Oppenheimer & Co. Inc.
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 249
- SEC number
- 801-887
- Firm type
- RIA
- Assets under management
- $36.7B as of Jun 23, 2026
- Website
- www.oppenheimer.com ↗
- Phone
- 212-668-8000
- Address
- 85 Broad Street, New York, NY, 10004
Advisors at this firm
1,368 in our index · page 19 of 28
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Kristen E OwenCRD 5521383 · New York, NYIA RegisteredBroker
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Leda Joan OzmenCRD 3226331 · Los Angeles, CAIA RegisteredBroker
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Christopher PadulaCRD 6056709 · Red Bank, NJIA RegisteredBrokerDisclosure event(s) on record
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Michael John PaganucciCRD 5596834 · San Francisco, CAIA RegisteredBroker
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Susan PajerCRD 5776249 · Warrington, PAIA RegisteredBroker
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Constance PalazzoloCRD 2270375 · Cincinnati, OHIA RegisteredBroker
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Michael John PallittoCRD 4334247 · New York, NYIA RegisteredBrokerDisclosure event(s) on record
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Matthew Henry PangCRD 4885637 · New York, NYIA RegisteredBroker
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Doreen PappasCRD 2107263 · New York, NYBroker
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Jack PappasCRD 8244110 · Florham Park, NJBroker
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Damian John PardoCRD 4224312 · Coral Gables, FLIA RegisteredBroker
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Rupesh Dhinoj ParikhCRD 5120854 · New York, NYIA RegisteredBroker
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Roseann ParkerCRD 1703647 · New York, NYBroker
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Hiren PatelCRD 5883212 · Dallas, TXIA RegisteredBroker
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Ashwin Vijay PathareCRD 7028031 · Seattle, WAIA RegisteredBroker
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Roopak PatiCRD 5683771 · San Francisco, CABroker
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Ryan J PatrieCRD 7568820 · New York, NYIA RegisteredBroker
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Emily Anne PazurCRD 7886506 · Winston-Salem, NCBroker
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Noel Gunter PearsonCRD 7934438 · Tampa, FLIA RegisteredBroker
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Jacqueline PeckCRD 3135737 · New York, NYBroker
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Collin Deibele PedersonCRD 4354799 · Minneapolis, MNBroker
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Maria Cristina PejoroCRD 1853703 · San Francisco, CAIA RegisteredBroker
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Leah Raye PelfreyCRD 2259238 · Los Angeles, CABroker
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Robert Craig PelhamCRD 813005 · New York, NYIA RegisteredBroker
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Jesse Matthew PellegrinoCRD 7671480 · New York, NYBroker
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Michael John PeloquinCRD 4995731 · Chicago, ILIA RegisteredBroker
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Richard Pierre PeloquinCRD 852703 · Chicago, ILIA RegisteredBroker
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Paul PengCRD 4035999 · New York, NYBroker
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Persio Anthony PerezCRD 2642086 · New York, NYBroker
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Harold Loyd PerkinsCRD 851390 · Houston, TXIA RegisteredBrokerDisclosure event(s) on record
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Madeline Rose PestineCRD 8283389 · Chicago, ILBroker
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H. Peter PetroskyCRD 1300861 · North Palm Beach, FLIA RegisteredBrokerDisclosure event(s) on record
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Silvana PetroviciCRD 5022199 · New York, NYBroker
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Michael Andrew PfefferCRD 2257048 · Stamford, CTIA RegisteredBroker
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Bradley Edward PhillipsCRD 5068249 · Atlanta, GAIA RegisteredBroker
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Brandon PhillipsCRD 7306291 · New York, NYIA RegisteredBroker
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Michael PhilllipsCRD 4560689 · New York, NYBroker
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David Clyde PickettCRD 828986 · Seattle, WAIA RegisteredBrokerDisclosure event(s) on record
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Dean Williams PickettCRD 5177915 · Seattle, WAIA RegisteredBroker
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Austin Jack PieckCRD 7934256 · New York, NYIA RegisteredBroker
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Sue Anna PiedraCRD 4279100 · Austin, TXIA RegisteredBroker
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Kumar PindiproluCRD 2532122 · New York, NYIA RegisteredBroker
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Peter Anthony PitarresiCRD 1161545 · New York, NYBroker
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Craig Lyle PlattCRD 1551026 · Snowmass, COIA RegisteredBrokerDisclosure event(s) on record
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Bozena Katarzyna PodbielskiCRD 5413601 · New York, NYBroker
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Nadia A PolackCRD 5150646 · New York, NYIA RegisteredBroker
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Ross Michael PollockCRD 4209048 · New York, NYIA RegisteredBroker
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Adam Brian PopperCRD 1418445 · New York, NYBroker
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Jonathan Noel PorterCRD 2167135 · New York, NYBroker
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Bradley S PottorfCRD 6900247 · Vienna, VAIA RegisteredBrokerDisclosure event(s) on record
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 249 ↗
FINRA BrokerCheck record for firm CRD 249 ↗
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Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.