Oppenheimer & Co. Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

249

SEC number

801-887

Firm type

RIA

Assets under management

$36.7B as of Jun 23, 2026

Website

www.oppenheimer.com ↗

Phone

212-668-8000

Address

85 Broad Street, New York, NY, 10004

Advisors at this firm

1,368 in our index · page 18 of 28

• Alma Ann NevarezCRD 2720002 · Dallas, TX
  Broker
• Thomas Francis NevinCRD 2329653 · New York, NY
  Broker
• Sandra K NewberryCRD 1947641 · Asheville, NC
  IA RegisteredBroker
• Morgan Constance NewmanCRD 5379408 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• John Blair NicholasCRD 4192508 · Atlanta, GA
  IA RegisteredBroker
• Karen Lynn NicholsCRD 2160145 · New York, NY
  IA RegisteredBroker
• James Heward NicholsonCRD 1014626 · Bellevue, WA
  IA RegisteredBroker
• Daniel NicolasCRD 4789756 · Red Bank, NJ
  IA RegisteredBroker
• Eleni NikiforouCRD 6448238 · New York, NY
  IA RegisteredBroker
• Matthew S NirenbergCRD 4962617 · Briarcliff Manor, NY
  IA RegisteredBroker
• Carolyne Mae NittoCRD 1541067 · Florham Park, NJ
  Broker
• Rodney Frederick NockCRD 726178 · Bowersville, GA
  IA RegisteredBroker
  Disclosure event(s) on record
• Gerard NolanCRD 1822774 · New York, NY
  Broker
• Joseph NotarfrancescoCRD 6006136 · Jericho, NY
  IA RegisteredBroker
• Luke R NotaroCRD 7762053 · New York, NY
  Broker
• James Giovanni NovelloCRD 7361233 · Asheville, NC
  IA RegisteredBroker
• Natalie L C NunnallyCRD 1000733 · New York, NY
  Broker
• Spencer Todd NurseCRD 2509585 · Jackson, WY
  IA RegisteredBroker
• Nicholas Lang NussbaumerCRD 6588310 · Atlanta, GA
  IA RegisteredBroker
• Ryan Fergus NortonCRD 6606429 · Boston, MA
  Broker
• Nicholas John NovakCRD 7645870 · Tampa, FL
  IA RegisteredBroker
• Christopher Bass NystromCRD 2266012 · New York, NY
  Broker
• Sean Paul O'sullivanCRD 4969149 · Red Bank, NJ
  Broker
• Brenda Joette ObrienCRD 1587005 · St. Louis, MO
  IA RegisteredBroker
  Disclosure event(s) on record
• John Feighan ObrienCRD 1972005 · Newport Beach, CA
  Broker
• Brian S OcampoCRD 7177001 · New York, NY
  IA RegisteredBroker
• Ronald Thomas OchalCRD 2245000 · Tampa, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Christopher Mark OconnorCRD 2392054 · Red Bank, NJ
  IA RegisteredBroker
• Christopher Stephen OconnorCRD 1754538 · New York, NY
  Broker
• Daniel Joseph OdellCRD 2284725 · Florham Park, NJ
  IA RegisteredBroker
  Disclosure event(s) on record
• Scott Tyler OdonnellCRD 4339707 · Jericho, NY
  IA RegisteredBroker
• Russell OganCRD 1517211 · Fort Myers, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• John Brian OgdenCRD 736453 · Carlsbad, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Matthew Paul OharaCRD 4160092 · New York, NY
  Broker
• Jane Smith OkulskiCRD 5656018 · Winston-Salem, NC
  IA RegisteredBroker
  Disclosure event(s) on record
• Bruce Harvey OlephantCRD 1219613 · Boca Raton, FL
  Broker
• Barbara Louise Long OleyCRD 7292519 · Richmond, VA
  IA RegisteredBroker
• Sheff Daniel OlingerCRD 1236235 · Dallas, TX
  IA RegisteredBroker
• Heather Stella OliverCRD 2817158 · Fort Lauderdale, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Gerhard OlsenCRD 5237380 · Washington, DC
  IA RegisteredBroker
• Ajay Lawrence OlsonCRD 7569473 · New York, NY
  Broker
• Lawrence Jay OlsonCRD 1663104 · New York, NY
  IA RegisteredBroker
• Jackson Sargent OmalleyCRD 7971669 · Dallas, TX
  Broker
• Melanie Rose OppenheimerCRD 4951656 · New York, NY
  Broker
• Simon Andreas OppligerCRD 2169890 · Stamford, CT
  IA RegisteredBroker
• Michael Joseph OrourkeCRD 1644712 · Stamford, CT
  IA RegisteredBroker
  Disclosure event(s) on record
• Donald John OshaughnessyCRD 2069109 · Chicago, IL
  Broker
• Heather Marie OttCRD 6015327 · Plymouth, MI
  IA RegisteredBroker
• Leonard Graham OttoCRD 6985444 · New York, NY
  Broker
• Peter Fisher OvertonCRD 4654403 · New York, NY
  Broker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.