Rockefeller Capital Management

Firm record

As recorded in SEC IAPD

Firm CRD

291361

SEC number

801-114033

Firm type

RIA

Assets under management

$99.6B as of Mar 31, 2026

Website

m.facebook.com/rockefellercapitalmanagement ↗

Phone

212-549-5100

Address

45 Rockefeller Plaza, New York, NY, 10111

Advisors at this firm

663 in our index · page 2 of 14

• Joseph Alexander BybeeCRD 5340841 · Houston, TX
  IA RegisteredBroker
• Jennifer Kay ByrneCRD 6080828 · Birmingham, MI
  IA RegisteredBroker
• Julie ByrnesCRD 5084724 · Chicago, IL
  IA RegisteredBroker
• Robert Alric BarrettCRD 6599965 · Birmingham, MI
  IA RegisteredBroker
• David BatievskyCRD 8127210 · New York, NY
  IA RegisteredBroker
• Rand F BeechCRD 6952202 · Birmingham, MI
  IA RegisteredBroker
• Spencer G BennettCRD 7978805 · Arlington, VA
  IA RegisteredBroker
• Elizabeth L BesharCRD 8130322 · New York, NY
  Broker
• Joseph Paul BloomCRD 7990500 · Olympia, WA
  IA RegisteredBroker
• Adam J BlumCRD 6696019 · Wellington, FL
  Broker
• Christian John BorodiakCRD 7363104 · Fort Lauderdale, FL
  IA RegisteredBroker
• Jonathan Andre BouvierCRD 7994665 · Boston, MA
  IA RegisteredBroker
• Samantha Alexandra BraffmanCRD 7756113 · New York, NY
  Broker
• Sonya Alee BramptonCRD 7317859 · Palo Alto, CA
  IA RegisteredBroker
• Devin BriscoCRD 6667252 · New York, NY
  Broker
• John BroderickCRD 6661388 · New York, NY
  IA RegisteredBroker
• Jack BrowneCRD 7217254 · New York, NY
  IA RegisteredBroker
• Donald E BruemmerCRD 6682684 · Cincinnati, OH
  IA RegisteredBroker
• Tara A BurkeCRD 5204579 · New York, NY
  Broker
• Hayden Maxwell BurnsCRD 7767296 · Atlanta, GA
  IA RegisteredBroker
• Thomas Alexander BurnsCRD 7416579 · Walnut Creek, CA
  IA RegisteredBroker
• Angela Kolb CagwinCRD 5441808 · Springfield, IL
  IA RegisteredBroker
• Victor Clinton CalvertCRD 4617779 · Atlanta, GA
  IA RegisteredBroker
  Disclosure event(s) on record
• Veronica Marie CampanellaCRD 6748389 · San Diego, CA
  IA RegisteredBroker
• Samuel Reid CampbellCRD 6739686 · Arlington, VA
  IA RegisteredBroker
  Disclosure event(s) on record
• Jeffrey Michael CampitoCRD 5739812 · Saratoga Springs, NY
  IA RegisteredBroker
• Steven CangialosiCRD 5098690 · Stamford, CT
  IA RegisteredBroker
• Vivian CapanoCRD 4429654 · Hamilton, NJ
  IA RegisteredBroker
• Matthew Cole CerfolioCRD 7668856 · New York, NY
  IA RegisteredBroker
• Keri Tan ChanCRD 5169380 · San Francisco, CA
  IA RegisteredBroker
• Raymond L. ChaseCRD 1703047 · Florham Park, NJ
  IA RegisteredBroker
• Becky B ChenCRD 5859407 · San Francisco, CA
  IA RegisteredBroker
• Mari Eloise Chen-FiskeCRD 7982189 · New York, NY
  Broker
• Joseph Michael ChurchCRD 2109814 · Chesterfield, MO
  IA RegisteredBroker
  Disclosure event(s) on record
• Steven ColemanCRD 840001 · Chicago, IL
  IA RegisteredBroker
• William Gene ColwynCRD 3026651 · Chicago, IL
  IA RegisteredBroker
• Courtney Nicole ConnollyCRD 3244894 · San Antonio, TX
  IA RegisteredBroker
• Samantha J CooperCRD 4287748 · New York, NY
  Broker
• Steven Michael CoplinCRD 1999548 · Naples, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Janelle M CromwellCRD 5948047 · Olympia, WA
  IA RegisteredBroker
• Jaimie Lynn CrookCRD 4756276 · St. Marys, GA
  IA RegisteredBroker
• Riley Kate CameronCRD 8159790 · New York, NY
  IA RegisteredBroker
• Marc Todd CarasCRD 2868314 · Boston, MA
  Broker
• Julianne Janus CareyCRD 7978684 · New York, NY
  IA RegisteredBroker
• Robert J CarrCRD 1299428 · New York, NY
  IA RegisteredBroker
• Robert Dennis CarsonCRD 7422561 · New York, NY
  Broker
• James Banigan CaseyCRD 5879950 · Phoenix, AZ
  IA RegisteredBroker
• Jacklyn Denise CelanoCRD 1187152 · West Dundee, IL
  IA RegisteredBroker
• Samuel ChapinCRD 2817495 · New York, NY
  Broker
• Julia Jane ChaseCRD 7275074 · Florham Park, NJ
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.