Oppenheimer & Co. Inc.

Firm record

As recorded in SEC IAPD

Firm CRD

249

SEC number

801-887

Firm type

RIA

Assets under management

$36.7B as of Jun 23, 2026

Website

www.oppenheimer.com ↗

Phone

212-668-8000

Address

85 Broad Street, New York, NY, 10004

Advisors at this firm

1,368 in our index · page 24 of 28

• Phillip SparkeCRD 4268850 · Tampa, FL
  IA RegisteredBroker
• Cynthia Ann SpenoCRD 2336325 · Fort Lauderdale, FL
  IA RegisteredBroker
• Jay Martin SpielerCRD 1072642 · Coral Gables, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Paul Michael SportelliCRD 1851708 · Carlsbad, CA
  Broker
• Phillip Walker SpragueCRD 1012467 · St. Louis, MO
  IA RegisteredBroker
  Disclosure event(s) on record
• Kelli Lynne SpringerCRD 2757571 · Kansas City, MO
  Broker
• Christian S St VilCRD 8005574 · Stamford, CT
  IA RegisteredBroker
• Daniel Johannes StahlieCRD 2951371 · Austin, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• James George StamesCRD 815044 · Richmond, VA
  IA RegisteredBroker
  Disclosure event(s) on record
• Douglas Joseph StandishCRD 2713559 · Chesterfield, MO
  IA RegisteredBroker
  Disclosure event(s) on record
• Laurence Marc StangerCRD 1805575 · Melville, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Steven Robison StapleyCRD 6474991 · Seattle, WA
  IA RegisteredBroker
• Peter Wallace StaufferCRD 2666096 · Topeka, KS
  IA RegisteredBroker
• Daria StaussCRD 4524731 · Fort Worth, TX
  Broker
• Joshua StavskyCRD 6942712 · New York, NY
  IA RegisteredBroker
• Joseph Benton SteffyCRD 2333229 · Fishkill, NY
  IA RegisteredBroker
• Andrew SteinCRD 2424362 · New York, NY
  IA RegisteredBroker
• Joseph SteinCRD 434718 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Richard Tyler SteinbachCRD 1638908 · St. Louis, MO
  IA RegisteredBroker
• Matthew Alan SteinfeldCRD 1470209 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Paul David StendigCRD 1559436 · Stamford, CT
  Broker
• Susan L StephensCRD 2400351 · Fort Lauderdale, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Nicholas Richard Galli SterlingCRD 6403270 · San Francisco, CA
  IA RegisteredBroker
• Steven Mark SternerCRD 2249824 · Leawood, KS
  IA RegisteredBroker
• Colin Edmund StevensCRD 7234526 · Warrington, PA
  IA RegisteredBroker
• John Anthony StockCRD 1882817 · Coral Gables, FL
  IA RegisteredBroker
• John Anthony StoltzfusCRD 1185142 · New York, NY
  IA RegisteredBroker
• Joe Craig StoneCRD 2731640 · Dallas, TX
  Broker
• Todd Michael StoneCRD 4298305 · New York, NY
  BrokerRegistration inactive
• Lucy Sexter StovellCRD 7935807 · New York, NY
  Broker
• John Leonard StrandbergCRD 1511528 · New York, NY
  Broker
• Brent Derron StrawnCRD 4573810 · Houston, TX
  IA RegisteredBroker
• Kristoffer Manaloto SunCRD 6707023 · Bellevue, WA
  IA RegisteredBroker
• Melinda Darlene SungCRD 4977496 · Atlanta, GA
  IA RegisteredBroker
  Disclosure event(s) on record
• Gajendra Kumar SuriCRD 1500945 · Melville, NY
  Broker
• Scott SussmanCRD 7749422 · New York, NY
  Broker
• James Andrew SwanCRD 2134215 · New York, NY
  Broker
• Byron Robert SwartsCRD 6138676 · Frankenmuth, MI
  IA RegisteredBroker
• Suzanne Marie SweetwoodCRD 2149212 · Chicago, IL
  Broker
• Joseph SalernoCRD 7777993 · New York, NY
  IA RegisteredBroker
• Jacob Winstanley SchmittCRD 6310818 · St. Louis, MO
  IA RegisteredBroker
• Craig A SchneiderCRD 3117805 · Birmingham, MI
  IA RegisteredBroker
• Andrew Houston ShafferCRD 8129355 · New York, NY
  Broker
• Matthew ShafferCRD 2247565 · New York, NY
  Broker
• Robert SheriffCRD 703530 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Adam SilverblattCRD 7936236 · New York, NY
  Broker
• Paramveer SinghCRD 5224401 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Tucker Lawrence SlatteryCRD 7758531 · New York, NY
  Broker
• Justin SotoCRD 7581574 · New York, NY
  Broker
• Lisa Marie StiglianoCRD 3075584 · Hauppauge, NY
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 21, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.