Rockefeller Capital Management

Firm record

As recorded in SEC IAPD

Firm CRD

291361

SEC number

801-114033

Firm type

RIA

Assets under management

$99.6B as of Mar 31, 2026

Website

m.facebook.com/rockefellercapitalmanagement ↗

Phone

212-549-5100

Address

45 Rockefeller Plaza, New York, NY, 10111

Advisors at this firm

663 in our index · page 4 of 14

• Paul Marques FernandesCRD 6432856 · Saratoga Springs, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Brian Stephen FerraroCRD 7373558 · Boston, MA
  IA RegisteredBroker
• Timothy Jon FiaccoCRD 4920413 · San Francisco, CA
  IA RegisteredBroker
• Michael J FielerCRD 2415266 · Cincinnati, OH
  IA RegisteredBroker
  Disclosure event(s) on record
• Przemyslaw Eugeniusz FilipekCRD 6713014 · New York, NY
  IA RegisteredBroker
• Kelly A FlahertyCRD 5271852 · Stamford, CT
  Broker
• Gregory James FlemingCRD 2338986 · New York, NY
  Broker
• Tatum ForemanCRD 7887413 · Atlanta, GA
  IA RegisteredBroker
• Ashlee Marie FoxCRD 6562924 · Bluffton, SC
  IA RegisteredBroker
• James Wyatt FreemanCRD 1101249 · Charlotte, NC
  IA RegisteredBroker
• Michael Austin FreyCRD 3078180 · Cincinnati, OH
  IA RegisteredBroker
• Mitchell William FanningCRD 7322511 · Saratoga Springs, NY
  IA RegisteredBroker
• Alexis Brooke FaroCRD 6571570 · New York, NY
  IA RegisteredBroker
• Jenny Young FernandezCRD 6490920 · Charlotte, NC
  IA RegisteredBroker
• Mallory FindleyCRD 6960514 · New York, NY
  IA RegisteredBroker
• Sean FitzgibbonsCRD 7429960 · New York, NY
  Broker
• Kristin Dianne FletcherCRD 2980244 · Stamford, CT
  IA RegisteredBroker
• Kayla Michelle FosterCRD 7490272 · Denver, CO
  IA RegisteredBroker
• Sean FoustCRD 6621069 · The Woodlands, TX
  IA RegisteredBroker
• Eloise R FriedmanCRD 8194705 · New York, NY
  Broker
• Madison Victoria FriedmanCRD 8230209 · Dallas, TX
  IA RegisteredBroker
• Michael Joshua FriedmanCRD 4881879 · Newtown, PA
  IA RegisteredBroker
• Jennifer Nicole GallinoCRD 6806789 · New York, NY
  Broker
• Jean C GannonCRD 2573797 · Palo Alto, CA
  IA RegisteredBroker
• Jorge Andres GarciaCRD 4798014 · Austin, TX
  IA RegisteredBroker
• Jose Ricardo GarzaCRD 5422815 · New York, NY
  Broker
• Ashley Marie GegenwarthCRD 6278040 · Naples, FL
  IA RegisteredBroker
• Abigail Williams GentryCRD 6127528 · Atlanta, GA
  IA RegisteredBroker
• Christine Diane GeoffrayCRD 4081516 · Los Angeles, CA
  IA RegisteredBroker
• Michael Joseph GiaccoCRD 5352956 · Saratoga Springs, NY
  IA RegisteredBroker
• Dale Francis Mark GilkesCRD 2689383 · New York, NY
  Broker
• Joshua Eli GoldbergCRD 6789766 · Carmel, IN
  IA RegisteredBroker
• Sean M GormanCRD 4012910 · Saratoga Springs, NY
  Broker
• Thomas Joseph GranaghanCRD 2822726 · Hamilton, NJ
  IA RegisteredBroker
• James Edward GravesCRD 2643578 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Jennifer GravesCRD 5224415 · Clovis, CA
  IA RegisteredBroker
• Michael E GamberCRD 5986316 · New York, NY
  IA RegisteredBroker
• Austin GardnerCRD 6675139 · New York, NY
  Broker
• Zachary Todd GebbenCRD 6694377 · Grand Rapids, MI
  IA RegisteredBroker
• David Louis GelfmanCRD 4385689 · New York, NY
  Broker
• Wayne Robert GelineauCRD 2587578 · Los Angeles, CA
  IA RegisteredBroker
• Theresa M GorinCRD 2758113 · Chesterfield, MO
  IA RegisteredBroker
• Holden Maxx GranetCRD 7696851 · Boca Raton, FL
  IA RegisteredBroker
• Daniel GuadalupeCRD 7855854 · Bethesda, MD
  IA RegisteredBroker
• Steven GuanCRD 7787378 · New York, NY
  IA RegisteredBroker
• Christian Jude GumaCRD 7401778 · New York, NY
  IA RegisteredBroker
• Latisha Dawn Hagler BickelCRD 4847832 · Dallas, TX
  IA RegisteredBroker
• Karleen Madeleine HalliwellCRD 2581701 · Fort Lauderdale, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Rebecca Danielle HallmanCRD 6484650 · Dallas, TX
  IA RegisteredBroker
• Matthew HambletonCRD 4629875 · Cincinnati, OH
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.