Rockefeller Capital Management

Firm record

As recorded in SEC IAPD

Firm CRD

291361

SEC number

801-114033

Firm type

RIA

Assets under management

$99.6B as of Mar 31, 2026

Website

m.facebook.com/rockefellercapitalmanagement ↗

Phone

212-549-5100

Address

45 Rockefeller Plaza, New York, NY, 10111

Advisors at this firm

663 in our index · page 3 of 14

• Nicholas Adam ChiarolanzioCRD 7070895 · New York, NY
  Broker
• Marcus Payne ClarkCRD 6665323 · Atlanta, GA
  IA RegisteredBroker
• Victoria Claire CollierCRD 7128210 · Atlanta, GA
  IA RegisteredBroker
• Brian CostasCRD 8209286 · Atlanta, GA
  IA RegisteredBroker
• Tyler Kenneth Yuksel CrowleyCRD 7357177 · Arlington, VA
  IA RegisteredBroker
• David Max CrummyCRD 7592928 · New York, NY
  IA RegisteredBroker
• Audrey CrumpCRD 7126717 · Carmel, IN
  Broker
• Carlos Jacob CruzCRD 7094069 · Chicago, IL
  IA RegisteredBroker
• Mark Eric DahlCRD 1752344 · Houston, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Gerald Ward DahlanderCRD 2399352 · Dallas, TX
  IA RegisteredBroker
• Brett R DanielsCRD 5839826 · San Antonio, TX
  IA RegisteredBroker
• Laura English DawsonCRD 4420983 · Atlanta, GA
  IA RegisteredBroker
• Christopher Michael DegraceCRD 4418351 · Winter Park, FL
  IA RegisteredBroker
• Michael Delli PaoliCRD 5329161 · New York, NY
  IA RegisteredBroker
• Robert Edward DentonCRD 2529226 · Dallas, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Jannah Llewellyn DevineCRD 4884194 · Newport Beach, CA
  IA RegisteredBroker
• Hao Vinh DongCRD 6235853 · Los Gatos, CA
  IA RegisteredBroker
• Christopher Vito DoriaCRD 1954931 · New York, NY
  Broker
• William Boyd DrewryCRD 2554663 · Houston, TX
  Broker
• Chloe Tianyu DuanshiCRD 5940465 · New York, NY
  IA RegisteredBroker
• Jacqueline Ellen DufresneCRD 2597003 · Newburgh, NY
  IA RegisteredBroker
• Brett Howard DulyeaCRD 3095155 · Newport Beach, CA
  IA RegisteredBroker
• Christopher Trevor DupuyCRD 1749982 · Newport Beach, CA
  Broker
• Jamie A DurraniCRD 6061000 · San Francisco, CA
  IA RegisteredBroker
• Margot M DwyerCRD 4306913 · Carmel, IN
  IA RegisteredBroker
• Jeffrey L DykstraCRD 5285983 · Grand Rapids, MI
  IA RegisteredBroker
• Caitlin M DahlCRD 6797357 · Oak Brook, IL
  IA RegisteredBroker
• Harrison Bennett DaleCRD 7204908 · New York, NY
  IA RegisteredBroker
• Nelson Carl DarlingCRD 8205156 · Saratoga Springs, NY
  Broker
• Emily Kathleen DarrowCRD 7779181 · Saratoga Springs, NY
  Broker
• Justin DelisiCRD 6217263 · Conshohocken, PA
  IA RegisteredBroker
• James G DemartiniCRD 4518259 · San Francisco, CA
  IA RegisteredBroker
• Cameron Robert DeereCRD 7657266 · New York, NY
  IA RegisteredBroker
• Biagio DelboccioCRD 7683864 · Naples, FL
  IA RegisteredBroker
• Maureen Johanna DoddCRD 5410605 · Cincinnati, OH
  IA RegisteredBroker
• Kristen DonatoCRD 2851108 · Conshohocken, PA
  IA RegisteredBroker
• Evan DuncanCRD 7959684 · Atlanta, GA
  IA RegisteredBroker
  Disclosure event(s) on record
• Kathy S DyerCRD 6122512 · Nokomis, FL
  IA RegisteredBroker
• Thomas S DziubelaCRD 8175707 · New York, NY
  IA RegisteredBroker
• Thomas Gilbert EastwoodCRD 2054207 · Winter Park, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• William J EganCRD 2546435 · New York, NY
  Broker
• Catherine Mcmichael ElrodCRD 4718478 · Richmond, VA
  IA RegisteredBroker
• Jessica Ann EmsCRD 5229744 · Chesterfield, MO
  IA RegisteredBroker
• Kristen Rose EganCRD 7390309 · New York, NY
  IA RegisteredBroker
• Nicholas Felix EguiazarianCRD 7195215 · Los Angeles, CA
  IA RegisteredBroker
• Benjamin Robinson EmeryCRD 8145112 · New York, NY
  Broker
• Caleb Joshua EnninCRD 7980122 · Hartford, CT
  IA RegisteredBroker
• Laura K EspositoCRD 4017345 · New York, NY
  Broker
• Kaitlyn FanaroffCRD 6554381 · Bethesda, MD
  IA RegisteredBroker
• Nelson Frederick FaroCRD 1247444 · Boca Raton, FL
  IA RegisteredBroker
  Disclosure event(s) on record

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.