constantinos E LivaditisCRD 6864829 · St. Louis, MOIA RegisteredBroker
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Maureen Livernois-KlimekCRD 7401079 · Grosse Pointe Farms, MIIA RegisteredBroker
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Marcia Lindsey LocherCRD 1033317 · Houston, TXIA RegisteredBroker
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Patrick Anthony LockeCRD 4250569 · New York, NYIA RegisteredBroker
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Kenneth Blandford LockyerCRD 721567 · North Palm Beach, FLBroker
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Kathleen Ann LombardoCRD 5064004 · Southbury, CTIA RegisteredBroker
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Christina LomeliCRD 5048013 · Coral Gables, FLIA RegisteredBroker
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Robert C LongCRD 1180503 · Richmond, VAIA RegisteredBroker
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Sandra Costa LopesCRD 6141322 · Coral Gables, FLIA RegisteredBroker
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Candice Ann LopezCRD 6370890 · New York, NYIA RegisteredBroker
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Ernesto LopezCRD 2062674 · New York, NYBroker
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Huston LorenzoCRD 5951377 · Coral Gables, FLIA RegisteredBroker
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Fernando Javier LosadaCRD 2724896 · New York, NYBroker
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Andrew John LothianCRD 4027946 · New York, NYBroker
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James Kenneth LouderbaughCRD 1282165 · Springfield, MOIA RegisteredBrokerDisclosure event(s) on record
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Eleni Cecelia Louvaris-BaroneCRD 3078881 · Jericho, NYIA RegisteredBroker
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Joseph Samuel LovellCRD 5044240 · New York, NYBroker
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James Francis LoweCRD 1048806 · Hardeeville, SCIA RegisteredBrokerDisclosure event(s) on record
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Charles Hartman LowenCRD 3094730 · San Francisco, CABroker
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Albert Grinsfelder LowenthalCRD 313519 · New York, NYBroker
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Robert Steven LowenthalCRD 1639913 · New York, NYIA RegisteredBroker
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Stephen John LozanCRD 2747686 · Portsmouth, NHIA RegisteredBroker
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Angelica Bridget LubbenCRD 7715566 · Boston, MABroker
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John S LubyCRD 3252038 · St. Louis, MOIA RegisteredBroker
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Maxwell Addison LuckCRD 7295089 · Los Angeles, CAIA RegisteredBroker
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Darryl Jadwick LynchCRD 1313519 · Kirkland, WAIA RegisteredBrokerDisclosure event(s) on record
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Kevin Thomas LynchCRD 4301448 · East Lansing, MIIA RegisteredBroker
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Michael James LynchCRD 1703474 · Baltimore, MDBroker
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Jerome Worth LynnCRD 2281063 · Atlanta, GAIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 249 ↗
FINRA BrokerCheck record for firm CRD 249 ↗
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Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.