Rockefeller Capital Management

Firm record

As recorded in SEC IAPD

Firm CRD

291361

SEC number

801-114033

Firm type

RIA

Assets under management

$99.6B as of Mar 31, 2026

Website

m.facebook.com/rockefellercapitalmanagement ↗

Phone

212-549-5100

Address

45 Rockefeller Plaza, New York, NY, 10111

Advisors at this firm

663 in our index · page 1 of 14

• Trevor Carey AdamsCRD 5798093 · Richmond, VA
  IA RegisteredBroker
• Christa Bruckner AhrensCRD 4044736 · Hamilton, NJ
  IA RegisteredBroker
• Genesis AlbaCRD 6193879 · New York, NY
  IA RegisteredBroker
• Mark David AlexanderCRD 2202934 · New York, NY
  Broker
• Shawna D AlexanderCRD 6265988 · The Woodlands, TX
  IA RegisteredBroker
• James AllottCRD 7452080 · New York, NY
  Broker
• Francis Xavier AmslerCRD 2526813 · Houston, TX
  IA RegisteredBroker
• Jeffrey Scott AndersonCRD 4848318 · Bainbridge Island, WA
  IA RegisteredBroker
• Vanessa G. AndersonCRD 3278859 · Palo Alto, CA
  IA RegisteredBroker
• Sora AraimCRD 5253064 · San Francisco, CA
  IA RegisteredBroker
• James Christopher AugustineCRD 3105173 · San Antonio, TX
  IA RegisteredBroker
• Thura Kyaw AungCRD 7393469 · Bethesda, MD
  IA RegisteredBroker
• Lissette Aviles-ColonCRD 1863730 · New York, NY
  Broker
• Gavin Samuel AbramsCRD 6659847 · New York, NY
  IA RegisteredBroker
• Cathy Lynn AchterCRD 1468255 · Arlington, VA
  IA RegisteredBroker
  Disclosure event(s) on record
• Michael AdelmanCRD 6239775 · New York, NY
  Broker
• Jordan AlexanderCRD 6596395 · Hamilton, NJ
  IA RegisteredBroker
• George Dexter AllenCRD 7981242 · Atlanta, GA
  IA RegisteredBroker
• Angela Ann BaconCRD 2090237 · Houston, TX
  IA RegisteredBroker
• Morgan E BadersniderCRD 5954978 · Grand Rapids, MI
  IA RegisteredBroker
• Tracy R. BakerCRD 4504186 · Minneola, FL
  IA RegisteredBroker
• Clayton David BalkoCRD 5937004 · Chicago, IL
  IA RegisteredBroker
• Deborah Lynn BarberCRD 4673985 · Atlanta, GA
  IA RegisteredBroker
• Samuel Taylor BardenCRD 4323859 · Charlotte, NC
  IA RegisteredBroker
  Disclosure event(s) on record
• Lisa K BarnesCRD 4364504 · Bentonville, AR
  IA RegisteredBroker
• Katherine Ann BarnhartCRD 4003716 · Palm Beach Gardens, FL
  IA RegisteredBroker
• Joel Andrew BarrettCRD 5063873 · Grand Rapids, MI
  IA RegisteredBroker
• Joseph Whiteman BartholomewCRD 2756380 · Richmond, VA
  IA RegisteredBroker
• James Martin BealeCRD 4154833 · New York, NY
  IA RegisteredBroker
• Matthew David BelfantiCRD 4872242 · Newport Beach, CA
  IA RegisteredBroker
• Teresa Catherine BeltranCRD 7392534 · Walnut Creek, CA
  IA RegisteredBroker
• Sean Aloysius BerginCRD 4548929 · Conshohocken, PA
  IA RegisteredBroker
• Richard Harris BergmanCRD 2826654 · Chicago, IL
  IA RegisteredBroker
  Disclosure event(s) on record
• Stacey Marie BetschCRD 2464196 · New York, NY
  IA RegisteredBroker
• Ashley Shea BittarCRD 7165865 · Paramus, NJ
  IA RegisteredBroker
• Allison Leigh BooherCRD 4958309 · Winter Park, FL
  IA RegisteredBroker
• Eli Isaac BoussiCRD 6121792 · Paramus, NJ
  IA RegisteredBroker
• Krista Tuell BowenCRD 3210138 · Brentwood, TN
  IA RegisteredBroker
• Christopher Ryan BowmanCRD 5100130 · Houston, TX
  IA RegisteredBroker
• Haley BrehmCRD 7212751 · Charlotte, NC
  IA RegisteredBroker
• Ryan A BressnerCRD 6735872 · New York, NY
  Broker
• John Christopher BroderickCRD 1470736 · Park City, UT
  IA RegisteredBroker
• Tracy Lynn BroderickCRD 2163992 · Paramus, NJ
  IA RegisteredBroker
• Heather Lynn BrownCRD 2546484 · Dallas, TX
  IA RegisteredBroker
• Joshua David BruegmanCRD 5450378 · Brentwood, TN
  IA RegisteredBroker
• Dedra BrustCRD 5210391 · Saratoga Springs, NY
  IA RegisteredBroker
• Berkley Kelleher BryanCRD 7311294 · Atlanta, GA
  IA RegisteredBroker
• Raymond Clark Hoiles BryanCRD 6034186 · Saratoga Springs, NY
  IA RegisteredBroker
• Rebecca Livia BurakCRD 8233076 · New York, NY
  Broker
• Charles F BurkeCRD 4466587 · New York, NY
  Broker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.