Oppenheimer & Co. Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

249

SEC number

801-887

Firm type

RIA

Assets under management

$36.7B as of Jun 23, 2026

Website

www.oppenheimer.com ↗

Phone

212-668-8000

Address

85 Broad Street, New York, NY, 10004

Advisors at this firm

1,368 in our index · page 23 of 28

• Shahzeb ShaikhaCRD 7816229 · St. Louis, MO
  IA RegisteredBroker
• Brendan Charles ShanahanCRD 1280391 · Melville, NY
  Broker
• Arif Badar SheikhCRD 5152067 · New York, NY
  Broker
• John Robert SheltonCRD 1013953 · Leawood, KS
  IA RegisteredBroker
• Feng ShenCRD 4445432 · Los Angeles, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Adriana A ShieldsCRD 4782548 · New York, NY
  Broker
• Tsao Kuo ShihCRD 4233867 · New York, NY
  Broker
• Timothy James ShockleeCRD 2323754 · St. Louis, MO
  IA RegisteredBroker
  Disclosure event(s) on record
• Ivan ShoreCRD 1012943 · New York, NY
  Broker
• Nicole ShoumCRD 6373752 · New York, NY
  Broker
• Nilamber Bhakta ShresthaCRD 1961894 · San Francisco, CA
  IA RegisteredBroker
• Scott ShulmanCRD 1091024 · Washington, DC
  IA RegisteredBroker
  Disclosure event(s) on record
• Nicholas Alexander SiconolfiCRD 6349126 · New York, NY
  IA RegisteredBroker
• Peter Mark SiedemCRD 2041550 · New York, NY
  Broker
• Jeremy David SiegelCRD 2259103 · New York, NY
  IA RegisteredBroker
• Merrell Gerard SiegelCRD 1059543 · Los Angeles, CA
  IA RegisteredBroker
• Charlotte Rose Macgregor SiggCRD 8186141 · Boston, MA
  IA Registered
• Sean C SillCRD 1960536 · North Palm Beach, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Jared Richard SilvermanCRD 6041651 · Port Orange, FL
  IA RegisteredBroker
• Daniel Alexander SilversteinCRD 6373336 · New York, NY
  Broker
• Leonard Joseph SilvesterCRD 2196632 · Pittsburgh, PA
  IA RegisteredBroker
  Disclosure event(s) on record
• Jared R SimonCRD 6543943 · New York, NY
  Broker
• Lisa Marie SimonCRD 6109233 · Grosse Pointe Farms, MI
  IA RegisteredBroker
• Nicholas SingerCRD 5171671 · New York, NY
  Broker
• Samuel Orville SkinnerCRD 4016320 · New York, NY
  Broker
• Helen SkorodinskyCRD 5125287 · New York, NY
  Broker
• Stephen Bernard SlewitzkeCRD 1535159 · Atlanta, GA
  IA RegisteredBroker
• Kenneth David SmalleyCRD 2002359 · New York, NY
  IA RegisteredBroker
• Alexander Morgan SmithCRD 5993824 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Augustus Kole SmithCRD 8122781 · New York, NY
  Broker
• Casey SmithCRD 5495989 · Warrington, PA
  IA RegisteredBroker
• Dean Mcpherson SmithCRD 1710830 · Grosse Pointe Farms, MI
  IA RegisteredBroker
  Disclosure event(s) on record
• Eugene Gray SmithCRD 835321 · Winston-Salem, NC
  IA RegisteredBroker
  Disclosure event(s) on record
• Faith Marie SmithCRD 6320785 · Warrington, PA
  IA RegisteredBroker
• Hal Horace SmithCRD 1171758 · Grosse Pointe Farms, MI
  Broker
• Hance Walter SmithCRD 7633961 · San Francisco, CA
  IA RegisteredBroker
• Jeffrey Charles SmithCRD 7453202 · Chicago, IL
  Broker
• Michael Alexander SmithCRD 2641552 · Atlanta, GA
  IA RegisteredBroker
• Karen M SnodgrassCRD 5629138 · Birmingham, MI
  Broker
• Christopher SnooksCRD 4814222 · Birmingham, MI
  Broker
• Zachary SnowCRD 7787879 · Baltimore, MD
  Broker
• Alan Joshua SokolCRD 1810234 · Danbury, CT
  IA RegisteredBroker
  Disclosure event(s) on record
• Diana SolCRD 6304045 · Coral Gables, FL
  IA RegisteredBroker
• Jitu G SomayaCRD 846167 · San Francisco, CA
  Broker
• Alexander Hayes SomersCRD 4997281 · Houston, TX
  Broker
• Doris Michelle SophusCRD 2206157 · Houston, TX
  Broker
• Elisabeth Di SorensenCRD 4946258 · San Francisco, CA
  IA RegisteredBroker
• Paul Edward SortalCRD 812859 · Chicago, IL
  IA RegisteredBroker
• Catalina Soto BuschCRD 4492413 · Atlanta, GA
  IA RegisteredBroker
• Dimitri Angelo SpanosCRD 3219492 · Scottsdale, AZ
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.